State Street Corporation | State Street Corp. | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
Banamex USA | Citigroup | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
Banco Popular de Puerto Rico | Popular Inc. | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
HSBC Holdings plc | HSBC | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
Rabobank National Association | Rabobank | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $368,701,259 |
Credit Suisse (Hong Kong) Limited | UBS | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
Societe Generale S.A. | Societe Generale | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
Legg Mason Inc. | Franklin Resources | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $64,200,000 |
UniCredit Group | UniCredit | economic sanction violation | 2019 | DOJ_CRIMINAL | $413,536,632 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
Merrill Lynch Commodities Inc. | Bank of America | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2018 | DOJ_CRIMINAL | $12,896,011 |
Bank Hapoalim B.M. | Bank Hapoalim | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
Bank of Nova Scotia | Scotiabank | price-fixing or anti-competitive practices | 2020 | DOJ_CRIMINAL | $60,400,000 |
Vitol Inc. | Vitol | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
Goldman Sachs Group Inc. | Goldman Sachs | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $2,921,088,000 |
JPMorgan Chase & Co. | JPMorgan Chase | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
Deutsche Bank | Deutsche Bank | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $87,091,424 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
Credit Suisse Group AG | UBS | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
NatWest Markets Plc | NatWest Group PLC | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
Glencore International A.G. and Glencore Ltd. | Glencore | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000 |
Jardine Lloyd Thompson Group Holdings Ltd. | Marsh & McLennan | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
Danske Bank A/S | Danske Bank | anti-money-laundering deficiencies | 2022 | DOJ_CRIMINAL | $2,000,000,000 |
Trafigura Beheer B.V. | Trafigura | Foreign Corrupt Practices Act | 2024 | DOJ_CRIMINAL | $126,998,297 |
Balli Aviation Ltd. | Balli Group | export control violation | 2010 | DOJ_NATSEC | $2,000,000 |
Binance Holdings Limited | Binance Holdings | anti-money-laundering deficiencies | 2023 | DOJ_NATSEC | $4,316,126,163 |
Santander Consumer USA Inc. | Banco Santander | consumer protection violation | 2015 | DOJ_RIGHTS | $9,350,000 |
Chevy Chase Bank F.S.B. | Capital One Financial | mortgage abuses | 2013 | DOJ_RIGHTS | $2,850,000 |
Bank of America N.A. | Bank of America | banking violation | 2012 | DOJ_RIGHTS | $370,000,000 |
Wells Fargo Bank | Wells Fargo | mortgage abuses | 2012 | DOJ_RIGHTS | $234,300,000 |
SunTrust Mortgage Inc. | Truist Financial | banking violation | 2012 | DOJ_RIGHTS | $21,000,000 |
Mortgage Guaranty Insurance Corporation (MGIC) | MGIC Investment Corp. | mortgage abuses | 2012 | DOJ_RIGHTS | $550,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2011 | DOJ_RIGHTS | $335,000,000 |
Wells Fargo & Company | Wells Fargo | Americans with Disabilities Act | 2011 | DOJ_RIGHTS | $16,055,000 |
Citizens Republic Bancorp Inc. | Huntington Bancshares | banking violation | 2011 | DOJ_RIGHTS | $3,600,000 |
PrimeLending | Hilltop Holdings | mortgage abuses | 2010 | DOJ_RIGHTS | $2,000,000 |
Capital One N.A. | Capital One Financial | consumer protection violation | 2012 | DOJ_RIGHTS | $12,000,000 |
Sallie Mae Inc. | SLM Corp. | consumer protection violation | 2014 | DOJ_RIGHTS | $60,000,000 |
HSBC Finance Corporation | HSBC | consumer protection violation | 2016 | DOJ_RIGHTS | $434,500 |
Compass Bank | PNC Financial Services | discriminatory practices (non-employment) | 2007 | DOJ_RIGHTS | $1,750,000 |
AIG Federal Savings Bank and Wilmington Finance Inc. | American International Group | discriminatory practices (non-employment) | 2010 | DOJ_RIGHTS | $6,100,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2016 | DOJ_RIGHTS | $4,100,000 |
Union Savings Bank and Guardian Savings Bank | Union Savings Bank | discriminatory practices (non-employment) | 2016 | DOJ_RIGHTS | $9,000,000 |
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services | Wells Fargo | consumer protection violation | 2017 | DOJ_RIGHTS | $5,400,000 |
CitiFinancial Credit Company | Citigroup | consumer protection violation | 2017 | DOJ_RIGHTS | $907,000 |
PHH Mortgage Corporation | Ocwen Financial | consumer protection violation | 2019 | DOJ_RIGHTS | $750,000 |
Bank of America, N.A. | Bank of America | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $300,000 |
Cadence Bank N.A. | Cadence Bank | discriminatory practices (non-employment) | 2021 | DOJ_RIGHTS | $5,545,000 |
Santander Consumer USA Inc, dba Chrysler Capital | Banco Santander | consumer protection violation | 2021 | DOJ_RIGHTS | $134,282 |
American Express Company | American Express | employment discrimination | 2022 | DOJ_RIGHTS | $29,008 |
