Violation Tracker Agency Summary Page

Agency Name: 
Multistate Attorneys General Case
Penalty Total since 2000: 
$105,875,362,465
Number of Records: 
644
Note: 
The penalty total above and the parent totals below include some cases in which both a state and a federal agency were involved and issued separate announcements of the outcome. The individual penalty records below marked by an asterisk are ones for which Violation Tracker contains a separate federal entry. The state attorney general cases below include only those brought by this state alone. For cases brought together with other states, see the summary page for Multistate Attorneys General Cases.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$26,114,848,40810
UBS$11,393,380,0005
Citigroup$8,231,391,5776
JPMorgan Chase$6,208,338,66110
BP$4,910,000,0002
American Electric Power$4,687,500,0003
Morgan Stanley$4,060,000,0003
Goldman Sachs$3,690,833,3333
Deutsche Bank$3,648,333,3333
Wells Fargo$1,872,683,7168


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Primary Offense Type Year Penalty Amountsort icon
UBS Securities LLC and UBS Financial Services, Inc. UBS financial services investor protection violation 2008 $11,150,000,000
Countrywide Home Loans Bank of America financial services mortgage abuses 2008 $8,680,000,000
Citigroup Global Markets, Inc. and Citi Smith Barney Citigroup financial services investor protection violation 2008 $7,100,000,000
BP BP oil and gas environmental violation 2015 (*) $4,900,000,000
American Electric Power American Electric Power utilities and power generation environmental violation 2007 (*) $4,675,000,000
Banc of America Securities LLC Bank of America financial services investor protection violation 2008 $4,550,000,000
Morgan Stanley Morgan Stanley financial services investor protection violation 2008 $3,535,000,000
JP Morgan Chase & Co. JPMorgan Chase financial services investor protection violation 2008 $3,525,000,000
Merrill Lynch & Co. Bank of America financial services investor protection violation 2008 $3,458,333,333
Goldman Sachs Group, Inc. Goldman Sachs financial services investor protection violation 2008 $3,355,833,333
Deutsche Bank Securities, Inc. and Deutsche Bank AG Deutsche Bank financial services investor protection violation 2008 $3,348,333,333
Countrywide Financial Corporation Bank of America financial services mortgage abuses 2010 $3,004,100,000
Bank of America Bank of America financial services investor protection violation 2012 $2,430,000,000
Bank of America Bank of America financial services mortgage abuses 2012 (*) $2,382,415,075
Enron Enron utilities and power generation energy market manipulation 2005 $1,520,000,000
El Paso Corporation Kinder Morgan pipelines energy market manipulation 2003 $1,450,000,000
JPMorgan Chase JPMorgan Chase financial services mortgage abuses 2012 (*) $1,121,188,661
JPMorgan Chase JPMorgan Chase financial services toxic securities abuses 2013 (*) $1,066,000,000
Wells Fargo Wells Fargo financial services mortgage abuses 2012 (*) $1,005,233,716
Bank of America Corporation Bank of America financial services mortgage abuses 2014 (*) $943,000,000
RBC Capital Markets Corporation Royal Bank of Canada financial services investor protection violation 2008 $859,800,000
Standard & Poor's Financial Services LLC S&P Global information technology toxic securities abuses 2015 (*) $687,500,000
TK Holdings Inc. Ningbo Joyson Electronic automotive parts consumer protection violation 2018 $650,000,000
Amgen Inc. Amgen pharmaceuticals off-label or unapproved promotion of medical products 2012 (*) $612,000,000
Wells Fargo Bank N.A. Wells Fargo financial services banking violation 2018 $575,000,000
Volkswagen Volkswagen motor vehicles environmental violation 2016 (*) $570,000,000
Johnson & Johnson Johnson & Johnson pharmaceuticals off-label or unapproved promotion of medical products 2013 (*) $541,000,000
Bank of America Bank of America financial services investor protection violation 2013 $500,000,000
