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Violation Tracker Agency Summary Page

Agency Name: Federal Reserve
Penalty Total since 2000: $6,913,635,148
Number of Records: 175
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$878,900,0004
UBS$810,500,0004
Goldman Sachs$589,140,0006
HSBC$471,000,0003
Citigroup$442,600,0004
Deutsche Bank$441,705,5005
Bank of America$385,500,0003
Barclays$342,000,0001
NatWest Group PLC$324,000,0002
Standard Chartered$264,000,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount
Wintrust Financial CorporationWintrust Financial Corp.financial servicesbanking violation2019$1,012,500
Whitaker Bank banking violation2011$8,500
WestLB AG banking violation2003$3,000,000
Western Bank banking violation2014$5,410
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012$87,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011$85,000,000
Wells Fargo & Co.Wells Fargofinancial servicesbanking violation2023$67,762,500
Wayne Bank and Trust Company banking violation2017$23,000
US BancorpU.S. Bancorpfinancial servicesbanking violation2018$15,000,000
United Bank banking violation2006$16,350
UniCredit, S.p.A.UniCreditfinancial servicesbanking violation2019$158,000,000
UINTA BANK banking violation2014$9,985
UBS Group AGUBSfinancial servicesbanking violation2023$268,500,000
UBS AGUBSfinancial servicesbanking violation2015$342,000,000
UBS AGUBSfinancial serviceseconomic sanction violation2004$100,000,000
U.S. Trust CorporationBank of Americafinancial servicesbanking violation2001$5,000,000
U.S. BancorpU.S. Bancorpfinancial servicesmortgage abuses2018$4,400,000
Truxton Trust Company banking violation2015$11,285
Tri-County Bank banking violation2015$5,000
The Yellowstone Bank banking violation2021$9,500
THE ROYAL BANK OF SCOTLAND GROUP PLCNatWest Group PLCfinancial servicesbanking violation2013$50,000,000
The First State Bank of Dongola banking violation2018$15,000
THE BANK OF NEW YORK MELLONBank of New York Mellonfinancial servicesbanking violation2012$6,000,000
The Bank of Monroe banking violation2015$28,640
The Bank of Currituck banking violation2003$16,000
The Bank banking violation2005$46,050
Tennessee State Bank banking violation2014$22,155
SunTrust Banks, Inc.Truist Financialfinancial servicesbanking violation2014$160,000,000
SunTrust BankTruist Financialfinancial servicesbanking violation2017$1,501,000
State Bank of India anti-money-laundering deficiencies2001$3,750,000
State Bank and Trust Company banking violation2011$9,340
STATE BANK banking violation2014$15,785
STANDARD CHARTERED PLCStandard Charteredfinancial servicesbanking violation2012$100,000,000
Standard Chartered plcStandard Charteredfinancial servicesbanking violation2019$164,000,000
South Shore Bank banking violation2021$71,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018$81,300,000
Settlers Bank banking violation2014$35,310
ServiceLink Holdings, LLCFidelity National Financialfinancial servicesbanking violation2017$65,000,000
Select Bank banking violation2024$9,600
ROYAL BANK OF SCOTLAND PLCNatWest Group PLCfinancial servicesbanking violation2015$274,000,000
Regions BankRegions Financialfinancial servicesbanking violation2014$46,000,000
Regions BankRegions Financialfinancial servicesbanking violation2009$135,000
Regions BankRegions Financialfinancial servicesbanking violation2023$2,950,000
RBC Centura Bank banking violation2007$106,930
Putnam County Bank banking violation2020$24,500
Provident Bank banking violation2003$34,100
Popular Bank banking violation2023$2,300,000
PointBank banking violation2014$8,810
PNC Financial Services GroupPNC Financial Servicesfinancial servicesmortgage abuses2018$3,500,000
Platte Valley Bank banking violation2017$33,785
Planters Bank and Trust Company banking violation2006$6,750
PlainsCapital Bank and PrimeLendingHilltop Holdingsfinancial servicesbanking violation2011$30,780
Pioneer Bank banking violation2021$11,000
Peoples Bank banking violation2017$2,800,000
Pacific Mercantile Bank banking violation2007$6,850
North American Banking Company banking violation2022$13,950
National Bank of Pakistan anti-money-laundering deficiencies2022$20,400,000
MyBank banking violation2018$49,000
MYANNS Corporation banking violation2011$37,500
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2013$227,000,000
Morgan StanleyMorgan Stanleyfinancial servicesmortgage abuses2018$8,000,000
Monarch Bank banking violation2010$7,215
Midland States BankMidland States Bancorpfinancial servicesbanking violation2013$5,645
Mid America Bank and Trust banking violation2017$5,000,000
Metropolitan Commercial Bank banking violation2023$14,500,000
METLIFE, INCMetLifefinancial servicesbanking violation2012$3,200,000
Mega International Commercial Bank Co., Ltd. anti-money-laundering deficiencies2018$29,000,000
McIlroy Bank and Trust banking violation2001$10,500
M&T BankM&T Bankfinancial servicesbanking violation2020$546,000
Lindell Bank and Trust Company banking violation2011$9,470
JPMorgan Chase & Co., and EMC Mortgage CorporationJPMorgan Chasefinancial servicesbanking violation2012$275,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015$342,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2013$200,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2016$61,900,000
Irwin Union Bank banking violation2005$22,300
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinafinancial servicesbanking violation2024$2,400,000
INDEPENDENT BANKIndependent Bank Corp. (Michigan)financial servicesbanking violation2015$56,205
HSBC North America Holdings, Inc.HSBCfinancial servicesbanking violation2016$131,000,000
HSBC HOLDINGS PLCHSBCfinancial servicesbanking violation2012$165,000,000
HSBC HoldingsHSBCfinancial servicesbanking violation2017$175,000,000
HomeFederal Bank banking violation2005$57,250
Hocking Valley Bank banking violation2004$9,500
Higher One, IncorporatedProvidence Equity Partnersprivate equity (including portfolio companies)banking violation2015$2,231,250
Heritage Bank of CommerceHeritage Commerce Corp.financial servicesbanking violation2008$6,840
Hanmi BankHanmi Financial Corp.financial servicesbanking violation2007$8,835
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesinvestor protection violation2018$54,750,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesbanking violation2020$154,000,000
Goldman Sachs GroupGoldman Sachsfinancial servicesbanking violation2016$36,300,000
Goldman Sachs Bank USAGoldman Sachsfinancial servicesbanking violation2018$90,000
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2013$330,000,000
Goldman SachsGoldman Sachsfinancial servicesmortgage abuses2018$14,000,000
Frontier Bank banking violation2005$12,500
Franklin Savings Bank banking violation2011$5,160
Five Points Bank banking violation2004$10,000
First Vision Bank banking violation2021$8,000
First State Bank of Colorado banking violation2015$9,285
First State Bank Nebraska banking violation2019$37,000
First Sentinel Bank banking violation2011$7,315
First Nebraska Bank banking violation2017$55,500
First Midwest BankOld National Bancorpfinancial servicesbanking violation2022$253,500
First Ipswich Bank banking violation2019$20,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.