Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Zurich Life Insurance Company Ltd | Zurich Insurance | financial services | tax violations | 2019 | DOJ_TAX | $5,115,000 |
LLB Verwaltung | tax violations | 2019 | DOJ_TAX | $10,680,554 | ||
Union Bancaire Privee, UBP SA | Union Bancaire Privee | financial services | tax violations | 2020 | DOJ_TAX | $14,000,000 |
Coutts & Co Ltd. | NatWest Group PLC | financial services | tax violations | 2019 | DOJ_TAX | $27,900,000 |
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd. | Bank Hapoalim | financial services | tax violations | 2020 | DOJ_TAX | $616,910,000 |
Swiss Life Holding AG et al. | Swiss Life Group | financial services | tax violations | 2021 | DOJ_TAX | $77,374,337 |
Banque Pictet et Cie SA | tax violations | 2023 | DOJ_TAX | $122,900,000 | ||
Aviation Services International, B.V. | export control violation | 2009 | DOJ_NATSEC | $100,000 | ||
Air Shunt Instruments Inc. | export control violation | 2008 | DOJ_NATSEC | $250,000 | ||
ITT Corporation | L3Harris Technologies | aerospace and military contracting | misuse of classified data | 2007 | DOJ_NATSEC | $50,000,000 |
Chiquita Brands International Inc. | Chiquita Brands International | food products | payment to designated terrorist organization | 2007 | DOJ_NATSEC | $25,000,000 |
Balli Aviation Ltd. | Balli Group | financial services | export control violation | 2010 | DOJ_NATSEC | $2,000,000 |
GWC Valve International Inc | export control violation | 2011 | DOJ_NATSEC | $710,833 | ||
ZTE Corporation | ZTE | telecommunications | export control violation | 2017 | DOJ_NATSEC | $430,488,798 |
Robbins & Myers Belgium S.A. | NOV Inc. | oilfield services and supplies | export control violation | 2014 | DOJ_NATSEC | $1,000,000 |
Yang Ban Corporation | export control violation | 2020 | DOJ_NATSEC | $673,714 | ||
Essentra FZE Company Limited | export control violation | 2020 | DOJ_NATSEC | $665,112 | ||
United Microelectronics Corporation, Inc. | theft of trade secrets | 2020 | DOJ_NATSEC | $60,000,000 | ||
PT Bukit Muria Jaya | fraud | 2021 | DOJ_NATSEC | $1,561,570 | ||
SAP SE | SAP | information technology | economic sanction violation | 2021 | DOJ_NATSEC | $5,140,000 |
Avnet Asia Pte. Ltd. | Avnet | wholesalers | economic sanction violation | 2021 | DOJ_NATSEC | $1,508,000 |
British American Tobacco | British American Tobacco | tobacco | economic sanction violation | 2023 | DOJ_NATSEC | $629,000,000 |
DES International Co. Ltd. | export control violation | 2023 | DOJ_NATSEC | $83,769 | ||
Soltech Industry Co. Ltd. | export control violation | 2023 | DOJ_NATSEC | $83,769 | ||
Suez Rajan Limited | economic sanction violation | 2023 | DOJ_NATSEC | $2,500,000 | ||
Binance Holdings Limited | Binance Holdings | financial services | anti-money-laundering deficiencies | 2023 | DOJ_NATSEC | $4,316,126,163 |
Olympus Corp. of the Americas | Olympus | electrical and electronic equipment | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $646,000,000 |
CommerceWest Bank | CommerceWest Bank | financial services | fraud | 2015 | DOJ_CRIMINAL | $4,900,000 |
VimpelCom Limited | VEON | telecommunications | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $230,000,000 |
PTC Inc. | PTC Inc. | information technology | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $14,540,000 |
Alstom S.A. | Alstom | miscellaneous energy products and systems | Foreign Corrupt Practices Act | 2015 | DOJ_CRIMINAL | $772,290,000 |
Louis Berger International Inc. | WSP Global | construction and engineering | Foreign Corrupt Practices Act | 2015 | DOJ_CRIMINAL | $17,100,000 |
IAP Worldwide Services Inc. | IAP Worldwide Services | miscellaneous services | Foreign Corrupt Practices Act | 2015 | DOJ_CRIMINAL | $7,100,000 |
Citicorp | Citigroup | financial services | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $925,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $550,000,000 |
Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $710,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $395,000,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $203,000,000 |
BNP Paribas S.A. | BNP Paribas | financial services | economic sanction violation | 2015 | DOJ_CRIMINAL | $8,973,600,000 |
Kolon Industries Inc. | Kolon Industries | chemicals | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $360,000,000 |
Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $775,000,000 |
Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | DOJ_CRIMINAL | $642,000,000 |
Glenn Defense Marine Asia | Glenn Marine Group | aerospace and military contracting | kickbacks and bribery | 2015 | DOJ_CRIMINAL | $35,000,000 |
Avon Products (China) Co. Ltd. | Natura & Co. | household and personal care products | Foreign Corrupt Practices Act | 2014 | DOJ_CRIMINAL | $67,648,000 |
Dallas Airmotive Inc. | Foreign Corrupt Practices Act | 2014 | DOJ_CRIMINAL | $14,000,000 | ||
ConvergEx Group LLC | Toronto-Dominion Bank | financial services | fraud | 2014 | DOJ_CRIMINAL | $43,800,000 |
Bio-Rad Laboratories Inc. | Bio-Rad Laboratories | healthcare services | Foreign Corrupt Practices Act | 2014 | DOJ_CRIMINAL | $14,350,000 |
D-Tronics | tax violations | 2014 | DOJ_CRIMINAL | $1,350,000 | ||
ZAO Hewlett-Packard A.O. and Hewlett-Packard Polska, Sp. Z o.o. and Hewlett-Packard Mexico, S. de R.L. de C.V. | HP Inc. | electrical and electronic equipment | Foreign Corrupt Practices Act | 2014 | DOJ_CRIMINAL | $76,760,224 |
Lloyds Banking Group plc | Lloyds Banking Group | financial services | price-fixing or anti-competitive practices | 2014 | DOJ_CRIMINAL | $86,000,000 |
Marubeni Corporation | Marubeni | diversified | Foreign Corrupt Practices Act | 2014 | DOJ_CRIMINAL | $88,000,000 |
Alcoa World Alumina LLC | Alcoa | metals | Foreign Corrupt Practices Act | 2014 | DOJ_CRIMINAL | $223,000,000 |
ArthroCare Corporation | Smith & Nephew | medical equipment and supplies | accounting fraud or deficiencies | 2014 | DOJ_CRIMINAL | $30,000,000 |
Alfred C. Toepfer International Ukraine Ltd. | Archer Daniels Midland | agribusiness | Foreign Corrupt Practices Act | 2013 | DOJ_CRIMINAL | $17,800,000 |
Bilfinger SE | Bilfinger | construction and engineering | Foreign Corrupt Practices Act | 2013 | DOJ_CRIMINAL | $32,000,000 |
Weatherford International Limited | Weatherford International | oilfield services and supplies | Foreign Corrupt Practices Act | 2013 | DOJ_CRIMINAL | $187,200,000 |
Belair Payroll Services Inc. | anti-money-laundering deficiencies | 2013 | DOJ_CRIMINAL | $3,267,252 | ||
Rabobank | Rabobank | financial services | price-fixing or anti-competitive practices | 2013 | DOJ_CRIMINAL | $325,000,000 |
Diebold Inc. | Diebold Nixdorf | miscellaneous manufacturing | Foreign Corrupt Practices Act | 2013 | DOJ_CRIMINAL | $25,200,000 |
Total, S.A. | TotalEnergies SE | oil and gas | Foreign Corrupt Practices Act | 2013 | DOJ_CRIMINAL | $245,200,000 |
Ralph Lauren Corporation | Ralph Lauren Corp. | apparel | Foreign Corrupt Practices Act | 2013 | DOJ_CRIMINAL | $882,000 |
Parker Drilling Company | Parker Drilling | oil and gas | Foreign Corrupt Practices Act | 2013 | DOJ_CRIMINAL | $11,760,000 |
Lender Processing Services Inc. | mortgage abuses | 2013 | DOJ_CRIMINAL | $35,000,000 | ||
Caddell Construction Company Inc. | Caddell Construction | construction and engineering | fraud | 2012 | DOJ_CRIMINAL | $2,000,000 |
HSBC Holdings plc HSBC Bank USA N.A. | HSBC | financial services | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $1,256,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $227,000,000 |
MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
Tyco International Ltd. | Johnson Controls | automotive parts | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $13,680,000 |
