Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Huntington National Bank Huntington Bancshares wage and hour violation 2005 WHD $51,259
J P Morgan Chase Bank JPMorgan Chase wage and hour violation 2005 WHD $6,688
Nationwide Mutual Insurance Company Nationwide wage and hour violation 2005 WHD $16,185
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2005 WHD $12,796
Nationwide Credit, Inc. Altisource Portfolio Solutions wage and hour violation 2005 WHD $68,433
Scott Danahy Naylon Co. Inc. Financial Institutions Inc. wage and hour violation 2005 WHD $5,495
Compass Bank PNC Financial Services wage and hour violation 2005 WHD $810,122
Compass Bank PNC Financial Services wage and hour violation 2005 WHD $5,105
Fidelity National Financial, Inc. Fidelity National Financial wage and hour violation 2005 WHD $778,391
Bank of America Bank of America wage and hour violation 2005 WHD $12,824
Washington Mutual, Inc. JPMorgan Chase wage and hour violation 2005 WHD $404,982
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2005 WHD $9,830
Towers Perrin Willis Towers Watson wage and hour violation 2005 WHD $105,865
Towers, Perrin, Forrester & Crosby Willis Towers Watson wage and hour violation 2005 WHD $294,279
TIAA TIAA wage and hour violation 2005 WHD $327,168
The First American Title Insurance, Co. First American Financial wage and hour violation 2005 WHD $24,067
TD Waterhouse Investor Services, Inc. Toronto-Dominion Bank wage and hour violation 2005 WHD $55,208
Goodrich Aviation Technical Services, Inc. Macquarie wage and hour violation 2005 WHD $47,369
Doral Mortgage Corp. Doral Financial wage and hour violation 2004 WHD $21,680
National City Mortgage, Co. PNC Financial Services wage and hour violation 2004 WHD $6,150
American Express Travel Related Services Comp American Express Family and Medical Leave Act 2004 WHD $26,722
First Horizon National Corporation First Horizon National wage and hour violation 2004 WHD $9,344
Ace America's Cash Express, Inc. ACE Cash Express wage and hour violation 2004 WHD $26,295
Towers Perrin Willis Towers Watson wage and hour violation 2004 WHD $376,093
Wells Fargo Bank, National Association Wells Fargo wage and hour violation 2004 WHD $228,209
Bank of America Corporation Bank of America wage and hour violation 2004 WHD $5,972
AON Consulting Corporation Inc Aon wage and hour violation 2004 WHD $47,131
JPMorgan Chase Bank JPMorgan Chase wage and hour violation 2004 WHD $19,373
Santander Mortage Corporation Banco Santander wage and hour violation 2004 WHD $62,895
Countrywide Financial Corporation Bank of America wage and hour violation 2004 WHD $54,453
Sentry Insurance a Mutual Company Sentry Insurance wage and hour violation 2004 WHD $46,524
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2004 WHD $7,945
The Home Loan Center, LLC LendingTree wage and hour violation 2004 WHD $13,903
Allied Home Mortgage Americus Mortgage wage and hour violation 2004 WHD $14,037
Banco Popular North America, Inc. Popular Inc. wage and hour violation 2004 WHD $17,363
Wachovia Bank Wells Fargo wage and hour violation 2004 WHD $5,798,744
Household International HSBC wage and hour violation 2003 WHD $54,328
Bear Stearns Companies Inc. JPMorgan Chase wage and hour violation 2003 WHD $358,974
FSC Corporation Bank of America wage and hour violation 2003 WHD $108,716
Conseco Finance Servicing Corp. CNO Financial wage and hour violation 2002 WHD $145,512
Mortgage One Corporation HSBC wage and hour violation 2000 WHD $18,912
Farmer's Insurance Zurich Insurance wage and hour violation 2011 WHD $1,520,705
Ameritas Life Insurance Corp Ameritas Mutual Holding Company wage and hour violation 2017 WHD $9,019
Bank of America Bank of America Family and Medical Leave Act 2017 WHD $14,528
UBS Financial Services Inc. UBS wage and hour violation 2018 WHD $6,246
Ally Financial Services Ally Financial wage and hour violation 2019 WHD $198,311
JP Morgan Chase Bank N.A. JPMorgan Chase wage and hour violation 2019 WHD $38,336
Lincoln Financial Group Trust Company, Inc. Lincoln National wage and hour violation 2018 WHD $17,567
World Acceptance Corporation World Acceptance Corporation wage and hour violation 2019 WHD $5,549
World Acceptance Corporation, Inc World Acceptance Corporation wage and hour violation 2019 WHD $6,582
Wells Fargo Bank N.A. Wells Fargo wage and hour violation 2019 WHD $57,675
