UBS AG | UBS | financial services | toxic securities abuses | 2023 | DOJ_CIVIL | $1,435,000,000 |
Nomura Securities International | Nomura | financial services | fraud | 2023 | USAO | $35,000,000 |
Allianz Global Investors U.S. LLC | Allianz | financial services | investor protection violation | 2022 | USAO | $5,763,000,000 |
Credit Suisse Securities (USA) LLC et al. | UBS | financial services | investor protection violation | 2022 | NJ-AG | $495,000,000 |
Credit Acceptance Corporation | Credit Acceptance Corp. | financial services | consumer protection violation | 2021 | MA-AG | $27,200,000 |
General Electric | General Electric | diversified | toxic securities abuses | 2019 | DOJ_CIVIL | $1,500,000,000 |
Morgan Stanley | Morgan Stanley | financial services | investor protection violation | 2019 | CA-AG | $150,000,000 |
Deutsche Bank AG | Deutsche Bank | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
Royal Bank of Scotland PLC | NatWest Group PLC | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
Barclays Capital, Inc. | Barclays | financial services | toxic securities abuses | 2018 | USAO | $2,000,000,000 |
Royal Bank of Scotland Group plc | NatWest Group PLC | financial services | toxic securities abuses | 2018 | DOJ_CIVIL | $4,900,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
Aurora Loan Services, LLC | | | toxic securities abuses | 2018 | USAO | $41,000,000 |
HSBC | HSBC | financial services | toxic securities abuses | 2018 | USAO | $765,000,000 |
Royal Bank of Scotland | NatWest Group PLC | financial services | toxic securities abuses | 2018 | NY-AG | $500,000,000 |
UBS Securities LLC | UBS | financial services | toxic securities abuses | 2018 | NY-AG | $230,000,000 |
Deutsche Bank | Deutsche Bank | financial services | toxic securities abuses | 2017 | DOJ_CIVIL | $7,200,000,000 |
Moody's Corporation | Moody's | information technology | toxic securities abuses | 2017 | DOJ_CIVIL | $864,000,000 |
Credit Suisse | UBS | financial services | toxic securities abuses | 2017 | DOJ_CIVIL | $5,280,000,000 |
UBS | UBS | financial services | toxic securities abuses | 2017 | NCUA | $445,000,000 |
Royal Bank of Scotland PLC | NatWest Group PLC | financial services | toxic securities abuses | 2017 | FHFA | $5,500,000,000 |
RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2017 | USAO | $44,000,000 |
Societe Generale S.A. | Societe Generale | financial services | toxic securities abuses | 2017 | USAO | $50,000,000 |
Deutsche Bank | Deutsche Bank | financial services | toxic securities abuses | 2017 | MD-AG | $95,000,000 |
Moody's Corporation | Moody's | information technology | toxic securities abuses | 2017 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $426,500,000 |
Royal Bank of Scotland | NatWest Group PLC | financial services | toxic securities abuses | 2017 | CA-AG | $125,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | financial services | toxic securities abuses | 2016 | FDIC | $62,950,000 |
Goldman Sachs | Goldman Sachs | financial services | toxic securities abuses | 2016 | DOJ | $5,060,000,000 |
Morgan Stanley | Morgan Stanley | financial services | toxic securities abuses | 2016 | DOJ | $2,600,000,000 |
UBS | UBS | financial services | toxic securities abuses | 2016 | NCUA | $69,800,000 |
Credit Suisse | UBS | financial services | toxic securities abuses | 2016 | NCUA | $50,300,000 |
Branch Banking & Trust Company (BB&T) | Truist Financial | financial services | False Claims Act and related | 2016 | DOJ_CIVIL | $83,000,000 |
Ally Financial Inc. | Ally Financial | financial services | toxic securities abuses | 2016 | USAO | $52,000,000 |
Goldman Sachs | Goldman Sachs | financial services | toxic securities abuses | 2016 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $225,000,000 |
Morgan Stanley | Morgan Stanley | financial services | toxic securities abuses | 2016 | NY-AG | $550,000,000 |
RBS Securities, Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2016 | CT-AG | $120,000,000 |
Credit Suisse | UBS | financial services | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
Goldman Sachs | Goldman Sachs | financial services | consumer protection violation | 2016 | private lawsuit-federal | $272,000,000 |
Goldman Sachs Group Inc. | Goldman Sachs | financial services | consumer protection violation | 2016 | private lawsuit-federal | $27,500,000 |
Standard & Poor's Financial Services LLC | S&P Global | information technology | toxic securities abuses | 2015 | DOJ | $1,375,000,000 |
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC | Citigroup | financial services | investor protection violation | 2015 | SEC | $180,000,000 |
Deutsche Bank AG | Deutsche Bank | financial services | investor protection violation | 2015 | SEC | $55,000,000 |
Standard & Poor's Ratings Services | S&P Global | information technology | toxic securities abuses | 2015 | SEC | $58,000,000 |
Morgan Stanley | Morgan Stanley | financial services | toxic securities abuses | 2015 | NCUA | $225,000,000 |
Barclays Capital Inc. | Barclays | financial services | toxic securities abuses | 2015 | NCUA | $325,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | financial services | toxic securities abuses | 2015 | NCUA | $129,600,000 |
Fifth Third Bancorp | Fifth Third Bancorp | financial services | toxic securities abuses | 2015 | USAO | $85,000,000 |
Standard & Poor's Financial Services LLC | S&P Global | information technology | toxic securities abuses | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $687,500,000 |
Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
