A.G. Edwards & Sons Inc. |
Wells Fargo |
investor protection violation |
2008 |
TX-SEC |
$5,000 |
WELLS FARGO ADVISORS |
Wells Fargo |
investor protection violation |
2015 |
VA-SEC |
$205,000 |
Wells Fargo Advisors LLC |
Wells Fargo |
investor protection violation |
2016 |
VT-FIN |
$300,000 |
Wachovia Capital Markets LLC |
Wells Fargo |
investor protection violation |
2007 |
MULTI-FIN |
$24,650,000 |
Wachovia Securities LLC |
Wells Fargo |
investor protection violation |
2008 |
MULTI-FIN |
(*) $50,000,000 |
Wells Fargo Investments, LLC |
Wells Fargo |
investor protection violation |
2009 |
MULTI-FIN |
$1,900,000 |
WELLS FARGO BANK #1692 |
Wells Fargo |
workplace safety or health violation |
2013 |
OSHA |
$12,000 |
Wells Fargo & Co. |
Wells Fargo |
investor protection violation |
2020 |
MD-AG |
$20,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
employment discrimination |
2020 |
OFCCP |
$7,800,000 |
Wells Fargo & Co. |
Wells Fargo |
discriminatory practices (non-employment) |
2019 |
private lawsuit-federal |
$10,000,000 |
Wells Fargo |
Wells Fargo |
discriminatory practices (non-employment) |
2012 |
private lawsuit-federal |
$7,500,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
discriminatory practices (non-employment) |
2012 |
private lawsuit-federal |
$7,500,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
discriminatory practices (non-employment) |
2011 |
private lawsuit-state |
$3,520,000 |
WFS Financial, Inc. |
Wells Fargo |
discriminatory practices (non-employment) |
2004 |
private lawsuit-federal |
$4,550,000 |
Wells Fargo Bank |
Wells Fargo |
wage and hour violation |
2020 |
private lawsuit-federal |
$10,928,870 |
Wells Fargo & Company |
Wells Fargo |
benefit plan administrator violation |
2020 |
private lawsuit-federal |
$79,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
wage and hour violation |
2020 |
private lawsuit-federal |
$25,696,122 |
Wells Fargo Bank, N.A. |
Wells Fargo |
privacy violation |
2017 |
private lawsuit-federal |
$30,446,022 |
Gerber Life Insurance Company |
Western & Southern Financial Group |
wage and hour violation |
2009 |
WHD |
$172,799 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2011 |
MD-INS |
$5,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2013 |
MD-INS |
$14,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2017 |
MD-INS |
$8,000 |
National Integrity Life Insurance Company |
Western & Southern Financial Group |
insurance violation |
2018 |
NY-DFS |
$240,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2000 |
WA-INS |
$350,000 |
Western and Southern Life Insurance Company |
Western & Southern Financial Group |
insurance violation |
2005 |
MULTI-FIN |
$2,400,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2020 |
NC-INS |
$3,635,665 |
Paymap Inc. |
Western Union |
consumer protection violation |
2015 |
CFPB |
$38,400,000 |
Ruesch International, Inc. |
Western Union |
economic sanction violation |
2004 |
OFAC |
$7,811 |
Western Union Company |
Western Union |
anti-money-laundering deficiencies |
2017 |
DOJ_CRIMINAL |
$586,000,000 |
Western Union Financial Services, Inc. |
Western Union |
economic sanction violation |
2019 |
OFAC |
$401,697 |
Western Union Co. |
Western Union |
consumer protection violation |
2017 |
MULTI-AG |
$5,000,000 |
Western Union Financial Services |
Western Union |
consumer protection violation |
2005 |
MULTI-AG |
$8,529,000 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2010 |
MULTI-AG |
$94,000,000 |
Western Union Financial Services, Inc. |
