Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Anchor Glass Container Corporation, Inc. | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $91,667 |
| FORT DEARBORN CO, F/K/A CORE LABEL, LLC | Clayton Dubilier & Rice | private equity (including portfolio companies) | hazardous waste violation | 2018 | EPA | $40,000 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $183,333 |
| HEXION, INC. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $16,043 |
| ARCHROMA U.S., INC. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $29,325 |
| ZEP, INC. | New Mountain Capital | private equity (including portfolio companies) | hazardous waste violation | 2018 | EPA | $99,500 |
| ANCHOR GLASS CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $458,333 |
| FEDERAL-MOGUL LLC, GREENVILLE, MI | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $19,661 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $366,667 |
| Qualawash Holdings, LLC | Advent International | private equity (including portfolio companies) | hazardous waste violation | 2018 | EPA | $74,000 |
| Ascend Performance | SK Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $60,000 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $45,752 |
| TeamHealth Holdings | Blackstone | private equity (including portfolio companies) | False Claims Act and related | 2017 | DOJ_CIVIL | $60,000,000 |
| Motel 6 Sacramento | Blackstone | private equity (including portfolio companies) | labor relations violation | 2017 | NLRB | $5,594 |
| Fort Dearborn Corporation | Clayton Dubilier & Rice | private equity (including portfolio companies) | labor relations violation | 2017 | NLRB | $357,722 |
| PIONEER METAL FINISHING, LLC | Aterian Investment Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2017 | EBSA | $10,001 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $40,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $400,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $1,500,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $40,000 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2017 | CFPB | $2,500,000 |
| Boasso America Inc. | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2017 | USAO | $500,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2017 | FAA | $400,000 |
| TPG Capital Advisors, LLC | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $12,487,620 |
| Platinum Equity Advisors, LLC | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $3,402,132 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $552,086 |
| GOLDEN LIVING CENTER-BRANDYWINE | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $7,150 |
| KINDRED NURSING AND TRANSITIONAL CARE-PACIFIC COAS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $8,125 |
| GOLDEN LIVING CENTER-INDIANAPOLIS | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $8,125 |
| GOLDEN LIVINGCENTER - NAPA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $9,296 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,058 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,585 |
| KINDRED NURSING AND REHABILITATION - MEDICAL HILL | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $17,843 |
| GOLDEN LIVINGCENTER - NAPA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $19,568 |
| KINDRED NURSING AND REHABILITATION - MEDICAL HILL | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $25,620 |
| GOLDEN LIVINGCENTER SANTA ROSA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $26,130 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $33,215 |
| GOLDEN LIVING CENTER-VALPARAISO | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $41,725 |
| HEXION Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $6,000 |
| DELTECH POLYMERS CORPORATION | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| Reichold, Inc., AZUSA Plan-Bulk Storage | Black Diamond Capital Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $7,500 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $9,150 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $8,250 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $6,900 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $31,000 |
| SUBWAY | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2017 | IL-DOL | $13,481 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $332,475 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $310,000 |
| Life Time Fitness | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $700,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $7,995,000 |
| Sedgwick Claims Management | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $2,500,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $175,000 |
| Ann Taylor | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $3,500,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $845,000 |
| Higher One | Providence Equity Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $964,637 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,060,000 |
| HAAS GROUP INTERNATIONAL LLC | Platinum Equity | private equity (including portfolio companies) | aviation safety violation | 2017 | FAA | $49,632 |
| Corepower Yoga LLC | TSG Consumer Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,650,000 |
| 21st Century Oncology, Inc. | KKR & Co. | private equity (including portfolio companies) | privacy violation | 2017 | HHSOCR | $2,300,000 |
| Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2017 | MA-AG | $764,942 |
| Federal-Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2017 | NLRB | $12,073 |
| PrimeFlight Aviation Services, Inc. | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2017 | NLRB | $9,036 |
| Transworld Systems Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2017 | CT-BKG | $200,000 |
| SagePoint Financial Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SC-SEC | $40,000 |
| UNIVAR SOLUTIONS USA INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2017 | PA-ENV | $65,000 |
| GARDA CL West, Inc. | BC Partners | private equity (including portfolio companies) | air pollution violation | 2017 | CA-ARB | $6,500 |
| Briggs and Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | CA-ARB | $13,875 |
| ANCHOR GLASS CONTAINER CORP | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2017 | IN-ENV | $5,000 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2017 | LA-ENV | $50,000 |
| Deltech Corp. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | LA-ENV | $26,000 |
| Innophos, Inc. | One Rock Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2017 | LA-ENV | $699,000 |
| Marietta American Inc | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2017 | MS-ENV | $25,000 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2017 | NJ-ENV | $19,025 |
| COVANTA UNION | EQT AB | private equity (including portfolio companies) | air pollution violation | 2017 | NJ-ENV | $15,300 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2017 | NM-ENV | $36,615 |
| Lea Power Partners, LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2017 | NM-ENV | $25,593 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2017 | SC-ENV | $8,340 |
| Atotech USA, LLC | Carlyle Group | private equity (including portfolio companies) | hazardous waste violation | 2017 | SC-ENV | $15,000 |
| Sequa Corporation, d.b.a. Precoat Metals | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2017 | SC-ENV | $19,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | solid waste violation | 2017 | TN-ENV | $7,390 |
| Carlex Glass America, LLC | Atlas Holdings | private equity (including portfolio companies) | water pollution violation | 2017 | TN-ENV | $140,657 |
| Carlex Glass America, LLC | Atlas Holdings | private equity (including portfolio companies) | solid waste violation | 2017 | TN-ENV | $17,000 |
| Akzo Nobel Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2017 | TX-ENV | $29,631 |
| Ascend Performance Materials Texas Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | TX-ENV | $12,000 |
| D.B. Western, Inc - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2017 | TX-ENV | $9,600 |
| Solenis LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2017 | VA-ENV | $10,039 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2017 | WA-ENV | $30,000 |
| Kindred Hospital Baldwin Park | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2017 | CA-SCAQMD | $8,173 |
| West Marine | L Catterton | private equity (including portfolio companies) | air pollution violation | 2017 | CA-SCAQMD | $180,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2017 | private lawsuit-federal | $3,950,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2017 | private lawsuit-federal | $2,000,000 |
| Meineke Car Care Center | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2017 | MI-LEO | $15,783 |
| PETCO ANIMAL SUPPLIES STORES, INC. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $25,350 |
| ARCONIC INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $5,734 |
| PACKERS SANITATION SERVICES, INC., LTD. (LLC) | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $15,000 |
| ARCONIC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $6,926 |
| TENNECO, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $9,900 |
| GATES CORPORATION | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $8,400 |