Citigroup Global Markets Inc. | Citigroup | financial services | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Goldman Sachs | Goldman Sachs | financial services | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2015 | private lawsuit-federal | $388,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2015 | private lawsuit-federal | $280,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2015 | private lawsuit-federal | $505,000,000 |
U.S. Bank NA | U.S. Bancorp | financial services | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
UBS Securities LLC | UBS | financial services | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Citigroup Inc. | Citigroup | financial services | toxic securities abuses | 2014 | DOJ | $7,000,000,000 |
Morgan Stanley | Morgan Stanley | financial services | toxic securities abuses | 2014 | SEC | $275,000,000 |
Jefferies LLC | Jefferies Financial Group | diversified | investor protection violation | 2014 | SEC | $25,000,000 |
HSBC North America Holdings Inc. | HSBC | financial services | toxic securities abuses | 2014 | FHFA | $550,000,000 |
Goldman Sachs & Co. | Goldman Sachs | financial services | toxic securities abuses | 2014 | FHFA | $3,150,000,000 |
RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2014 | FHFA | $99,500,000 |
First Horizon National Corporation | First Horizon National | financial services | toxic securities abuses | 2014 | FHFA | $110,000,000 |
Barclays Bank PLC | Barclays | financial services | toxic securities abuses | 2014 | FHFA | $280,000,000 |
Bank of America Corporation | Bank of America | financial services | toxic securities abuses | 2014 | FHFA | $9,300,000,000 |
Credit Suisse | UBS | financial services | toxic securities abuses | 2014 | FHFA | $885,000,000 |
Societe Generale | Societe Generale | financial services | toxic securities abuses | 2014 | FHFA | $122,000,000 |
Morgan Stanley | Morgan Stanley | financial services | toxic securities abuses | 2014 | FHFA | $1,250,000,000 |
Citigroup Inc. | Citigroup | financial services | toxic securities abuses | 2014 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $291,750,000 |
Lehman Brothers, Inc. | | | investor protection violation | 2014 | WA-AG | $31,300,000 |
Morgan Stanley & Co. | Morgan Stanley | financial services | consumer protection violation | 2014 | private lawsuit-federal | $95,000,000 |
Royal Bank of Scotland Group | NatWest Group PLC | financial services | consumer protection violation | 2014 | private lawsuit-federal | $275,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | toxic securities abuses | 2013 | DOJ | $13,000,000,000 |
Merrill Lynch | Bank of America | financial services | toxic securities abuses | 2013 | SEC | $131,800,000 |
RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2013 | SEC | $153,700,000 |
UBS Securities | UBS | financial services | toxic securities abuses | 2013 | SEC | $50,000,000 |
Deutsche Bank AG | Deutsche Bank | financial services | toxic securities abuses | 2013 | FHFA | $1,925,000,000 |
UBS Americas Inc. | UBS | financial services | toxic securities abuses | 2013 | FHFA | $885,000,000 |
Wells Fargo | Wells Fargo | financial services | toxic securities abuses | 2013 | FHFA | $591,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | toxic securities abuses | 2013 | FHFA | $869,000,000 |
Citimortgage Inc. and Citibank N.A. | Citigroup | financial services | toxic securities abuses | 2013 | FHFA | $395,000,000 |
SunTrust Mortgage, Inc. | Truist Financial | financial services | toxic securities abuses | 2013 | FHFA | $65,000,000 |
Citigroup | Citigroup | financial services | toxic securities abuses | 2013 | FHFA | $968,000,000 |
Bank of America | Bank of America | financial services | toxic securities abuses | 2013 | NCUA | $165,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | investor protection violation | 2013 | CFTC | $100,000,000 |
Ambac Financial Group et al. | Ambac Financial | financial services | toxic securities abuses | 2013 | USAO | $101,900,000 |
Bank of America | Bank of America | financial services | investor protection violation | 2013 | MULTI-AG | $500,000,000 |
Barclays Bank PLC | Barclays | financial services | toxic securities abuses | 2013 | MA-AG | $36,100,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | toxic securities abuses | 2013 | CA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $298,973,000 |
JPMorgan Chase | JPMorgan Chase | financial services | toxic securities abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000 |
Morgan Keegan & Company | Raymond James Financial | financial services | toxic securities abuses | 2013 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
Countrywide Financial Corporation | Bank of America | financial services | consumer protection violation | 2013 | private lawsuit-federal | $500,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | toxic securities abuses | 2012 | SEC | $296,900,000 |
Credit Suisse Securities (USA) | UBS | financial services | toxic securities abuses | 2012 | SEC | $120,000,000 |
Mizuho Financial Group | Mizuho Financial | financial services | investor protection violation | 2012 | SEC | $127,500,000 |
Option One Mortgage Corporation | Ocwen Financial | financial services | toxic securities abuses | 2012 | SEC | $28,200,000 |
Deutsche Bank AG | Deutsche Bank | financial services | toxic securities abuses | 2012 | USAO | $202,300,000 |
Bank of America | Bank of America | financial services | investor protection violation | 2012 | MULTI-AG | $2,430,000,000 |
Bear Stearns | JPMorgan Chase | financial services | investor protection violation | 2012 | MI-AG | $275,000,000 |
RBS Financial Products | NatWest Group PLC | financial services | toxic securities abuses | 2012 | NV-AG | $42,000,000 |