Career Education Corp. Career Education Corp. miscellaneous services consumer protection violation 2019 $498,700,000
Household Finance Corp. HSBC financial services mortgage abuses 2002 $484,000,000
GlaxoSmithKline GlaxoSmithKline pharmaceuticals off-label or unapproved promotion of medical products 2012 (*) $477,792,391
Mylan Inc. Mylan pharmaceuticals False Claims Act and related 2017 (*) $465,000,000
Reliant Energy, Inc. NRG Energy utilities and power generation energy market manipulation 2005 $460,000,000
TD Ameritrade, Inc. TD Ameritrade financial services investor protection violation 2009 $456,000,000
Apple Inc. Apple Inc. electrical and electronic equipment price-fixing or anti-competitive practices 2014 $450,000,000
Moody's Corporation Moody's information technology toxic securities abuses 2017 $426,500,000
Williams Energy Marketing & Trading Williams Companies oil and gas energy market manipulation 2002 $417,000,000
Citigroup Citigroup financial services mortgage abuses 2012 (*) $413,041,577
Marsh and McLennan Marsh & McLennan financial services investor protection violation 2009 $400,000,000
Salomon Smith Barney Inc. Morgan Stanley financial services investor protection violation 2002 (*) $400,000,000
LG Display Co., Ltd. LG diversified price-fixing or anti-competitive practices 2012 $380,000,000
Wyeth Pharmaceuticals, Inc. Pfizer pharmaceuticals False Claims Act and related 2016 (*) $371,351,180
Eli Lilly and Company Eli Lilly pharmaceuticals off-label or unapproved promotion of medical products 2009 (*) $361,828,456
Archer Daniels Midland Company Archer Daniels Midland agribusiness environmental violation 2003 (*) $350,900,000
Abbott Laboratories AbbVie pharmaceuticals off-label or unapproved promotion of medical products 2012 (*) $339,148,643
Pfizer, Inc. Pfizer pharmaceuticals kickbacks and bribery 2009 (*) $331,485,170
Ameriquest Mortgage Citigroup financial services consumer protection violation 2006 $325,000,000
Invesco Funds Group Invesco financial services securities issuance or trading violation 2004 (*) $325,000,000
MCI Verizon Communications telecommunications tax violations 2005 $315,000,000
Olympus Corporation of the Americas Olympus electrical and electronic equipment False Claims Act and related 2016 (*) $306,000,000
Schering-Plough Corporation Merck pharmaceuticals kickbacks and bribery 2004 (*) $292,969,482
Citigroup Inc. Citigroup financial services toxic securities abuses 2014 (*) $291,750,000
Merck Merck pharmaceuticals False Claims Act and related 2008 (*) $290,000,000
Prudential Equity Group Prudential Financial financial services securities issuance or trading violation 2006 (*) $270,000,000
Ranbaxy Sun Pharmaceuticals pharmaceuticals drug or medical equipment safety violation 2013 (*) $266,729,715
Serono Inc. Merck KGaA (EMD) pharmaceuticals off-label or unapproved promotion of medical products 2005 (*) $262,000,000
Wyeth Pharmaceuticals, Inc. Pfizer pharmaceuticals off-label or unapproved promotion of medical products 2013 (*) $257,400,000
Samsung Electronics, Co., Ltd. Samsung diversified price-fixing or anti-competitive practices 2011 $240,000,000
Goldman Sachs Goldman Sachs financial services toxic securities abuses 2016 (*) $225,000,000
Janus Capital Management Janus Henderson financial services securities issuance or trading violation 2004 $225,000,000
Deutsche Bank Deutsche Bank financial services interest rate benchmark manipulation 2017 $220,000,000
AstraZeneca Pharmaceuticals LP AstraZeneca pharmaceuticals off-label or unapproved promotion of medical products 2010 (*) $218,092,993
Duke Energy Duke Energy utilities and power generation energy market manipulation 2004 $207,500,000
Merck Sharp & Dohme Corp. Merck pharmaceuticals off-label or unapproved promotion of medical products 2012 (*) $201,975,000
Credit Suisse First Boston Corp. Credit Suisse financial services investor protection violation 2002 (*) $200,000,000
