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Violation Tracker Agency Summary Page
Agency Name: Federal Reserve
Penalty Total since 2000: $6,913,635,148
Number of Records: 175
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
JPMorgan Chase | $878,900,000 | 4 |
UBS | $810,500,000 | 4 |
Goldman Sachs | $589,140,000 | 6 |
HSBC | $471,000,000 | 3 |
Citigroup | $442,600,000 | 4 |
Deutsche Bank | $441,705,500 | 5 |
Bank of America | $385,500,000 | 3 |
Barclays | $342,000,000 | 1 |
NatWest Group PLC | $324,000,000 | 2 |
Standard Chartered | $264,000,000 | 2 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Penalty Amount |
Wintrust Financial Corporation | Wintrust Financial Corp. | financial services | banking violation | 2019 | $1,012,500 |
Whitaker Bank | | | banking violation | 2011 | $8,500 |
WestLB AG | | | banking violation | 2003 | $3,000,000 |
Western Bank | | | banking violation | 2014 | $5,410 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2012 | $87,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2011 | $85,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | banking violation | 2023 | $67,762,500 |
Wayne Bank and Trust Company | | | banking violation | 2017 | $23,000 |
US Bancorp | U.S. Bancorp | financial services | banking violation | 2018 | $15,000,000 |
United Bank | | | banking violation | 2006 | $16,350 |
UniCredit, S.p.A. | UniCredit | financial services | banking violation | 2019 | $158,000,000 |
UINTA BANK | | | banking violation | 2014 | $9,985 |
UBS Group AG | UBS | financial services | banking violation | 2023 | $268,500,000 |
UBS AG | UBS | financial services | banking violation | 2015 | $342,000,000 |
UBS AG | UBS | financial services | economic sanction violation | 2004 | $100,000,000 |
U.S. Trust Corporation | Bank of America | financial services | banking violation | 2001 | $5,000,000 |
U.S. Bancorp | U.S. Bancorp | financial services | mortgage abuses | 2018 | $4,400,000 |
Truxton Trust Company | | | banking violation | 2015 | $11,285 |
Tri-County Bank | | | banking violation | 2015 | $5,000 |
The Yellowstone Bank | | | banking violation | 2021 | $9,500 |
THE ROYAL BANK OF SCOTLAND GROUP PLC | NatWest Group PLC | financial services | banking violation | 2013 | $50,000,000 |
The First State Bank of Dongola | | | banking violation | 2018 | $15,000 |
THE BANK OF NEW YORK MELLON | Bank of New York Mellon | financial services | banking violation | 2012 | $6,000,000 |
The Bank of Monroe | | | banking violation | 2015 | $28,640 |
The Bank of Currituck | | | banking violation | 2003 | $16,000 |
The Bank | | | banking violation | 2005 | $46,050 |
Tennessee State Bank | | | banking violation | 2014 | $22,155 |
SunTrust Banks, Inc. | Truist Financial | financial services | banking violation | 2014 | $160,000,000 |
SunTrust Bank | Truist Financial | financial services | banking violation | 2017 | $1,501,000 |
State Bank of India | | | anti-money-laundering deficiencies | 2001 | $3,750,000 |
State Bank and Trust Company | | | banking violation | 2011 | $9,340 |
STATE BANK | | | banking violation | 2014 | $15,785 |
STANDARD CHARTERED PLC | Standard Chartered | financial services | banking violation | 2012 | $100,000,000 |
Standard Chartered plc | Standard Chartered | financial services | banking violation | 2019 | $164,000,000 |
South Shore Bank | | | banking violation | 2021 | $71,000 |
Societe Generale S.A. | Societe Generale | financial services | economic sanction violation | 2018 | $81,300,000 |
Settlers Bank | | | banking violation | 2014 | $35,310 |
ServiceLink Holdings, LLC | Fidelity National Financial | financial services | banking violation | 2017 | $65,000,000 |
Select Bank | | | banking violation | 2024 | $9,600 |
ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | financial services | banking violation | 2015 | $274,000,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2014 | $46,000,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2009 | $135,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2023 | $2,950,000 |
RBC Centura Bank | | | banking violation | 2007 | $106,930 |
Putnam County Bank | | | banking violation | 2020 | $24,500 |
Provident Bank | | | banking violation | 2003 | $34,100 |
Popular Bank | | | banking violation | 2023 | $2,300,000 |
PointBank | | | banking violation | 2014 | $8,810 |
PNC Financial Services Group | PNC Financial Services | financial services | mortgage abuses | 2018 | $3,500,000 |
Platte Valley Bank | | | banking violation | 2017 | $33,785 |
Planters Bank and Trust Company | | | banking violation | 2006 | $6,750 |
PlainsCapital Bank and PrimeLending | Hilltop Holdings | financial services | banking violation | 2011 | $30,780 |
Pioneer Bank | | | banking violation | 2021 | $11,000 |
Peoples Bank | | | banking violation | 2017 | $2,800,000 |
Pacific Mercantile Bank | | | banking violation | 2007 | $6,850 |
North American Banking Company | | | banking violation | 2022 | $13,950 |
National Bank of Pakistan | | | anti-money-laundering deficiencies | 2022 | $20,400,000 |
MyBank | | | banking violation | 2018 | $49,000 |
MYANNS Corporation | | | banking violation | 2011 | $37,500 |
Morgan Stanley | Morgan Stanley | financial services | mortgage abuses | 2013 | $227,000,000 |
Morgan Stanley | Morgan Stanley | financial services | mortgage abuses | 2018 | $8,000,000 |
Monarch Bank | | | banking violation | 2010 | $7,215 |
Midland States Bank | Midland States Bancorp | financial services | banking violation | 2013 | $5,645 |
Mid America Bank and Trust | | | banking violation | 2017 | $5,000,000 |
Metropolitan Commercial Bank | | | banking violation | 2023 | $14,500,000 |
METLIFE, INC | MetLife | financial services | banking violation | 2012 | $3,200,000 |
Mega International Commercial Bank Co., Ltd. | | | anti-money-laundering deficiencies | 2018 | $29,000,000 |
McIlroy Bank and Trust | | | banking violation | 2001 | $10,500 |
M&T Bank | M&T Bank | financial services | banking violation | 2020 | $546,000 |
Lindell Bank and Trust Company | | | banking violation | 2011 | $9,470 |
JPMorgan Chase & Co., and EMC Mortgage Corporation | JPMorgan Chase | financial services | banking violation | 2012 | $275,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2015 | $342,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2013 | $200,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | banking violation | 2016 | $61,900,000 |
Irwin Union Bank | | | banking violation | 2005 | $22,300 |
Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | financial services | banking violation | 2024 | $2,400,000 |
INDEPENDENT BANK | Independent Bank Corp. (Michigan) | financial services | banking violation | 2015 | $56,205 |
HSBC North America Holdings, Inc. | HSBC | financial services | banking violation | 2016 | $131,000,000 |
HSBC HOLDINGS PLC | HSBC | financial services | banking violation | 2012 | $165,000,000 |
HSBC Holdings | HSBC | financial services | banking violation | 2017 | $175,000,000 |
HomeFederal Bank | | | banking violation | 2005 | $57,250 |
Hocking Valley Bank | | | banking violation | 2004 | $9,500 |
Higher One, Incorporated | