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Violation Tracker Agency Summary Page

Agency Name: Federal Reserve
Penalty Total since 2000: $6,913,635,148
Number of Records: 175
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$878,900,0004
UBS$810,500,0004
Goldman Sachs$589,140,0006
HSBC$471,000,0003
Citigroup$442,600,0004
Deutsche Bank$441,705,5005
Bank of America$385,500,0003
Barclays$342,000,0001
NatWest Group PLC$324,000,0002
Standard Chartered$264,000,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount
Bryn Mawr Trust CompanyWSFS Financial Corp.financial servicesbanking violation2021$105,000
Wintrust Financial CorporationWintrust Financial Corp.financial servicesbanking violation2019$1,012,500
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012$87,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011$85,000,000
Wells Fargo & Co.Wells Fargofinancial servicesbanking violation2023$67,762,500
UniCredit, S.p.A.UniCreditfinancial servicesbanking violation2019$158,000,000
UBS AGUBSfinancial servicesbanking violation2015$342,000,000
Credit Suisse AGUBSfinancial servicesbanking violation2014$100,000,000
UBS AGUBSfinancial serviceseconomic sanction violation2004$100,000,000
UBS Group AGUBSfinancial servicesbanking violation2023$268,500,000
U.S. BancorpU.S. Bancorpfinancial servicesmortgage abuses2018$4,400,000
US BancorpU.S. Bancorpfinancial servicesbanking violation2018$15,000,000
SunTrust Banks, Inc.Truist Financialfinancial servicesbanking violation2014$160,000,000
SunTrust BankTruist Financialfinancial servicesbanking violation2017$1,501,000
STANDARD CHARTERED PLCStandard Charteredfinancial servicesbanking violation2012$100,000,000
Standard Chartered plcStandard Charteredfinancial servicesbanking violation2019$164,000,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018$81,300,000
Regions BankRegions Financialfinancial servicesbanking violation2014$46,000,000
Regions BankRegions Financialfinancial servicesbanking violation2009$135,000
Regions BankRegions Financialfinancial servicesbanking violation2023$2,950,000
Higher One, IncorporatedProvidence Equity Partnersprivate equity (including portfolio companies)banking violation2015$2,231,250
Compass BankPNC Financial Servicesfinancial servicesbanking violation2009$70,625
PNC Financial Services GroupPNC Financial Servicesfinancial servicesmortgage abuses2018$3,500,000
First Midwest BankOld National Bancorpfinancial servicesbanking violation2022$253,500
ROYAL BANK OF SCOTLAND PLCNatWest Group PLCfinancial servicesbanking violation2015$274,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLCNatWest Group PLCfinancial servicesbanking violation2013$50,000,000
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2013$227,000,000
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2018$8,000,000
Midland States BankMidland States Bancorpfinancial servicesbanking violation2013$5,645
METLIFE, INCMetLifefinancial servicesbanking violation2012$3,200,000
M&T BankM&T Bankfinancial servicesbanking violation2020$546,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015$342,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2013$200,000,000
JPMorgan Chase & Co., and EMC Mortgage CorporationJPMorgan Chasefinancial servicesbanking violation2012$275,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2016$61,900,000
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinafinancial servicesbanking violation2024$2,400,000
INDEPENDENT BANKIndependent Bank Corp. (Michigan)financial servicesbanking violation2015$56,205
HSBC North America Holdings, Inc.HSBCfinancial servicesbanking violation2016$131,000,000
HSBC HOLDINGS PLCHSBCfinancial servicesbanking violation2012$165,000,000
HSBC HoldingsHSBCfinancial servicesbanking violation2017$175,000,000
PlainsCapital Bank and PrimeLendingHilltop Holdingsfinancial servicesbanking violation2011$30,780
Heritage Bank of CommerceHeritage Commerce Corp.financial servicesbanking violation2008$6,840
Hanmi BankHanmi Financial Corp.financial servicesbanking violation2007$8,835
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2013$330,000,000
Goldman Sachs GroupGoldman Sachsfinancial servicesbanking violation2016$36,300,000
