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Violation Tracker Agency Summary Page

Agency Name: Federal Reserve
Penalty Total since 2000: $7,011,835,148
Number of Records: 176
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$977,100,0005
UBS$810,500,0004
Goldman Sachs$589,140,0006
HSBC$471,000,0003
Citigroup$442,600,0004
Deutsche Bank$441,705,5005
Bank of America$385,500,0003
Barclays$342,000,0001
NatWest Group PLC$324,000,0002
Standard Chartered$264,000,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount
Ackley State Bank banking violation2014$6,000
Alden State Bank banking violation2020$36,500
Ally Financial Inc.Ally Financialfinancial servicesbanking violation2012$207,000,000
Amboy Bank banking violation2020$28,000
AMERICAN EXPRESS COMPANYAmerican Expressfinancial servicesbanking violation2012$9,000,000
Banco Bilbao Vizcaya Argentaria, S.A.Banco Bilbao Vizcaya Argentariafinancial servicesbanking violation2016$27,000,000
BANCO ESPIRITO SANTO S. A. banking violation2012$975,000
BANCO INDUSTRIAL DE VENEZUELA, C. A. banking violation2011$600,000
Bank Hapoalim B.M,Bank Hapoalimfinancial servicestax violations2020$37,350,000
BANK OF AMERICA CORPORATIONBank of Americafinancial servicesbanking violation2015$205,000,000
Bank of America CorporationBank of Americafinancial servicesbanking violation2012$175,500,000
Bank of Clarke County banking violation2020$5,500
Bank of Fayette County banking violation2018$12,000
Bank of Gueydan banking violation2014$10,545
Bank of Gueydan banking violation2017$7,000
Bank of Hampton RoadsAtlantic Union Banksharesfinancial servicesbanking violation2011$33,600
Bank of New York MellonBank of New York Mellonfinancial servicesbanking violation2018$16,000
Bank of New York Mellon CorporationBank of New York Mellonfinancial servicesbanking violation2017$3,000,000
Bank of Pontiac banking violation2005$32,550
Bank of Star City, banking violation2017$11,000
Bank of Texas banking violation2014$8,000
BARCLAYS BANK PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015$342,000,000
BCBank, Incorporated banking violation2015$5,000
Benchmark Community Bank banking violation2020$8,500
BNP Paribas S.A.BNP Paribasfinancial servicesprice-fixing or anti-competitive practices2017$246,000,000
Brookline Bank banking violation2019$36,000
Bryn Mawr Trust CompanyWSFS Financial Corp.financial servicesbanking violation2021$105,000
Capital City BankCapital City Bank Groupfinancial servicesbanking violation2007$85,045
Cecil Bank banking violation2010$21,945
Centennial Bank banking violation2014$6,395
Chemical Bank banking violation2007$16,245
CIT Group Inc.First Citizens BancSharesfinancial servicesmortgage abuses2018$5,200,000
CitigroupCitigroupfinancial servicesbanking violation2018$8,600,000
CITIGROUP INC.Citigroupfinancial servicesbanking violation2015$342,000,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2012$22,000,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2004$70,000,000
Citizens Bank and Trust Company banking violation2003$7,000
Clear Mountain Bank banking violation2018$14,000
Cole Taylor BankFifth Third Bancorpfinancial servicesbanking violation2014$3,510,000
Commercial Bank banking violation2021$26,500
COMMERZBANK AGCommerzbankfinancial servicesbanking violation2015$200,000,000
Community First Bank & Trust banking violation2003$5,500
Community State Bank banking violation2011$7,130
Community State Bank banking violation2003$5,250
Community Trust Bank, Inc. banking violation2018$4,750,000
Compass BankPNC Financial Servicesfinancial servicesbanking violation2009$70,625
County Bank banking violation2005$19,960
Credit Agricole S.A.Credit Agricolefinancial serviceseconomic sanction violation2015$90,300,000
Credit Agricole S.A.Credit Agricolefinancial servicesbanking violation2004$8,000,000
Credit Suisse AGUBSfinancial servicesbanking violation2014$100,000,000
Customers BankCustomers Bancorpfinancial servicesbanking violation2016$960,000
Customers Bank banking violation2022$41,500
Dacotah Bank banking violation2011$10,995
Deutsche Bank AGDeutsche Bankfinancial serviceseconomic sanction violation2015$58,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017$41,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesprice-fixing or anti-competitive practices2017$156,600,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2023$186,000,000
Deutsche Bank Trust Company AmericasDeutsche Bankfinancial servicesbanking violation2022$105,500
Dexia, S.A. banking violation2002$50,000
Dime Community Bank banking violation2021$11,000
EagleBank banking violation2022$9,500,000
East West BankEast West Bancorpfinancial servicesbanking violation2007$16,245
East West BankEast West Bancorpfinancial servicesbanking violation2020$129,108
Easthampton Savings Bank banking violation2022$17,000
Farmers & Merchants Bank of Ashland banking violation2016$6,200
Farmers & Merchants Bank of Craig County banking violation2020$9,500
Farmers and Merchants Bank banking violation2007$9,240
Farmers Bank & Trust Company banking violation2020$12,000
First Baird Bancshares, Inc. banking violation2006$87,500
First Bank banking violation2003$17,150
First Bank & Trust Company banking violation2005$7,750
First Community Bank banking violation2016$27,285
First Interstate BankFirst Interstate Bancsystemfinancial servicesbanking violation2005$15,750
First Iowa State Bank banking violation2015$7,500
First Ipswich Bank banking violation2019$20,000
First Midwest BankOld National Bancorpfinancial servicesbanking violation2022$253,500
First Nebraska Bank banking violation2017$55,500
First Sentinel Bank banking violation2011$7,315
First State Bank Nebraska banking violation2019$37,000
First State Bank of Colorado banking violation2015$9,285
First Vision Bank banking violation2021$8,000
Five Points Bank banking violation2004$10,000
Franklin Savings Bank banking violation2011$5,160
Frontier Bank banking violation2005$12,500
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2013$330,000,000
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2018$14,000,000
Goldman Sachs Bank USAGoldman Sachsfinancial servicesbanking violation2018$90,000
Goldman Sachs GroupGoldman Sachsfinancial servicesbanking violation2016$36,300,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesinvestor protection violation2018$54,750,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesbanking violation2020$154,000,000
Hanmi BankHanmi Financial Corp.financial servicesbanking violation2007$8,835
Heritage Bank of CommerceHeritage Commerce Corp.financial servicesbanking violation2008$6,840
Higher One, IncorporatedProvidence Equity Partnersprivate equity (including portfolio companies)banking violation2015$2,231,250
Hocking Valley Bank banking violation2004$9,500
HomeFederal Bank banking violation2005$57,250
HSBC HoldingsHSBCfinancial servicesbanking violation2017$175,000,000
HSBC HOLDINGS PLCHSBCfinancial servicesbanking violation2012$165,000,000
HSBC North America Holdings, Inc.HSBCfinancial servicesbanking violation2016$131,000,000
INDEPENDENT BANKIndependent Bank Corp. (Michigan)financial servicesbanking violation2015$56,205
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinafinancial servicesbanking violation2024$2,400,000
Irwin Union Bank banking violation2005$22,300
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.