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Violation Tracker Industry Summary Page
Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
Bank of America | $87,286,650,890 | 328 |
JPMorgan Chase | $39,688,888,209 | 277 |
UBS | $31,069,299,125 | 179 |
Wells Fargo | $27,616,269,231 | 266 |
Citigroup | $26,945,611,792 | 181 |
Deutsche Bank | $20,011,467,563 | 99 |
Goldman Sachs | $17,729,358,987 | 111 |
NatWest Group PLC | $14,370,701,618 | 43 |
Morgan Stanley | $10,780,502,443 | 203 |
BNP Paribas | $10,363,464,666 | 23 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Company | Current Parent | Primary Offense Type | Year | Agency | Penalty Amount |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $13,000,000 |
Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $13,750,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $22,000,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2023 | private lawsuit-federal | $8,000,000 |
JPMorgan Chase | JPMorgan Chase | sexual exploitation of minors | 2023 | private lawsuit-federal | $290,000,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2023 | private lawsuit-federal | $4,900,000 |
Goldman Sachs | Goldman Sachs | employment discrimination | 2023 | private lawsuit-federal | $215,000,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $105,000,000 |
NatWest Markets PLC | NatWest Group PLC | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $21,000,000 |
Lincoln National Corp. | Lincoln National | consumer protection violation | 2023 | private lawsuit-federal | $109,957,440 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $5,000,000 |
Cooperatieve Rabobank U.A | Rabobank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Lloyds Banking Group plc | Lloyds Banking Group | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Royal Bank of Canada | Royal Bank of Canada | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Portigon Financial Services | Portigon Financial Services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
MUFG Bank, Ltd. | U.S. Bancorp | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
Norinchukin Bank | Norinchukin Bank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
USAA Casualty Insurance Company | USAA | consumer protection violation | 2023 | private lawsuit-federal | $2,291,738 |
Navient Solutions LLC | Navient | consumer protection violation | 2023 | private lawsuit-federal | $198,400,000 |
Bank of America | Bank of America | wage and hour violation | 2024 | private lawsuit-federal | $1,890,000 |
State Farm Fire and Casualty Co. | State Farm Insurance | False Claims Act and related | 2022 | private lawsuit-federal | $100,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2024 | private lawsuit-federal | $81,700,000 |
Wells Fargo Bank N.A. | Wells Fargo | wage and hour violation | 2024 | private lawsuit-federal | $16,600,000 |
LendingTree LLC | LendingTree | privacy violation | 2024 | private lawsuit-federal | $875,000 |
Allianz Asset Management of America | Allianz | benefit plan administrator violation | 2024 | private lawsuit-federal | $7,500,000 |
State Farm Life Insurance Co. | State Farm Insurance | consumer protection violation | 2024 | private lawsuit-federal | $65,000,000 |
Banner Bank | Banner Corp. | wage and hour violation | 2024 | private lawsuit-federal | $15,000,000 |