Goldman Sachs Bank USAGoldman Sachsfinancial servicesbanking violation2018$90,000
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2018$14,000,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesinvestor protection violation2018$54,750,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesbanking violation2020$154,000,000
First Interstate BankFirst Interstate Bancsystemfinancial servicesbanking violation2005$15,750
CIT Group Inc.First Citizens BancSharesfinancial servicesmortgage abuses2018$5,200,000
Cole Taylor BankFifth Third Bancorpfinancial servicesbanking violation2014$3,510,000
ServiceLink Holdings, LLCFidelity National Financialfinancial servicesbanking violation2017$65,000,000
East West BankEast West Bancorpfinancial servicesbanking violation2007$16,245
East West BankEast West Bancorpfinancial servicesbanking violation2020$129,108
Deutsche Bank AGDeutsche Bankfinancial serviceseconomic sanction violation2015$58,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017$41,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesprice-fixing or anti-competitive practices2017$156,600,000
Deutsche Bank Trust Company AmericasDeutsche Bankfinancial servicesbanking violation2022$105,500
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2023$186,000,000
Customers BankCustomers Bancorpfinancial servicesbanking violation2016$960,000
Credit Agricole S.A.Credit Agricolefinancial serviceseconomic sanction violation2015$90,300,000
Credit Agricole S.A.Credit Agricolefinancial servicesbanking violation2004$8,000,000
COMMERZBANK AGCommerzbankfinancial servicesbanking violation2015$200,000,000
CITIGROUP INC.Citigroupfinancial servicesbanking violation2015$342,000,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2012$22,000,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2004$70,000,000
CitigroupCitigroupfinancial servicesbanking violation2018$8,600,000
Capital City BankCapital City Bank Groupfinancial servicesbanking violation2007$85,045
BNP Paribas S.A.BNP Paribasfinancial servicesprice-fixing or anti-competitive practices2017$246,000,000
BARCLAYS BANK PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2015$342,000,000
THE BANK OF NEW YORK MELLONBank of New York Mellonfinancial servicesbanking violation2012$6,000,000
Bank of New York Mellon CorporationBank of New York Mellonfinancial servicesbanking violation2017$3,000,000
Bank of New York MellonBank of New York Mellonfinancial servicesbanking violation2018$16,000
BANK OF AMERICA CORPORATIONBank of Americafinancial servicesbanking violation2015$205,000,000
Bank of America CorporationBank of Americafinancial servicesbanking violation2012$175,500,000
U.S. Trust CorporationBank of Americafinancial servicesbanking violation2001$5,000,000
Bank Hapoalim B.M,Bank Hapoalimfinancial servicestax violations2020$37,350,000
Banco Bilbao Vizcaya Argentaria, S.A.Banco Bilbao Vizcaya Argentariafinancial servicesbanking violation2016$27,000,000
Bank of Hampton RoadsAtlantic Union Banksharesfinancial servicesbanking violation2011$33,600
AMERICAN EXPRESS COMPANYAmerican Expressfinancial servicesbanking violation2012$9,000,000
Ally Financial Inc.Ally Financialfinancial servicesbanking violation2012$207,000,000
First Community Bank banking violation2016$27,285
Farmers & Merchants Bank of Ashland banking violation2016$6,200
The Bank of Monroe banking violation2015$28,640
Tri-County Bank banking violation2015$5,000
First State Bank of Colorado banking violation2015$9,285
BCBank, Incorporated banking violation2015$5,000
First Iowa State Bank banking violation2015$7,500
Truxton Trust Company banking violation2015$11,285
Tennessee State Bank banking violation2014$22,155
PointBank banking violation2014$8,810
Bank of Texas banking violation2014$8,000
Centennial Bank banking violation2014$6,395
Settlers Bank banking violation2014$35,310
Ackley State Bank banking violation2014$6,000
STATE BANK banking violation2014$15,785
Western Bank banking violation2014$5,410
Bank of Gueydan banking violation2014$10,545
UINTA BANK banking violation2014$9,985
BANCO ESPIRITO SANTO S. A. banking violation2012$975,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.