Higher One, Incorporated | Providence Equity Partners | private equity (including portfolio companies) | banking violation | 2015 | $2,231,250 |
HSBC North America Holdings, Inc. | HSBC | financial services | banking violation | 2016 | $131,000,000 |
Deutsche Bank AG | Deutsche Bank | financial services | economic sanction violation | 2015 | $58,000,000 |
Credit Agricole S.A. | Credit Agricole | financial services | economic sanction violation | 2015 | $90,300,000 |
INDEPENDENT BANK | Independent Bank Corp. (Michigan) | financial services | banking violation | 2015 | $56,205 |
BANK OF AMERICA CORPORATION | Bank of America | financial services | banking violation | 2015 | $205,000,000 |
ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | financial services | banking violation | 2015 | $274,000,000 |
UBS AG | UBS | financial services | banking violation | 2015 | $342,000,000 |
BARCLAYS BANK PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2015 | $342,000,000 |
CITIGROUP INC. | Citigroup | financial services | banking violation | 2015 | $342,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2015 | $342,000,000 |
COMMERZBANK AG | Commerzbank | financial services | banking violation | 2015 | $200,000,000 |
SunTrust Banks, Inc. | Truist Financial | financial services | banking violation | 2014 | $160,000,000 |
Cole Taylor Bank | Fifth Third Bancorp | financial services | banking violation | 2014 | $3,510,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2014 | $46,000,000 |
Credit Suisse AG | UBS | financial services | banking violation | 2014 | $100,000,000 |
THE ROYAL BANK OF SCOTLAND GROUP PLC | NatWest Group PLC | financial services | banking violation | 2013 | $50,000,000 |
Midland States Bank | Midland States Bancorp | financial services | banking violation | 2013 | $5,645 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2013 | $200,000,000 |
Goldman Sachs | Goldman Sachs | financial services | mortgage abuses | 2013 | $330,000,000 |
Morgan Stanley | Morgan Stanley | financial services | mortgage abuses | 2013 | $227,000,000 |
HSBC HOLDINGS PLC | HSBC | financial services | banking violation | 2012 | $165,000,000 |
STANDARD CHARTERED PLC | Standard Chartered | financial services | banking violation | 2012 | $100,000,000 |
AMERICAN EXPRESS COMPANY | American Express | financial services | banking violation | 2012 | $9,000,000 |
METLIFE, INC | MetLife | financial services | banking violation | 2012 | $3,200,000 |
THE BANK OF NEW YORK MELLON | Bank of New York Mellon | financial services | banking violation | 2012 | $6,000,000 |
Citigroup Inc. | Citigroup | financial services | banking violation | 2012 | $22,000,000 |
Ally Financial Inc. | Ally Financial | financial services | banking violation | 2012 | $207,000,000 |
Bank of America Corporation | Bank of America | financial services | banking violation | 2012 | $175,500,000 |
JPMorgan Chase & Co., and EMC Mortgage Corporation | JPMorgan Chase | financial services | banking violation | 2012 | $275,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2012 | $87,000,000 |
Bank of Hampton Roads | Atlantic Union Bankshares | financial services | banking violation | 2011 | $33,600 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2011 | $85,000,000 |
PlainsCapital Bank and PrimeLending | Hilltop Holdings | financial services | banking violation | 2011 | $30,780 |
Goldman Sachs Group | Goldman Sachs | financial services | banking violation | 2016 | $36,300,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2009 | $135,000 |
Compass Bank | PNC Financial Services | financial services | banking violation | 2009 | $70,625 |
Heritage Bank of Commerce | Heritage Commerce Corp. | financial services | banking violation | 2008 | $6,840 |
Capital City Bank | Capital City Bank Group | financial services | banking violation | 2007 | $85,045 |
Hanmi Bank | Hanmi Financial Corp. | financial services | banking violation | 2007 | $8,835 |
East West Bank | East West Bancorp | financial services | banking violation | 2007 | $16,245 |
First Interstate Bank | First Interstate Bancsystem | financial services | banking violation | 2005 | $15,750 |
Citigroup Inc. | Citigroup | financial services | banking violation | 2004 | $70,000,000 |
UBS AG | UBS | financial services | economic sanction violation | 2004 | $100,000,000 |
Credit Agricole S.A. | Credit Agricole | financial services | banking violation | 2004 | $8,000,000 |
U.S. Trust Corporation | Bank of America | financial services | banking violation | 2001 | $5,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | banking violation | 2016 | $61,900,000 |
