OverseaChinese Banking Corporation Limited | Oversea-Chinese Banking | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Standard Chartered Bank | Standard Chartered | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Seterus Inc. | Mr. Cooper Group | consumer protection violation | 2021 | private lawsuit-federal | $7,000,000 |
HSBC | HSBC | wage and hour violation | 2016 | private lawsuit-federal | $6,982,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
Merrill Lynch | Bank of America | wage and hour violation | 2014 | private lawsuit-federal | $6,900,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
Citigroup, Inc. | Citigroup | benefit plan administrator violation | 2019 | private lawsuit-federal | $6,900,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | toxic securities abuses | 2016 | VA-AG | $6,900,000 |
Raymond James Financial Services Advisors, Inc. | Raymond James Financial | investor protection violation | 2019 | SEC | $6,877,048 |
Farmers Group, Inc. | Zurich Insurance | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,850,000 |
Mizuho Capital Markets LLC | Mizuho Financial | investor protection violation | 2023 | CFTC | $6,847,182 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
Bank One, KY, N.A. | JPMorgan Chase | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
Warburg Dillon Read LLC | UBS | investor protection violation | 2000 | SEC | $6,680,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
UBS Securities LLC | UBS | investor protection violation | 2010 | TX-SEC | $6,640,432 |
John Nuveen & Co., Inc. | TIAA | investor protection violation | 2000 | FINRA | $6,630,000 |
BNY Mellon | Bank of New York Mellon | investor protection violation | 2017 | SEC | $6,600,000 |
Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,600,000 |
American Express Bank, FSB | American Express | banking violation | 2012 | OCC | $6,500,000 |
Fifth Third Bancorp | Fifth Third Bancorp | accounting fraud or deficiencies | 2013 | SEC | $6,500,000 |
Wells Fargo | Wells Fargo | toxic securities abuses | 2012 | SEC | $6,500,000 |
AXA Financial | Equitable Holdings | wage and hour violation | 2009 | private lawsuit-federal | $6,500,000 |
U.S. Bank National Association | U.S. Bancorp | wage and hour violation | 2020 | private lawsuit-federal | $6,500,000 |
Countrywide Financial Corp. | Bank of America | privacy violation | 2010 | private lawsuit-federal | $6,500,000 |
Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2019 | FINRA | $6,500,000 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2013 | FINRA | $6,500,000 |
Coinbase Inc. | Coinbase Global Inc. | investor protection violation | 2021 | CFTC | $6,500,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | price-fixing or anti-competitive practices | 2011 | private lawsuit-federal | $6,500,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | privacy violation | 2023 | MULTI-AG | $6,500,000 |
U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2014 | private lawsuit-federal | $6,450,000 |
Santander Securities LLC | Banco Santander | investor protection violation | 2015 | FINRA | $6,421,000 |
Citizens Bank | Citizens Financial Group | banking violation | 2013 | FDIC | $6,400,000 |
Liberty Mutual | Liberty Mutual Insurance | wage and hour violation | 2005 | private lawsuit-federal | $6,400,000 |
Mastercard International Inc. | MasterCard | price-fixing or anti-competitive practices | 2008 | WV-AG | $6,400,000 |
Visa USA Inc. | Visa | price-fixing or anti-competitive practices | 2008 | WV-AG | $6,400,000 |
CashCall, Inc. | CashCall Inc. | consumer protection violation | 2014 | WA-FIN | $6,390,670 |
Shoko Chukin Bank Ltd | Shoko Chukin Bank | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,350,000 |
Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | tax violations | 2015 | DOJ_TAX | $6,337,000 |
Barclays PLC | Barclays | Foreign Corrupt Practices Act | 2019 | SEC | $6,308,726 |
American Security Insurance Co. | Assurant | consumer protection violation | 2017 | MA-AG | $6,300,000 |
William Penn Life Insurance Company | Legal & General Group PLC | insurance violation | 2018 | NY-DFS | $6,300,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | FINRA | $6,300,000 |
Lasalle Bank MidWest National Association | Bank of America | banking violation | 2005 | OCC | $6,250,000 |
KeyCorp | KeyCorp | wage and hour violation | 2012 | private lawsuit-federal | $6,250,000 |
PHH Mortgage Corporation | Ocwen Financial | mortgage abuses | 2013 | NJ-AG | $6,250,000 |
AmeriSave Mortgage Corporation | AmeriSave Mortgage | privacy violation | 2020 | private lawsuit-federal | $6,250,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2005 | FINRA | $6,250,000 |
Bank of America N.A. | Bank of America | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
GMAC LLC | Ally Financial | consumer protection violation | 2014 | private lawsuit-federal | $6,250,000 |