Western Union |
consumer protection violation |
2008 |
AZ-DFS |
$2,000,000 |
Western Union International Services LLC |
Western Union |
consumer protection violation |
2019 |
FL-OFR |
$10,000 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2002 |
NY-DFS |
$8,000,000 |
Western Union |
Western Union |
anti-money-laundering deficiencies |
2018 |
NY-DFS |
$60,000,000 |
WESTERN UNION |
Western Union |
workplace safety or health violation |
2015 |
OSHA |
$11,000 |
WEX Bank and Higher One, Inc. |
WEX Inc. |
banking violation |
2015 |
FDIC |
$34,980,000 |
Watson Wyatt & Co. |
Willis Towers Watson |
labor relations violation |
2005 |
NLRB |
$91,000 |
Willis Group |
Willis Towers Watson |
employment discrimination |
2011 |
private lawsuit-federal |
$11,595,038 |
Willis Group |
Willis Towers Watson |
employment discrimination |
2008 |
private lawsuit-federal |
$12,757,949 |
Willis Group Holdings Ltd. |
Willis Towers Watson |
consumer protection violation |
2007 |
FL-AG |
$2,600,000 |
Willis Group Holdings Ltd. |
Willis Towers Watson |
price-fixing or anti-competitive practices |
2005 |
NY-AG |
$50,000,000 |
Watson Wyatt & Company |
Willis Towers Watson |
False Claims Act and related |
2005 |
USAO |
$689,828 |
Wintrust Financial Corporation |
Wintrust Financial Corp. |
banking violation |
2019 |
FED |
$1,012,500 |
Woodforest National Bank |
Woodforest National Bank |
banking violation |
2010 |
OCC |
$33,000,000 |
WOORI USA CORP |
Woori Bank |
motor vehicle safety violation |
2010 |
FMCSA |
$6,550 |
World Acceptance Corporation |
World Acceptance Corporation |
wage and hour violation |
2019 |
WHD |
$5,549 |
World Acceptance Corporation, Inc |
World Acceptance Corporation |
wage and hour violation |
2019 |
WHD |
$6,582 |
World Acceptance Corporation |
World Acceptance Corporation |
Foreign Corrupt Practices Act |
2020 |
SEC |
$21,700,000 |
Vantiv LLC |
Worldpay |
wage and hour violation |
2014 |
WA-DLI |
$34,780 |
Wilmington Savings Fund Society, Federal Savings Bank |
WSFS Financial Corp. |
banking violation |
2019 |
OCC |
$85,265 |
Zions First National Bank |
Zions Bancorporation |
banking violation |
2011 |
OCC |
$8,000,000 |
Zions Bancorporation |
Zions Bancorporation |
wage and hour violation |
2009 |
WHD |
$15,347 |
ZB N.A. (fka Zions First National Bank) |
Zions Bancorporation |
consumer protection violation |
2017 |
USAO |
$3,600,000 |
Zurich Financial Services |
Zurich Insurance |
accounting fraud or deficiencies |
2008 |
SEC |
$25,000,000 |
Zurich Capital Markets Inc. |
Zurich Insurance |
investor protection violation |
2007 |
SEC |
$16,800,000 |
Farmer's Group, Inc. |
Zurich Insurance |
wage and hour violation |
2010 |
WHD |
$565,065 |
Farmer's Group, Inc. |
Zurich Insurance |
wage and hour violation |
2010 |
WHD |
$754,148 |
Farmer's Group, Inc. |
Zurich Insurance |
wage and hour violation |
2010 |
WHD |
$20,122 |
Farmer's Group, Inc. |
Zurich Insurance |
wage and hour violation |
2010 |
WHD |
$209,170 |
Farmer's Insurance |
Zurich Insurance |
wage and hour violation |
2011 |
WHD |
$1,520,705 |
Coast National Insurance |
Zurich Insurance |
wage and hour violation |
2002 |
private lawsuit-state |
$18,000,000 |
Farmers Group, Inc. |
Zurich Insurance |
benefit plan administrator violation |
2012 |
private lawsuit-federal |
$6,850,000 |
Zurich Life Insurance Company Ltd |
Zurich Insurance |
tax violations |
2019 |
DOJ_TAX |
$5,115,000 |
Farmers Insurance Group |
Zurich Insurance |
discriminatory practices (non-employment) |
2001 |
OH-AG |
$4,300,000 |
Farmers Insurance Group |
