Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Tomasso Brothers, Inc. et al. | kickbacks and bribery | 2005 | CT-AG | $1,000,000 | ||
| Resilient Partners, LLC | investor protection violation | 2009 | CT-SEC | $1,000,000 | ||
| Robinson PA, LLC dba PCA Pain Care Center | False Claims Act and related | 2022 | CT-AG | $1,000,000 | ||
| Safe Home Security | consumer protection violation | 2022 | CT-AG | $1,000,000 | ||
| Career Training Specialists LLC doing business as Stone Academy | False Claims Act and related | 2022 | USAO | $1,000,000 | ||
| West Realm Shires Services Inc. dba FTX US | consumer protection violation | 2023 | CT-BKG | $1,000,000 | ||
| Connecticut Addiction Medicine | False Claims Act and related | 2021 | CT-AG | $1,002,481 | ||
| CONNECTICUT ADDICTION MEDICINE, LLC | False Claims Act and related | 2021 | USAO | $1,002,481 | ||
| Voya Financial Advisors, Inc. fka ING Financial Partners, Inc. | Voya Financial | financial services | investor protection violation | 2019 | CT-SEC | $1,015,000 |
| Mashantucket Pequot Gaming Enterprise d/b/a Foxwoods Resort Casino | labor relations violation | 2010 | NLRB | $1,030,000 | ||
| Mashantucket Pequot Gaming Enterprise, d/b/a Foxwoods Resort Casino & MGM Grand at Foxwoods | labor relations violation | 2010 | NLRB | $1,030,000 | ||
| United HealthCare Services, Inc. | UnitedHealth Group | healthcare services | wage and hour violation | 2009 | WHD | $1,038,831 |
| MacDermid, Inc. | Element Solutions Inc. | chemicals | hazardous waste violation | 2001 | CT-ENV | $1,050,000 |
| Qwest Communications International, Inc. | Lumen Technologies | telecommunications | telecommunications violation | 2001 | CT-AG | $1,100,000 |
| White Oak Corp. | False Claims Act and related | 2004 | CT-AG | $1,100,000 | ||
| UNITED OIL RECOVERY | hazardous waste violation | 2002 | EPA | $1,101,432 | ||
| RG Pharmacy, Inc. | False Claims Act and related | 2010 | CT-AG | $1,115,000 | ||
| Wal-Mart Stores, Inc. | Walmart | retailing | environmental violation | 2005 | CT-AG | $1,150,000 |
| UHS | Universal Health Services Inc. | healthcare services | wage and hour violation | 2006 | WHD | $1,173,531 |
| The Debt Answer, LLC | consumer protection violation | 2011 | CT-BKG | $1,212,424 | ||
| Women's Health USA et al. | price-fixing or anti-competitive practices | 2021 | CT-AG | $1,252,401 | ||
| Women's Health USA et al. | price-fixing or anti-competitive practices | 2021 | CT-AG | $1,252,401 | ||
| Key Resource Group, LLC | investor protection violation | 2008 | CT-SEC | $1,275,000 | ||
| Hartford Financial Services Group, Inc. | Hartford Financial Services | financial services | price-fixing or anti-competitive practices | 2009 | CT-AG | $1,300,000 |
| Axion Specialty Contracting LLC | price-fixing or anti-competitive practices | 2022 | DOJ_ANTITRUST | $1,315,110 | ||
| REM Connecticut Community Services, Inc. | False Claims Act and related | 2016 | CT-AG | $1,344,513 | ||
| AmerSig Graphics, Inc. and AmerSig Southeast, Inc. d/b/a American Signature | labor relations violation | 2002 | NLRB | $1,350,000 | ||
| New Era Rehabilitation Center | False Claims Act and related | 2018 | CT-AG | $1,378,533 | ||
| Mosaic Financial Strategies LLC and Mosaic Portfolio Strategists, LLC | investor protection violation | 2020 | CT-SEC | $1,390,000 | ||
| Emhart Glass | labor relations violation | 2003 | NLRB | $1,400,000 | ||
| Matlack Systems, Inc. and Brite-Sol Services, Inc. and Matlack, Inc. | environmental violation | 2002 | CT-ENV | $1,499,500 | ||
| REM Connecticut Community Services Inc. | False Claims Act and related | 2016 | USAO | $1,500,000 | ||
| Atlantic Wire, LLC | water pollution violation | 2009 | CT-AG | $1,500,000 | ||
| HealthRight, Inc. | consumer protection violation | 2000 | CT-AG | $1,500,000 | ||