Pfizer H.C.P. Corporation | Pfizer | pharmaceuticals | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $15,000,000 |
The NORDAM Group Inc. | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $2,000,000 | ||
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2012 | DOJ_CRIMINAL | $160,000,000 |
Data Systems & Solutions LLC | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $8,820,000 | ||
ING Bank N.V. | ING | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $619,000,000 |
Biomet Inc. | Zimmer Biomet | medical equipment and supplies | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $17,200,000 |
BizJet International Sales and Support Inc. | Lufthansa | airlines | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $11,800,000 |
Smith & Nephew Inc. | Smith & Nephew | medical equipment and supplies | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $16,800,000 |
Marubeni Corporation | Marubeni | diversified | Foreign Corrupt Practices Act | 2012 | DOJ_CRIMINAL | $54,600,000 |
Magyar Telekom PLC and Deutsche Telekom AG | Deutsche Telekom | telecommunications | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $63,900,000 |
Aon Corporation | Aon | financial services | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $1,760,000 |
Tamimi Global Company Ltd | kickbacks and bribery | 2011 | DOJ_CRIMINAL | $13,000,000 | ||
CSK Auto Corporation | O'Reilly Automotive | retailing | accounting fraud or deficiencies | 2011 | DOJ_CRIMINAL | $20,900,000 |
Armor Holdings Inc. | BAE Systems | aerospace and military contracting | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $10,290,000 |
Tenaris S.A. | Techint | diversified | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $3,500,000 |
CommunityONE Bank N.A. | anti-money-laundering deficiencies | 2011 | DOJ_CRIMINAL | $400,000 | ||
Johnson & Johnson | Johnson & Johnson | pharmaceuticals | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $21,400,000 |
Comverse Technology Inc. | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $1,200,000 | ||
JGC Corporation | JGC Corporation | construction and engineering | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $281,800,000 |
Tyson Foods Inc. | Tyson Foods | food products | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $4,000,000 |
Maxwell Technologies Inc. | Tesla Inc. | motor vehicles | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $8,000,000 |
Alcatel-Lucent S.A. | Nokia | telecommunications | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $92,000,000 |
RAE Systems Inc. | Honeywell International | diversified | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $1,700,000 |
Panalpina World Transport (Holding) Ltd. | DSV | freight and logistics | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $70,560,000 |
Shell Nigeria Exploration and Production Company Ltd. | Shell PLC | oil and gas | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $30,000,000 |
Transocean Inc. | Transocean | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $13,440,000 |
Tidewater Marine International Inc. | Tidewater Inc. | miscellaneous services | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $7,350,000 |
Pride International Inc. and Pride Forasol S.A.S. | Valaris | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $32,625,000 |
Noble Corporation | Noble Corp. | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $2,590,000 |
ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $19,000,000 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
Alliance One International Inc. | Pyxus International | tobacco | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $9,450,000 |
Universal Corporation and Universal Leaf Tabacos Ltda. | Universal Corporation | tobacco | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $4,400,000 |