Zurich Insurance |
consumer protection violation |
2003 |
TX-AG |
$2,400,000 |
Universal Underwriters Life Insurance Co. |
Zurich Insurance |
consumer protection violation |
2008 |
TX-AG |
$2,400,000 |
Zurich American Insurance Company |
Zurich Insurance |
price-fixing or anti-competitive practices |
2006 |
MULTI-AG |
$171,700,000 |
Zurich American Insurance Company |
Zurich Insurance |
price-fixing or anti-competitive practices |
2006 |
OH-AG |
$7,000,000 |
Zurich American Insurance Company et al. |
Zurich Insurance |
False Claims Act and related |
2010 |
NY-AG |
$37,500,000 |
Coast National Insurance Co. |
Zurich Insurance |
insurance violation |
2009 |
AZ-INS |
$38,000 |
Foremost Insurance Company Grand Rapids, Michigan |
Zurich Insurance |
insurance violation |
2015 |
AZ-INS |
$58,000 |
Foremost Property & Casualty Insurance Co. |
Zurich Insurance |
insurance violation |
2015 |
AZ-INS |
$21,000 |
Coast National Insurance Co. |
Zurich Insurance |
insurance violation |
2005 |
CA-INS |
$120,000 |
Zurich American Insurance Co. |
Zurich Insurance |
insurance violation |
2006 |
CA-INS |
$15,000 |
21st Century Insurance Co. and 21st Century Casualty Co. |
Zurich Insurance |
insurance violation |
2007 |
CA-INS |
$50,000 |
Coast National Insurance Co. |
Zurich Insurance |
insurance violation |
2009 |
CA-INS |
$150,000 |
Mid-Century Insurance Co. |
Zurich Insurance |
insurance violation |
2011 |
CO-INS |
$255,500 |
Mid-Century Insurance Co. |
Zurich Insurance |
insurance violation |
2011 |
CO-INS |
$66,000 |
Bristol West Insurance Co. |
Zurich Insurance |
insurance violation |
2011 |
CO-INS |
$161,500 |
Zurich Insurance Group |
Zurich Insurance |
insurance violation |
2010 |
CT-INS |
$235,000 |
Mid-Century Insurance Co. |
Zurich Insurance |
insurance violation |
2019 |
CT-INS |
$64,000 |
21st Century Centennial Insurance Co. |
Zurich Insurance |
insurance violation |
2016 |
DE-INS |
$27,500 |
Foremost Property and Casualty Insurance Co. et al. |
Zurich Insurance |
insurance violation |
2019 |
DE-INS |
$11,000 |
Zurich American Insurance Co. |
Zurich Insurance |
insurance violation |
2002 |
FL-OFR |
$44,500 |
American Guarantee and Liability Insurance Co. |
Zurich Insurance |
insurance violation |
2002 |
FL-OFR |
$10,850 |
Security National Insurance Co. |
Zurich Insurance |
insurance violation |
2002 |
FL-OFR |
$31,500 |
Bristol West Insurance Co. |
Zurich Insurance |
insurance violation |
2004 |
FL-OFR |
$26,500 |
Zurich American Insurance Co. |
Zurich Insurance |
insurance violation |
2008 |
FL-OFR |
$8,000 |
Bristol West Insurance Co. |
Zurich Insurance |
insurance violation |
2008 |
ID-INS |
$5,330 |
Zurich American Insurance Co. |
Zurich Insurance |
insurance violation |
2015 |
ID-INS |
$5,000 |
Universal Underwriters Insurance Company |
Zurich Insurance |
insurance violation |
2006 |
IN-INS |
$948,240 |
Mid-Century Insurance Co. |
Zurich Insurance |
insurance violation |
2012 |
IN-INS |
$5,000 |
Farmers Insurance Company, Inc. |
Zurich Insurance |
insurance violation |
2013 |
KS-INS |
$50,000 |
Farmers Insurance Company, Inc. |
Zurich Insurance |
insurance violation |
2016 |
KS-INS |
$20,000 |
Zurich Direct |
Zurich Insurance |
insurance violation |
2002 |
MA-INS |
$6,000 |
Zurich Life Insurance Company of America |
Zurich Insurance |
insurance violation |
2002 |
MA-INS |
$12,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2003 |
MA-INS |
$40,000 |
Zurich American Insurance Co. et al. |
Zurich Insurance |
insurance violation |
2011 |
MD-INS |
$30,000 |