Capital One Bank | Capital One Financial | discriminatory practices (non-employment) | 2022 | DOJ_RIGHTS | $49,728 |
City National Bank | Royal Bank of Canada | discriminatory practices (non-employment) | 2023 | DOJ_RIGHTS | $31,000,000 |
Park National Bank | Park National Corp. | discriminatory practices (non-employment) | 2023 | DOJ_RIGHTS | $9,000,000 |
Asurion LLC | Asurion | employment discrimination | 2023 | DOJ_RIGHTS | $13,395 |
First National Bank of Pennsylvania | F.N.B. Corporation | discriminatory practices (non-employment) | 2024 | DOJ_RIGHTS | $13,500,000 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | tax violations | 2016 | DOJ_TAX | $547,000,000 |
Union Bancaire Privee | Union Bancaire Privee | tax violations | 2016 | DOJ_TAX | $187,000,000 |
Coutts & Co Ltd | NatWest Group PLC | tax violations | 2015 | DOJ_TAX | $78,484,000 |
Credit Agricole (Suisse) SA | Credit Agricole | tax violations | 2015 | DOJ_TAX | $99,211,000 |
Deutsche Bank (Suisse) SA | Deutsche Bank | tax violations | 2015 | DOJ_TAX | $31,026,000 |
BNP Paribas (Suisse) SA | BNP Paribas | tax violations | 2015 | DOJ_TAX | $59,783,000 |
Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | tax violations | 2015 | DOJ_TAX | $6,337,000 |
BBVA Suiza S.A. | Banco Bilbao Vizcaya Argentaria | tax violations | 2015 | DOJ_TAX | $10,390,000 |
Societe Generale Private Banking (Suisse) SA | Societe Generale | tax violations | 2015 | DOJ_TAX | $17,807,000 |
Societe Generale Private Banking (Lugano-Svizzera) | Societe Generale | tax violations | 2015 | DOJ_TAX | $1,363,000 |
Bank Leumi Group | Bank Leumi | tax violations | 2014 | DOJ_TAX | $270,000,000 |
Credit Suisse AG | UBS | tax violations | 2014 | DOJ_TAX | $1,800,000,000 |
UBS AG | UBS | tax violations | 2009 | DOJ_TAX | $780,000,000 |
Zurich Life Insurance Company Ltd | Zurich Insurance | tax violations | 2019 | DOJ_TAX | $5,115,000 |
Union Bancaire Privee, UBP SA | Union Bancaire Privee | tax violations | 2020 | DOJ_TAX | $14,000,000 |
Coutts & Co Ltd. | NatWest Group PLC | tax violations | 2019 | DOJ_TAX | $27,900,000 |
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd. | Bank Hapoalim | tax violations | 2020 | DOJ_TAX | $616,910,000 |
Swiss Life Holding AG et al. | Swiss Life Group | tax violations | 2021 | DOJ_TAX | $77,374,337 |
JPMorgan Chase Bank N.A. | JPMorgan Chase | bankruptcy professional violation | 2015 | DOJ_UTP | $50,000,000 |
Citibank N.A. | Citigroup | bankruptcy professional violation | 2018 | DOJ_UTP | $5,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
Capital One Bank (USA) N.A. | Capital One Financial | bankruptcy professional violation | 2011 | DOJ_UTP | $2,350,000 |
Nationstar Mortgage, LLC | Mr. Cooper Group | mortgage abuses | 2020 | DOJ_UTP | $40,000,000 |
U.S. Bank National Association | U.S. Bancorp | mortgage abuses | 2020 | DOJ_UTP | $29,000,000 |
PNC Bank, NA | PNC Financial Services | mortgage abuses | 2020 | DOJ_UTP | $5,000,000 |
FIRST NIAGARA FINANCIAL GROUP, INC. | KeyCorp | benefit plan administrator violation | 2011 | EBSA | $10,001 |
FIRST NBC BANK | Hancock Whitney Corp. | benefit plan administrator violation | 2011 | EBSA | $10,001 |
E*Trade Group, Inc. | Morgan Stanley | benefit plan administrator violation | 2008 | EBSA | $50,001 |
FRED ALGER & COMPANY, INCORPORATED | Alger Associates | benefit plan administrator violation | 2007 | EBSA | $50,001 |
FIRST FINANCIAL BANCORP | First Financial Bancorp. | benefit plan administrator violation | 2007 | EBSA | $50,001 |
FRED ALGER & COMPANY, INCORPORATED | Alger Associates | benefit plan administrator violation | 2006 | EBSA | $10,001 |
HORACE MANN SERVICE CORPORATION | Horace Mann Educators Corp. | benefit plan administrator violation | 2006 | EBSA | $10,001 |
LAVA TRADING INC. | Citigroup | benefit plan administrator violation | 2006 | EBSA | $50,001 |
AMERICAN INTERNATIONAL GROUP INC GROUP LIFE & MEDICAL INSURANCE PLAN | American International Group | benefit plan administrator violation | 2005 | EBSA | $50,001 |
Wachovia National Bank, N.A. | Wells Fargo | benefit plan administrator violation | 2000 | EBSA | $30,000,000 |
Harris N.A. | Bank of Montreal | benefit plan administrator violation | 2007 | EBSA | $274,600 |
Bank of Hawaii | Bank of Hawaii | benefit plan administrator violation | 2009 | EBSA | $2,500,000 |
Independent Bank | Independent Bank Corp. (Michigan) | benefit plan administrator violation | 2011 | EBSA | $95,700 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | benefit plan administrator violation | 2011 | EBSA | $170,854 |
Morgan Keegan and Co. Inc. | Raymond James Financial | benefit plan administrator violation | 2012 | EBSA | $633,715 |
ING Life Insurance and Annuity Co. | Voya Financial | benefit plan administrator violation | 2013 | EBSA | $5,200,000 |
Western Asset Management Company | Franklin Resources | benefit plan administrator violation | 2014 | EBSA | $21,000,000 |
Bank of New York Mellon | Bank of New York Mellon | benefit plan administrator violation | 2015 | EBSA | $84,000,000 |
Invesco Trust Company | Invesco | benefit plan administrator violation | 2016 | EBSA | $10,270,000 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2018 | EBSA | $10,001 |