Reckitt Benckiser Group Reckitt Benckiser household and personal care products Controlled Substances Act violation 2019 (*) $200,000,000
WellCare Health Plans Inc. WellCare Health Plans healthcare services investor protection violation 2010 $200,000,000
Aequitas Capital Management Inc.   consumer protection violation 2017 $192,000,000
Aon Corporation Aon financial services price-fixing or anti-competitive practices 2005 $190,000,000
Warner-Lambert Pfizer pharmaceuticals off-label or unapproved promotion of medical products 2004 (*) $190,000,000
Bristol-Myers Squibb Bristol-Myers Squibb pharmaceuticals False Claims Act and related 2008 (*) $187,000,000
Janssen Pharmaceuticals, Inc. Johnson & Johnson pharmaceuticals off-label or unapproved promotion of medical products 2012 $181,000,000
Equifax Equifax miscellaneous services privacy violation 2019 $175,000,000
Endo Health Solution Endo International pharmaceuticals off-label or unapproved promotion of medical products 2014 (*) $173,000,000
Zurich American Insurance Company Zurich Insurance financial services price-fixing or anti-competitive practices 2006 $171,700,000
AU Optronics Corporation AU Optronics electrical and electronic equipment price-fixing or anti-competitive practices 2012 $170,000,000
Teva Pharmaceuticals Inc. Teva Pharmaceutical Industries pharmaceuticals False Claims Act and related 2010 $169,000,000
Student CU Connect CUSO, LLC   consumer protection violation 2019 (*) $168,000,000
SB Pharmco Puerto Rico Inc. GlaxoSmithKline pharmaceuticals drug or medical equipment safety violation 2010 (*) $163,560,000
Purdue Frederick Company Inc. Purdue Pharma pharmaceuticals False Claims Act and related 2007 (*) $160,000,000
Volkswagen AG Volkswagen motor vehicles environmental violation 2017 $157,000,000
Par Pharmaceuticals, Inc. Endo International pharmaceuticals False Claims Act and related 2011 $154,000,000
McKesson Corporation McKesson wholesalers False Claims Act and related 2012 $151,000,000
Brown & Williamson Tobacco British American Tobacco tobacco tobacco litigation 2003 $150,000,000
JPMorgan Chase JPMorgan Chase financial services investor protection violation 2015 $150,000,000
Uber Technologies Uber Technologies miscellaneous services consumer protection violation 2018 $148,000,000
Pershing Square Capital Management   investor protection violation 2017 $145,000,000
Valeant Pharmaceuticals International, Inc. Bausch Health pharmaceuticals investor protection violation 2017 $145,000,000
Hoffman-LaRoche Roche pharmaceuticals price-fixing or anti-competitive practices 2000 $142,494,000
WellCare Health Plans Inc. WellCare Health Plans healthcare services False Claims Act and related 2012 (*) $137,500,000
Ocwen Financial Services Ocwen Financial financial services mortgage abuses 2013 (*) $127,300,000
AIM Advisors Invesco financial services securities issuance or trading violation 2004 (*) $125,000,000
Cephalon Teva Pharmaceutical Industries pharmaceuticals consumer protection violation 2016 $125,000,000
Morgan Stanley Morgan Stanley financial services investor protection violation 2002 (*) $125,000,000
King Pharmaceuticals Pfizer pharmaceuticals False Claims Act and related 2006 (*) $124,000,000
Tenet Healthcare Corporation Tenet Healthcare healthcare services kickbacks and bribery 2016 (*) $123,772,464
Maxim Healthcare Services, Inc. Maxim Healthcare Services miscellaneous services False Claims Act and related 2011 (*) $121,514,199
General Motors Company General Motors motor vehicles motor vehicle safety violation 2017 $120,000,000
Johnson & Johnson Johnson & Johnson pharmaceuticals drug or medical equipment safety violation 2019 $120,000,000
Lender Processing Services, Inc. Fidelity National Financial financial services mortgage abuses 2013 $120,000,000
Mylan Pharmaceuticals, Inc. Mylan pharmaceuticals False Claims Act and related 2009 (*) $118,000,000
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