Nationwide Mutual Insurance Co Nationwide wage and hour violation 2018 WHD $210,373
Bank of Hawaii Bank of Hawaii wage and hour violation 2018 WHD $7,631
AON SERVICE CORPORATION Aon wage and hour violation 2017 WHD $7,406
Cleco Corporation Macquarie wage and hour violation 2017 WHD $12,190
Ally Financial Inc Ally Financial wage and hour violation 2017 WHD $34,169
Ally Financial, LLC Ally Financial wage and hour violation 2017 WHD $164,143
Teachers Insurance & Annuity Assoc of America TIAA wage and hour violation 2017 WHD $9,678
Wells Fargo Bank Wells Fargo wage and hour violation 2016 WHD $38,230
Franklin Templeton Distributors, Inc. Franklin Resources Family and Medical Leave Act 2016 WHD $23,252
TMX Finance, LLC TMX Finance wage and hour violation 2016 WHD $6,353
Guaranteed Rate INC Guaranteed Rate Inc. wage and hour violation 2015 WHD $184,423
Wells Fargo & Company Wells Fargo wage and hour violation 2014 WHD $100,001
American Express Travel Related Services Co. American Express wage and hour violation 2021 WHD $5,663
1st Financial Bank U.S.A. 1st Financial Bank USA banking violation 2005 WI-AG $43,142
Capital One Bank Capital One Financial banking violation 2005 WI-AG $80,032
Countrywide Financial Corporation Bank of America mortgage abuses 2009 WI-AG $41,100,000
SunTrust Bank Truist Financial banking violation 2005 WI-AG $10,107
Raymond James Financial Services, Inc. Raymond James Financial investor protection violation 2007 WI-FIN $50,000
Merrill Lynch Pierce Fenner & Smith Inc. Bank of America investor protection violation 2005 WI-FIN $7,000
AIG Warranty Guard, Inc. American International Group insurance violation 2000 WI-INS $100,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2000 WI-INS $15,000
Hartford Accident and Indemnity Co. Hartford Financial Services insurance violation 2001 WI-INS $15,000
Progressive Northern Insurance Co. Progressive insurance violation 2001 WI-INS $70,000
AIG Warranty Guard, Inc. American International Group insurance violation 2003 WI-INS $50,000
General Casualty Company of Wisconsin QBE Insurance insurance violation 2003 WI-INS $6,500
National Union Fire Ins Co. of Pittsburgh American International Group insurance violation 2003 WI-INS $10,000
National Union Fire Ins Co. of Pittsburgh American International Group insurance violation 2003 WI-INS $5,000
National Union Fire Ins Co. of Pittsburgh American International Group insurance violation 2003 WI-INS $10,000
Regent Insurance Co. QBE Insurance insurance violation 2003 WI-INS $8,500
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2003 WI-INS $6,500
Foremost Insurance Co. Zurich Insurance insurance violation 2003 WI-INS $8,500
Conseco Health Insurance Co. CNO Financial insurance violation 2004 WI-INS $11,000
Great American Insurance Co. American Financial Group insurance violation 2004 WI-INS $5,000
Auto-Owners Insurance Co. Auto-Owners Insurance insurance violation 2004 WI-INS $5,000
St. Paul Fire & Marine Insurance Co. Travelers insurance violation 2005 WI-INS $20,000
Progressive Northern Ins Co. Progressive insurance violation 2005 WI-INS $5,000
Metropolitan Life Insurance Co. MetLife insurance violation 2005 WI-INS $5,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2005 WI-INS $9,500
Asurion Warranty Services, Inc. Asurion insurance violation 2007 WI-INS $5,000
Austin Mutual Insurance Co. American Family Insurance insurance violation 2007 WI-INS $8,000
Conseco Senior Health Insurance Co. CNO Financial insurance violation 2008 WI-INS $100,000
Travelers Casualty & Surety Company of America Travelers insurance violation 2008 WI-INS $30,000
Universal Underwriters Service Corp. Zurich Insurance insurance violation 2008 WI-INS $10,000
Conseco Health Insurance Co. CNO Financial insurance violation 2009 WI-INS $20,000
Bankers Life & Casualty Co. CNO Financial insurance violation 2010 WI-INS $1,500,000
General Casualty Company of Wisconsin QBE Insurance insurance violation 2010 WI-INS $8,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2010 WI-INS $7,500
Time Insurance Co. Haven Holdings insurance violation 2010 WI-INS $280,000
Infinity Insurance Co. Kemper insurance violation 2011 WI-INS $5,000
Selective Insurance Company of the Southeast Selective Insurance Group insurance violation 2011 WI-INS $5,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)