| Direct Energy | NRG Energy | utilities and power generation | consumer protection violation | 2019 | CT-PURA | $1,500,000 |
| Connecticut Natural Gas Corporation | Iberdrola | utilities and power generation | utility safety violation | 2018 | CT-PURA | $1,500,000 |
| Yale University | Yale University | miscellaneous services | False Claims Act and related | 2023 | USAO | $1,507,743 |
| Professional Ambulance Service of Norwich Inc. | False Claims Act and related | 2004 | USAO | $1,598,040 | ||
| Providian Financial Corp. | JPMorgan Chase | financial services | consumer protection violation | 2000 | CT-AG | $1,600,000 |
| Waterfront Enterprises, Inc. dba Gateway Terminals | environmental violation | 2007 | CT-AG | $1,600,000 | ||
| Connecticut Handivan, Inc. | wage and hour violation | 2014 | WHD | $1,649,511 | ||
| Mutual of Omaha Insurance Co. | Mutual of Omaha | financial services | kickbacks and bribery | 2008 | CT-AG | $1,700,000 |
| William Gallagher Associates, Inc. | consumer protection violation | 2011 | CT-AG | $1,700,000 | ||
| HARRELLS LLC | Harrell's LLC | agribusiness | environmental violation | 2013 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,736,560 |
| G&K Services Co. | Cintas | business services | environmental violation | 2010 | CT-AG | $1,800,000 |
| Eversource | EverSource Energy | utilities and power generation | consumer protection violation | 2022 | CT-AG | $1,800,000 |
| EIS Brake Parts | labor relations violation | 2004 | NLRB | $1,805,000 | ||
| Carlson Therapy Network | False Claims Act and related | 2008 | USAO | $1,886,834 | ||
| Dichello Distributors, Inc. | labor relations violation | 2018 | NLRB | $1,966,151 | ||
| Liberty Mutual Insurance Co. | Liberty Mutual Insurance | financial services | kickbacks and bribery | 2010 | CT-AG | $2,000,000 |
| Cadle Properties Of Connecticut, Inc. | environmental violation | 2001 | CT-AG | $2,100,000 | ||
| Assurant Health | Assurant | financial services | insurance violation | 2008 | CT-INS | $2,100,000 |
| The United Illuminating Company | Iberdrola | utilities and power generation | utility service violation | 2021 | CT-PURA | $2,141,470 |
| Graham/Massey Analytical Laboratory, Inc. | False Claims Act and related | 2002 | CT-AG | $2,200,000 | ||
| Higher One, Incorporated | Providence Equity Partners | private equity (including portfolio companies) | banking violation | 2015 | FED | $2,231,250 |
| Danbury Hospital Inc. | Nuvance Health | healthcare services | False Claims Act and related | 2006 | USAO | $2,355,846 |
| Manafort Brothers Inc. | fraud | 2014 | USAO | $2,400,000 | ||
| Marsh & McLennan Companies, Inc. | Marsh & McLennan | financial services | kickbacks and bribery | 2009 | CT-AG | $2,400,000 |
| MARMON UTILITY LLC | Berkshire Hathaway | diversified | environmental violation | 2021 | USAO | $2,400,000 |
| Marmon Utility, LLC | Berkshire Hathaway | diversified | water pollution violation | 2022 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,400,000 |
| Hartford Hospital | Hartford HealthCare | healthcare services | HHS civil monetary penalties | 2017 | HHSOIG | $2,469,374 |
| TI Automotive | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $2,500,000 |
| Dey Inc. | Viatris | pharmaceuticals | False Claims Act and related | 2005 | CT-AG | $2,500,000 |
| MAXIMUS, Inc. | Maximus | miscellaneous services | False Claims Act and related | 2010 | CT-AG | $2,500,000 |
| ValueOptions | consumer protection violation | 2000 | CT-AG | $2,500,000 | ||
| University of Connecticut | False Claims Act and related | 2006 | USAO | $2,500,000 | ||
| Independent Securities Investors Corp. | investor protection violation | 2006 | CT-SEC | $2,530,000 | ||
| Church Homes Inc. | labor relations violation | 2010 | NLRB | $2,550,000 | ||
