Morgan Stanley Capital Group, Inc. | Morgan Stanley | air pollution violation | 2002 | EPA | $7,500 |
ASI SERVICES | Progressive | aviation safety violation | 2015 | FAA | $17,000 |
ASI SERVICES | Progressive | aviation safety violation | 2015 | FAA | $27,000 |
GOODRICH AVIATION TECHNICAL SERVICES INC | Macquarie | aviation safety violation | 2007 | FAA | $7,000 |
GOODRICH AVIATION TECHNICAL SERVICES INC | Macquarie | aviation safety violation | 2005 | FAA | $5,000 |
GOODRICH AVIATION TECHNICAL SERVICES INC | Macquarie | aviation safety violation | 2005 | FAA | $90,000 |
NEOVIA LOGISTICS | Goldman Sachs | aviation safety violation | 2016 | FAA | $35,000 |
NEOVIA LOGISTICS | Goldman Sachs | aviation safety violation | 2015 | FAA | $5,000 |
TIAA-CREF | TIAA | aviation safety violation | 2015 | FAA | $7,500 |
Neovia Logistics Services | Goldman Sachs | aviation safety violation | 2015 | FAA | $116,250 |
Morgan Stanley & Co. LLC | Morgan Stanley | toxic securities abuses | 2016 | FDIC | $62,950,000 |
WEX Bank and Higher One, Inc. | WEX Inc. | banking violation | 2015 | FDIC | $34,980,000 |
Comenity Bank and Comenity Capital Bank | Bread Financial Holdings | banking violation | 2015 | FDIC | $63,950,000 |
Citizens Bank | Citizens Financial Group | banking violation | 2015 | FDIC | $8,800,000 |
Banamex USA | Citigroup | banking violation | 2015 | FDIC | $140,000,000 |
Sallie Mae Bank | SLM Corp. | banking violation | 2014 | FDIC | $93,300,000 |
Navient Solutions, Inc. | Navient | banking violation | 2014 | FDIC | $33,300,000 |
American Express Centurion Bank | American Express | banking violation | 2013 | FDIC | $3,600,000 |
Citizens Bank | Citizens Financial Group | banking violation | 2013 | FDIC | $6,400,000 |
American Express Centurion Bank | American Express | banking violation | 2012 | FDIC | $3,900,000 |
1st Financial Bank USA | 1st Financial Bank USA | banking violation | 2010 | FDIC | $10,140,000 |
Synovus Bank | Synovus Financial | banking violation | 2013 | FDIC | $135,050 |
German American Bancorp | German American Bancorp | banking violation | 2013 | FDIC | $70,000 |
Great Western Bank | First Interstate Bancsystem | banking violation | 2013 | FDIC | $40,810 |
1ST FINANCIAL BANK USA | 1st Financial Bank USA | banking violation | 2009 | FDIC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $140,000 |
AFB&T | Synovus Financial | banking violation | 2009 | FDIC | $7,040 |
BANK OF KENTUCKY, INC., THE | Truist Financial | banking violation | 2009 | FDIC | $30,415 |
American Express Centurion Bank | American Express | banking violation | 2009 | FDIC | $250,000 |
REPUBLIC BANK & TRUST COMPANY | Republic Bancorp | banking violation | 2009 | FDIC | $22,000 |
CITIZENS BUSINESS BANK | CVB Financial | banking violation | 2009 | FDIC | $16,200 |
WELLS FARGO FINANCIAL BANK | Wells Fargo | banking violation | 2009 | FDIC | $125,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $116,400,000 |
BANK OF THE CASCADES | First Interstate Bancsystem | banking violation | 2008 | FDIC | $43,550 |
UMPQUA BANK | Umpqua Holdings | banking violation | 2008 | FDIC | $90,240 |
CATHAY BANK | Cathay General Bancorp | banking violation | 2008 | FDIC | $55,500 |
BUSEY BANK | First Busey Corp. | banking violation | 2006 | FDIC | $5,200 |
THE RICHLAND TRUST COMPANY | Park National Corp. | banking violation | 2006 | FDIC | $11,100 |
FIRST BANK | First Bancorp (North Carolina) | banking violation | 2004 | FDIC | $12,000 |
NEW YORK COMMUNITY BANK | New York Community Bancorp | banking violation | 2004 | FDIC | $8,000 |
THE COLUMBIA BANK | Fulton Financial | banking violation | 2002 | FDIC | $7,000 |
Republic Bank & Trust Company | Republic Bancorp | banking violation | 2018 | FDIC | $300,000 |
FirstBank Puerto Rico | First Bancorp (Puerto Rico) | banking violation | 2019 | FDIC | $17,700 |
HomeStreet Bank | HomeStreet Inc. | banking violation | 2019 | FDIC | $1,350,000 |
German American Bancorp | German American Bancorp | banking violation | 2012 | FDIC | $15,000 |
BANK OF THE WEST | Bank of Montreal | banking violation | 2011 | FDIC | $135,000 |
REPUBLIC BANK & TRUST COMPANY | Republic Bancorp | banking violation | 2011 | FDIC | $900,000 |
CATHAY BANK | Cathay General Bancorp | banking violation | 2011 | FDIC | $17,710 |
BANCORPSOUTH BANK | Cadence Bank | banking violation | 2011 | FDIC | $46,500 |
GREAT SOUTHERN BANK | Great Southern Bancorp | banking violation | 2011 | FDIC | $21,935 |