Fidelity & Guaranty Life Insurance Co. | Fidelity National Financial | consumer protection violation | 2014 | private lawsuit-state | $6,250,000 |
State Street Bank and Trust Co. | State Street Corp. | consumer protection violation | 2012 | private lawsuit-federal | $6,250,000 |
USAA Casualty Insurance and United Services Auto Association | USAA | insurance violation | 2003 | NJ-DBI | $6,200,000 |
TIAA-CREF Life Insurance Company | TIAA | insurance violation | 2013 | MULTI-FIN | $6,200,000 |
Ditech | Ditech Holding Corporation | wage and hour violation | 2002 | private lawsuit-federal | $6,150,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | employment discrimination | 2016 | private lawsuit-federal | $6,140,000 |
New York Life Investment Management LLC | New York Life Insurance | investor protection violation | 2009 | SEC | $6,100,784 |
AIG Federal Savings Bank and Wilmington Finance Inc. | American International Group | discriminatory practices (non-employment) | 2010 | DOJ_RIGHTS | $6,100,000 |
Morgan Stanley DW Inc. | Morgan Stanley | investor protection violation | 2007 | FINRA | $6,100,000 |
Morgan Stanley DW, Inc. | Morgan Stanley | investor protection violation | 2005 | FINRA | $6,100,000 |
Imperial Sugar Company | Louis Dreyfus | workplace safety or health violation | 2010 | OSHA | $6,050,000 |
HSBC Finance Corporation et al. | HSBC | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
Stifel and Nicolaus & Company, Incorporated | Stifel Financial | investor protection violation | 2019 | SEC | $6,037,175 |
Transamerica Financial Advisors, Inc. | Aegon | investor protection violation | 2019 | SEC | $6,023,072 |
Santander Bank, National Association | Banco Santander | banking violation | 2015 | OCC | $6,000,000 |
THE BANK OF NEW YORK MELLON | Bank of New York Mellon | banking violation | 2012 | FED | $6,000,000 |
Chicago Board Options Exchange | CBOE Holdings | investor protection violation | 2013 | SEC | $6,000,000 |
Vitol Inc. and Vitol Capital Management Ltd. | Vitol | investor protection violation | 2010 | CFTC | $6,000,000 |
Citibank N.A. | Citigroup | consumer protection violation | 2017 | CFPB | $6,000,000 |
Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,000,000 |
PNC Financial Services | PNC Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $6,000,000 |
TD Bank | Toronto-Dominion Bank | wage and hour violation | 2014 | private lawsuit-federal | $6,000,000 |
Combined Insurance Company of America | Chubb Limited | wage and hour violation | 2010 | private lawsuit-federal | $6,000,000 |
First Horizon National Corporation | First Horizon National | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,000,000 |
Fifth Third Bancorp | Fifth Third Bancorp | benefit plan administrator violation | 2016 | private lawsuit-federal | $6,000,000 |
BB&T Leasing Corporation | Truist Financial | consumer protection violation | 2006 | MULTI-AG | $6,000,000 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2009 | CO-AG | $6,000,000 |
Encore Capital Group Inc. | Encore Capital Group | consumer protection violation | 2018 | MULTI-AG | $6,000,000 |
TravelersCompanies, Inc. | Travelers | price-fixing or anti-competitive practices | 2007 | MULTI-AG | $6,000,000 |
Israel Discount Bank of New York | Israel Discount Bank | anti-money-laundering deficiencies | 2006 | NY-DFS | $6,000,000 |
American Modern Insurance Group Inc. | Munich Re | insurance violation | 2015 | MULTI-FIN | $6,000,000 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2020 | NY-DFS | $6,000,000 |
Fifth Third Securities, Inc. | Fifth Third Bancorp | investor protection violation | 2018 | FINRA | $6,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2016 | FINRA | $6,000,000 |
Merrill Lynch | Bank of America | investor protection violation | 2014 | FINRA | $6,000,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2003 | FINRA | $6,000,000 |
BNP Paribas | BNP Paribas | investor protection violation | 2022 | CFTC | $6,000,000 |
Cantor Fitzgerald | Cantor Fitzgerald | investor protection violation | 2022 | CFTC | $6,000,000 |
U.S. Bank National Association | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $6,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | anti-money-laundering deficiencies | 2023 | FINRA | $6,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | anti-money-laundering deficiencies | 2023 | SEC | $6,000,000 |
Wedbush Securities Inc. | Wedbush Securities | investor protection violation | 2023 | CFTC | $6,000,000 |
Goldman Sachs & Co. LLC | Goldman Sachs | investor protection violation | 2023 | SEC | $6,000,000 |
Royal Bank of Canada | Royal Bank of Canada | accounting fraud or deficiencies | 2023 | SEC | $6,000,000 |
U.S. Bank, N.A. | U.S. Bancorp | investor protection violation | 2024 | CFTC | $6,000,000 |
Morgan Stanley | Morgan Stanley | wage and hour violation | 2016 | private lawsuit-federal | $5,995,000 |