| North American Power LLC | consumer protection violation | 2015 | CT-AG | $2,600,000 | ||
| Feel Well Health Center of Southington P.C. | False Claims Act and related | 2022 | USAO | $2,600,000 | ||
| Charles Schwab & Co., Inc. | Charles Schwab Corp. | financial services | investor protection violation | 2011 | CT-SEC | $2,800,000 |
| Connecticut Waste Oil, Inc. | environmental violation | 2004 | CT-ENV | $2,900,000 | ||
| Public Power | consumer protection violation | 2022 | CT-AG | $3,000,000 | ||
| Family Care Visiting Nurse and Home Care Agency LLC | False Claims Act and related | 2017 | CT-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,152,345 | ||
| DUCCI ELECTRICAL CONTRACTORS, INC. | fraud | 2021 | USAO | $3,200,000 | ||
| Connecticut Behavioral Health Associates P.C. | False Claims Act and related | 2019 | USAO | $3,382,004 | ||
| Sikorsky Aircraft Corp. | Lockheed Martin | aerospace and military contracting | False Claims Act and related | 2014 | USAO | $3,500,000 |
| Conopco, Inc. | Unilever | food products | water pollution violation | 2013 | CT-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | financial services | investor protection violation | 2006 | CT-SEC | $3,500,000 |
| Durham Manufacturing Company | Durham Manufacturing | miscellaneous manufacturing | environmental violation | 2013 | EPA | $4,000,000 |
| DOCS Medical Group | False Claims Act and related | 2022 | CT-AG | $4,200,000 | ||
| Guy Carpenter & Company, LLC, and Excess Reinsurance Co. | price-fixing or anti-competitive practices | 2011 | CT-AG | $4,250,000 | ||
| Tyco Electronics Printed Circuit Group | TE Connectivity | electrical and electronic equipment | water pollution violation | 2004 | CT-AG | $4,400,000 |
| Conopco Inc. dba Unilever Home and Personal Care | Unilever | food products | water pollution violation | 2014 | EPA | $4,500,000 |
| Energy Plus Holdings, LLC | consumer protection violation | 2014 | CT-AG | $4,500,000 | ||
| Redwood Toxicology Laboratory, Inc. | False Claims Act and related | 2022 | CT-AG | $4,797,578 | ||
| Palmco Power CT, LLC | consumer protection violation | 2017 | CT-AG | $5,000,000 | ||
| Principal Financial Group | Principal Financial | financial services | kickbacks and bribery | 2007 | CT-AG | $5,000,000 |
| SBC SNET Yellow Pages | consumer protection violation | 2004 | CT-AG | $5,000,000 | ||
| Travelers Companies, Inc. | Travelers | financial services | consumer protection violation | 2018 | CT-AG | $5,000,000 |
| Morgan Stanley Smith Barney LLC | Morgan Stanley | financial services | investor protection violation | 2014 | CT-SEC | $5,000,000 |
| Career Training Specialists, LLC dba Stone Academy | consumer protection violation | 2024 | CT-AG | $5,000,000 | ||
| Numet Machining Techniques, LLC et al. | False Claims Act and related | 2022 | USAO | $5,227,355 | ||
| Family Care Visiting Nurse and Home Care Agency, LLC | False Claims Act and related | 2017 | USAO | $5,250,000 | ||
| UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2007 | CT-SEC | $5,500,000 |
| Moran Towing & Transportation Co. Inc. | labor relations violation | 2003 | NLRB | $5,600,000 | ||
| Cephalon, Inc. | Teva Pharmaceutical Industries | pharmaceuticals | off-label or unapproved promotion of medical products | 2008 | CT-AG | $6,150,000 |
| Sikorsky Aircraft Corporation | Lockheed Martin | aerospace and military contracting | labor relations violation | 2006 | NLRB | $7,000,000 |
| Yale University | Yale University | miscellaneous services | False Claims Act and related | 2008 | USAO | $7,600,000 |
| Southern Air Inc. | workplace whistleblower retaliation | 2009 | OSHA | $7,933,789 | ||
| Connecticut Light & Power | EverSource Energy | utilities and power generation | consumer protection violation | 2006 | CT-AG | $8,000,000 |