MAINSOURCE BANK | First Financial Bancorp. | banking violation | 2010 | FDIC | $22,000 |
BANK OF THE WEST | Bank of Montreal | banking violation | 2010 | FDIC | $68,200 |
S&T BANK | S&T Bancorp | banking violation | 2010 | FDIC | $32,640 |
BUSEY BANK | First Busey Corp. | banking violation | 2010 | FDIC | $7,445 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $806,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $558,000 |
FIRST BANK | First Bancorp (North Carolina) | banking violation | 2004 | FDIC | $12,000 |
Glacier Bank | Glacier Bancorp | banking violation | 2020 | FDIC | $16,750 |
Bank of the West | Bank of Montreal | banking violation | 2021 | FDIC | $281,000 |
Umpqua Bank | Umpqua Holdings | banking violation | 2021 | FDIC | $1,800,000 |
Cadence Bank | Cadence Bank | banking violation | 2022 | FDIC | $320,500 |
Highmark, Inc. | Highmark Inc. | campaign finance violation | 2005 | FEC | $54,078 |
Fannie Mae | Fannie Mae | campaign finance violation | 2004 | FEC | $10,000 |
Branch Banking & Trust Corporation | Truist Financial | campaign finance violation | 2001 | FEC | $22,000 |
HSBC North America Holdings, Inc. | HSBC | banking violation | 2016 | FED | $131,000,000 |
Deutsche Bank AG | Deutsche Bank | economic sanction violation | 2015 | FED | $58,000,000 |
Credit Agricole S.A. | Credit Agricole | economic sanction violation | 2015 | FED | $90,300,000 |
INDEPENDENT BANK | Independent Bank Corp. (Michigan) | banking violation | 2015 | FED | $56,205 |
BANK OF AMERICA CORPORATION | Bank of America | banking violation | 2015 | FED | $205,000,000 |
ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | banking violation | 2015 | FED | $274,000,000 |
UBS AG | UBS | banking violation | 2015 | FED | $342,000,000 |
BARCLAYS BANK PLC | Barclays | price-fixing or anti-competitive practices | 2015 | FED | $342,000,000 |
CITIGROUP INC. | Citigroup | banking violation | 2015 | FED | $342,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | banking violation | 2015 | FED | $342,000,000 |
COMMERZBANK AG | Commerzbank | banking violation | 2015 | FED | $200,000,000 |
SunTrust Banks, Inc. | Truist Financial | banking violation | 2014 | FED | $160,000,000 |
Cole Taylor Bank | Fifth Third Bancorp | banking violation | 2014 | FED | $3,510,000 |
Regions Bank | Regions Financial | banking violation | 2014 | FED | $46,000,000 |
Credit Suisse AG | UBS | banking violation | 2014 | FED | $100,000,000 |
THE ROYAL BANK OF SCOTLAND GROUP PLC | NatWest Group PLC | banking violation | 2013 | FED | $50,000,000 |
Midland States Bank | Midland States Bancorp | banking violation | 2013 | FED | $5,645 |
JPMORGAN CHASE & CO. | JPMorgan Chase | banking violation | 2013 | FED | $200,000,000 |
Goldman Sachs | Goldman Sachs | mortgage abuses | 2013 | FED | $330,000,000 |
Morgan Stanley | Morgan Stanley | mortgage abuses | 2013 | FED | $227,000,000 |
HSBC HOLDINGS PLC | HSBC | banking violation | 2012 | FED | $165,000,000 |
STANDARD CHARTERED PLC | Standard Chartered | banking violation | 2012 | FED | $100,000,000 |
AMERICAN EXPRESS COMPANY | American Express | banking violation | 2012 | FED | $9,000,000 |
METLIFE, INC | MetLife | banking violation | 2012 | FED | $3,200,000 |
THE BANK OF NEW YORK MELLON | Bank of New York Mellon | banking violation | 2012 | FED | $6,000,000 |
Citigroup Inc. | Citigroup | banking violation | 2012 | FED | $22,000,000 |
Ally Financial Inc. | Ally Financial | banking violation | 2012 | FED | $207,000,000 |
Bank of America Corporation | Bank of America | banking violation | 2012 | FED | $175,500,000 |
JPMorgan Chase & Co., and EMC Mortgage Corporation | JPMorgan Chase | banking violation | 2012 | FED | $275,000,000 |
Wells Fargo & Company | Wells Fargo | banking violation | 2012 | FED | $87,000,000 |
Bank of Hampton Roads | Atlantic Union Bankshares | banking violation | 2011 | FED | $33,600 |
Wells Fargo & Company | Wells Fargo | banking violation | 2011 | FED | $85,000,000 |
PlainsCapital Bank and PrimeLending | Hilltop Holdings | banking violation | 2011 | FED | $30,780 |
Goldman Sachs Group | Goldman Sachs | banking violation | 2016 | FED | $36,300,000 |
Regions Bank | Regions Financial | banking violation | 2009 | FED | $135,000 |
Compass Bank | PNC Financial Services | banking violation | 2009 | FED | $70,625 |
Heritage Bank of Commerce | Heritage Commerce Corp. | banking violation | 2008 | FED | $6,840 |
Capital City Bank | Capital City Bank Group | banking violation | 2007 | FED | $85,045 |