Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$344,899,848,624
Number of Records: 
6,989
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,107,446,133199
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,854,318,334101
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Security National Insurance Co. Zurich Insurance insurance violation 2020 WA-INS $5,000
Privilege Underwriters Reciprocal Exchange Tokio Marine insurance violation 2020 WA-INS $5,000
HARTFORD CASUALTY INSURANCE COMPANY Hartford Financial Services insurance violation 2020 WA-INS $90,000
ACE AMERICAN INSURANCE COMPANY ET AL. Chubb Limited insurance violation 2020 WA-INS $50,000
NEW HAMPSHIRE INSURANCE COMPANY American International Group insurance violation 2020 WA-INS $15,000
AMERICAN ECONOMY INSURANCE COMPANY Liberty Mutual Insurance insurance violation 2020 WA-INS $6,000
CONTINENTAL WESTERN INSURANCE COMPANY W.R. Berkley insurance violation 2020 WA-INS $10,000
AMERICAN ECONOMY INSURANCE COMPANY ET AL. Liberty Mutual Insurance insurance violation 2020 WA-INS $10,000
HORACE MANN INSURANCE COMPANY Horace Mann Educators Corp. insurance violation 2020 WA-INS $5,000
Travelers Home and Marine Insurance Company Travelers insurance violation 2021 WA-INS $10,000
LIFEWISE HEALTH PLAN OF WASHINGTON Premera Blue Cross insurance violation 2021 WA-INS $20,000
PREMERA BLUE CROSS Premera Blue Cross insurance violation 2021 WA-INS $10,000
AMERICAN FAMILY INSURANCE COMPANY American Family Insurance insurance violation 2021 WA-INS $50,000
HSBC SECURITIES USA INC HSBC insurance violation 2021 WA-INS $10,000
STANDARD FIRE INSURANCE COMPANY Travelers insurance violation 2021 WA-INS $5,000
ALLIED PROPERTY AND CASUALTY INSURANCE COMPANY ET AL. Nationwide insurance violation 2021 WA-INS $20,000
NATIONAL CASUALTY COMPANY Nationwide insurance violation 2021 WA-INS $50,000
Safeco Insurance Company of America Liberty Mutual Insurance insurance violation 2021 WA-INS $100,000
LIFEWISE HEALTH PLAN OF WASHINGTON Premera Blue Cross insurance violation 2021 WA-INS $10,000
Nationwide General Insurance Co. Nationwide insurance violation 2021 WA-INS $35,000
Foremost Insurance Company Grand Rapids Michigan Zurich Insurance insurance violation 2021 WA-INS $75,000
Transamerica Life Insurance Co. Aegon insurance violation 2021 WA-INS $30,000
American General Life Insurance Company American International Group insurance violation 2021 WA-INS $10,000
Lincoln National Life Insurance Co. Lincoln National insurance violation 2021 WA-INS $10,000
Nationwide Life And Annuity Insurance Company et al. Nationwide insurance violation 2021 WA-INS $5,000
Farmers Insurance Company of Washington et al. Zurich Insurance insurance violation 2021 WA-INS $20,000
Zurich American Insurance Company Zurich Insurance insurance violation 2021 WA-INS $5,000
Combined Insurance Company of America Chubb Limited insurance violation 2021 WA-INS $10,000
Premera Blue Cross Premera Blue Cross insurance violation 2021 WA-INS $5,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2021 WA-INS $20,000
American Memorial Life Insurance Company Assurant insurance violation 2021 WA-INS $20,000
Allstate Fire & Casualty Insurance Company Allstate insurance violation 2021 WA-INS $10,000
Allstate Fire & Casualty Insurance Company et al. Allstate insurance violation 2021 WA-INS $7,500
North River Insurance Company et al. Fairfax Financial Holdings insurance violation 2021 WA-INS $25,000
Ameritas Life Insurance Corp. Ameritas Mutual Holding Company insurance violation 2022 WA-INS $40,000
Allstate Vehicle And Property Insurance Company Allstate insurance violation 2022 WA-INS $25,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2022 WA-INS $25,000
American Family Insurance Company American Family Insurance insurance violation 2022 WA-INS $25,000
Homesite Insurance Company American Family Insurance insurance violation 2022 WA-INS $50,000
Sentry Select Insurance Company Sentry Insurance insurance violation 2021 WA-INS $5,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2021 WA-INS $100,000
Jackson National Life Insurance Company Jackson Financial insurance violation 2021 WA-INS $10,000
Travelers Indemnity Company et al. Travelers insurance violation 2022 WA-INS $20,000
Lifewise Health Plan of Washington and Premera Blue Cross Premera Blue Cross insurance violation 2022 WA-INS $100,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2022 WA-INS $50,000
Cincinnati Insurance Company et al. Cincinnati Financial insurance violation 2022 WA-INS $5,000
