Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $9,544 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $46,350 |
| Fleetwood Travel Trailers of Texas, Inc. | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $10,250 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | FINRA | $55,000 |
| HEXION SPECIALTY CHEMICALS INC | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $18,000 |
| GREDE WISCONSIN SUBSIDIARIES LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,500 |
| QUALA SYSTEMS, INC. DBA QUALAWASH | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,000 |
| RYERSON | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,250 |
| GOLDEN LIVING CENTER | Fillmore Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $10,700 |
| MW INDUSTRIES, INC. DBA ATLANTIC SPRING | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,514 |
| COVANTA SEMASS, LLC | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $13,500 |
| PETCO ANIMAL SUPPLIES, INC. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $15,600 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $8,837 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $18,450 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $90,800 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $19,000 |
| TENNECO AUTOMOTIVE OPERATING COMPANY INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $6,700 |
| UNIVAR, USA INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,650 |
| PETSMART INC | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $13,575 |
| ERACHEM COMILOG INC | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,875 |
| CARRY-ON TRAILER, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $12,100 |
| SOUTHEASTERN EMERGENCY PHYSICIANS INC | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,400 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $23,000 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $32,700 |
| HOHMAN PLATING AND MFG. INC. | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,123 |
| ARMSTRONG WOOD PRODUCTS, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $6,000 |
| BRIGGS & STRATTON CORPORATION | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,000 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $77,000 |
| COVANTA MONTGOMERY, INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,150 |
| MAACO COLLISION REPAIR & AUTO | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,050 |
| FEDERAL MOGUL CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $9,150 |
| DURA AUTOMOTIVE SYSTEMS INC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $13,000 |
| Gulf Oil Limited Partnership | ArcLight Capital Partners | private equity (including portfolio companies) | water pollution violation | 2009 | EPA | $85,000 |
| SEQUA COATINGS, LLC | Carlyle Group | private equity (including portfolio companies) | hazardous waste violation | 2009 | EPA | $65,000 |
| SEQUA COATINGS, LLC | Carlyle Group | private equity (including portfolio companies) | hazardous waste violation | 2009 | EPA | $31,750 |
| J.L. FRENCH AUTOMOTIVE CASTINGS, INC. | Onex | private equity (including portfolio companies) | air pollution violation | 2009 | EPA | $25,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $19,730 |
| ZEP, INC. (fka ACUITY SPECIALTY PRODUCTS) | New Mountain Capital | private equity (including portfolio companies) | hazardous waste violation | 2009 | EPA | $72,205 |
| ZEP, INC. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $18,000 |
| REILLY INDUSTRIES INC. | Wind Point Partners | private equity (including portfolio companies) | air pollution violation | 2009 | EPA | $1,130,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2009 | EPA | $15,000 |
| Electronics for Imaging, Inc. | Siris Capital Group | private equity (including portfolio companies) | export control violation | 2008 | BIS | $32,000 |
| Neiman Marcus Group Inc | Ares Management | private equity (including portfolio companies) | product safety violation | 2008 | CPSC | $50,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $32,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $11,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $7,500 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $10,000 |
| ACUITY SPECIALTY PRODUCTS GROUP INC | New Mountain Capital | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $14,030 |
| GARCO INC | EQT AB | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $12,160 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,625 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $7,500 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $9,500 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $8,000 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $8,000 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $10,500 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $2,300,000 |
| AHLSTROM USA, INC. | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2008 | EBSA | $50,001 |
| Professional Medical Transport | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $88,759 |
| Covanta Bristol, Inc. | EQT AB | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $50,000 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $35,846 |
| Alcoa | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $125,000 |
| Dunkin' Donuts Mid-Atlantic Distribution Center | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $27,611 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $7,000 |
| Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $12,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,000 |
| Subway Sandwiches | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $6,000 |
| Subway | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $32,000 |
| Massage Envy | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $6,250 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $394,750 |
| Service Master | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2008 | PA-DLI | $20,524 |
| Celestica | Onex | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-federal | $1,700,000 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-federal | $1,500,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-state | $38,000,000 |
| AmerUs Life Insurance Co. and American Investors Life Insurance Co. | Apollo Global Management | private equity (including portfolio companies) | investor protection violation | 2008 | MN-AG | $375,000 |
| Briggs & Stratton Corp. | KPS Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | CT-AG | $125,000 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | NJ-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $650,000 |
| Milk Specialties Company | American Securities LLC | private equity (including portfolio companies) | water pollution violation | 2008 | WI-AG | $75,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | MULTI-AG | $1,100,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | NE-DBF | $6,000 |
| GEO SPECIALTY CHEM INC | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $5,500 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $19,445 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $13,263 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $8,000 |
| Apria Health Care | Blackstone | private equity (including portfolio companies) | air pollution violation | 2008 | CA-ARB | $14,000 |
| West Marine, Inc. | L Catterton | private equity (including portfolio companies) | air pollution violation | 2008 | CA-ARB | $5,000 |
| COVANTA LAKE II, INC. | EQT AB | private equity (including portfolio companies) | air pollution violation | 2008 | FL-DEP | $10,600 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2008 | FL-DEP | $8,237 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | GA-ENV | $5,000 |
| AMREP, Inc. | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | GA-ENV | $38,000 |
| GLEN GERY CORPORATION | Bain Capital | private equity (including portfolio companies) | air pollution violation | 2008 | IL-ENV | $950,000 |
| FEDERAL MOGUL | Apollo Global Management | private equity (including portfolio companies) | solid waste violation | 2008 | IL-ENV | $49,127 |
| UNIVAR USA | Apollo Global Management | private equity (including portfolio companies) | water pollution violation | 2008 | IN-ENV | $5,250 |
| FERRO CORP | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2008 | IN-ENV | $18,000 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2008 | IN-ENV | $15,000 |
| PREGIS INNOVATIVE PACKAGING, INC. | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2008 | KY-ENV | $125,000 |
| Quala Systems Inc | Advent International | private equity (including portfolio companies) | environmental violation | 2008 | LA-ENV | $33,007 |
| LifeTime Fitness - Baker Rd | Leonard Green & Partners | private equity (including portfolio companies) | hazardous waste violation | 2008 | MN-ENV | $9,000 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2008 | MN-ENV | $8,500 |
| Electronics For Imaging, Inc. | Siris Capital Group | private equity (including portfolio companies) | environmental violation | 2008 | NH-ENV | $20,350 |
| COLORITE SPECIALTY RESINS | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2008 | NJ-ENV | $10,000 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2008 | NJ-ENV | $6,300 |