Customers Bank | Customers Bancorp | financial services | banking violation | 2016 | $960,000 |
Banco Bilbao Vizcaya Argentaria, S.A. | Banco Bilbao Vizcaya Argentaria | financial services | banking violation | 2016 | $27,000,000 |
ServiceLink Holdings, LLC | Fidelity National Financial | financial services | banking violation | 2017 | $65,000,000 |
Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2017 | $41,000,000 |
SunTrust Bank | Truist Financial | financial services | banking violation | 2017 | $1,501,000 |
Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2017 | $156,600,000 |
BNP Paribas S.A. | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2017 | $246,000,000 |
Bank of New York Mellon Corporation | Bank of New York Mellon | financial services | banking violation | 2017 | $3,000,000 |
HSBC Holdings | HSBC | financial services | banking violation | 2017 | $175,000,000 |
Goldman Sachs Bank USA | Goldman Sachs | financial services | banking violation | 2018 | $90,000 |
Goldman Sachs | Goldman Sachs | financial services | mortgage abuses | 2018 | $14,000,000 |
Morgan Stanley | Morgan Stanley | financial services | mortgage abuses | 2018 | $8,000,000 |
CIT Group Inc. | First Citizens BancShares | financial services | mortgage abuses | 2018 | $5,200,000 |
U.S. Bancorp | U.S. Bancorp | financial services | mortgage abuses | 2018 | $4,400,000 |
PNC Financial Services Group | PNC Financial Services | financial services | mortgage abuses | 2018 | $3,500,000 |
US Bancorp | U.S. Bancorp | financial services | banking violation | 2018 | $15,000,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | financial services | investor protection violation | 2018 | $54,750,000 |
Citigroup | Citigroup | financial services | banking violation | 2018 | $8,600,000 |
Societe Generale S.A. | Societe Generale | financial services | economic sanction violation | 2018 | $81,300,000 |
Bank of New York Mellon | Bank of New York Mellon | financial services | banking violation | 2018 | $16,000 |
Wintrust Financial Corporation | Wintrust Financial Corp. | financial services | banking violation | 2019 | $1,012,500 |
UniCredit, S.p.A. | UniCredit | financial services | banking violation | 2019 | $158,000,000 |
Standard Chartered plc | Standard Chartered | financial services | banking violation | 2019 | $164,000,000 |
East West Bank | East West Bancorp | financial services | banking violation | 2020 | $129,108 |
Bank Hapoalim B.M, | Bank Hapoalim | financial services | tax violations | 2020 | $37,350,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | financial services | banking violation | 2020 | $154,000,000 |
M&T Bank | M&T Bank | financial services | banking violation | 2020 | $546,000 |
Bryn Mawr Trust Company | WSFS Financial Corp. | financial services | banking violation | 2021 | $105,000 |
First Midwest Bank | Old National Bancorp | financial services | banking violation | 2022 | $253,500 |
Deutsche Bank Trust Company Americas | Deutsche Bank | financial services | banking violation | 2022 | $105,500 |
Wells Fargo & Co. | Wells Fargo | financial services | banking violation | 2023 | $67,762,500 |
Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2023 | $186,000,000 |
UBS Group AG | UBS | financial services | banking violation | 2023 | $268,500,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2023 | $2,950,000 |
Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | financial services | banking violation | 2024 | $2,400,000 |
First Community Bank | | | banking violation | 2016 | $27,285 |
Farmers & Merchants Bank of Ashland | | | banking violation | 2016 | $6,200 |
The Bank of Monroe | | | banking violation | 2015 | $28,640 |
Tri-County Bank | | | banking violation | 2015 | $5,000 |
First State Bank of Colorado | | | banking violation | 2015 | $9,285 |
BCBank, Incorporated | | | banking violation | 2015 | $5,000 |
First Iowa State Bank | | | banking violation | 2015 | $7,500 |
Truxton Trust Company | | | banking violation | 2015 | $11,285 |
Tennessee State Bank | | | banking violation | 2014 | $22,155 |
PointBank | | | banking violation | 2014 | $8,810 |
Bank of Texas | | | banking violation | 2014 | $8,000 |
Centennial Bank | | | banking violation | 2014 | $6,395 |
Settlers Bank | | | banking violation | 2014 | $35,310 |
Ackley State Bank | | | banking violation | 2014 | $6,000 |
STATE BANK | | | banking violation | 2014 | $15,785 |
Western Bank | | | banking violation | 2014 | $5,410 |
Bank of Gueydan | | | banking violation | 2014 | $10,545 |
UINTA BANK | | | banking violation | 2014 | $9,985 |
BANCO ESPIRITO SANTO S. A. | | | banking violation | 2012 | $975,000 |