Fidelity National Title Company of Washington Inc Fidelity National Financial insurance violation 2022 WA-INS $5,000
Citigroup Technology Inc Citigroup wage and hour violation 2016 WHD $1,967,689
American Family Life Assurance Co., known as Aflac Aflac Family and Medical Leave Act 2012 WHD $16,882
U.S. Bank U.S. Bancorp wage and hour violation 2008 WHD $140,787
Univest Corporation of Pennsylvania Univest Financial Family and Medical Leave Act 2016 WHD $5,076
Wells Fargo Bank, N. A. Wells Fargo Family and Medical Leave Act 2016 WHD $11,874
H & R Block H&R Block wage and hour violation 2015 WHD $257,577
BMO Harris Bank N.A. Bank of Montreal Family and Medical Leave Act 2015 WHD $11,304
IAC Springfield, LLC Invesco Family and Medical Leave Act 2015 WHD $5,377
TitleMax of Missouri, Inc. TMX Finance Family and Medical Leave Act 2015 WHD $11,648
Huntington Bancshares Incorporated Huntington Bancshares Family and Medical Leave Act 2015 WHD $7,788
Transamerica Life Insurance Company Aegon wage and hour violation 2015 WHD $70,143
GUARANTEED RATE, INC. Guaranteed Rate Inc. wage and hour violation 2015 WHD $12,548
Prospect Mortgage Homebridge Financial Services wage and hour violation 2015 WHD $211,237
Bank of the West BNP Paribas wage and hour violation 2015 WHD $33,750
BancFirst Insurance Services, Inc. BancFirst wage and hour violation 2014 WHD $20,229
H & R Block H&R Block wage and hour violation 2014 WHD $128,872
H&R Block Eastern Enterprises Inc H&R Block wage and hour violation 2014 WHD $24,928
Asset Acceptance, LLC Encore Capital Group Family and Medical Leave Act 2014 WHD $7,450
National Life Insurance Company National Life Group wage and hour violation 2014 WHD $32,087
TMX Finance, LLC TMX Finance wage and hour violation 2014 WHD $10,057
Highmark, Inc Highmark Inc. wage and hour violation 2014 WHD $120,900
The Huntington National Bank Huntington Bancshares wage and hour violation 2013 WHD $32,553
Chemoil Corporation Glencore wage and hour violation 2013 WHD $16,594
UBS, Inc. UBS wage and hour violation 2013 WHD $90,902
MetLife, Inc. MetLife wage and hour violation 2013 WHD $24,296
TMX Finance LLC TMX Finance Family and Medical Leave Act 2012 WHD $36,596
United American Insurance Company Globe Life Inc. wage and hour violation 2012 WHD $19,791
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2012 WHD $18,852
First Republic Bank First Republic Bank wage and hour violation 2012 WHD $1,009,644
SunTrust Mortgage Inc. Truist Financial wage and hour violation 2012 WHD $51,518
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $153,736
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $122,762
Branch Banking and Trust Company Truist Financial wage and hour violation 2011 WHD $12,314
BB&T Truist Financial wage and hour violation 2011 WHD $43,662
The Federal Home Loan Mortgage Corporation Freddie Mac (Federal Home Loan Mortgage Corporation) wage and hour violation 2011 WHD $24,153
Nationwide Insurance Nationwide wage and hour violation 2011 WHD $13,331
Wells Fargo Bank NA Wells Fargo wage and hour violation 2011 WHD $31,770
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $565,065
State Farm Mutual Automobile Insurance Compan State Farm Insurance Family and Medical Leave Act 2010 WHD $27,787
Prospect Mortgage LLC Homebridge Financial Services wage and hour violation 2010 WHD $13,728
CNO Services, LLC CNO Financial wage and hour violation 2010 WHD $69,610
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $754,148
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $20,122
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $209,170
Bank of America, NA Bank of America wage and hour violation 2010 WHD $5,827
Hewitt Associates LLC Aon wage and hour violation 2010 WHD $48,103
Nationwide Insurance Nationwide wage and hour violation 2010 WHD $9,109
Bank of America, N.A. Bank of America wage and hour violation 2010 WHD $18,654
ING America Voya Financial wage and hour violation 2010 WHD $21,986
Hartford Fire Insurance Company Hartford Financial Services wage and hour violation 2010 WHD $25,448
Huntington National Bank Huntington Bancshares wage and hour violation 2010 WHD $10,007
Nationwide Nationwide wage and hour violation 2009 WHD $28,290
JPMorgan Chase Bank, NA JPMorgan Chase wage and hour violation 2009 WHD $6,996
Zions Bancorporation Zions Bancorporation wage and hour violation 2009 WHD $15,347
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)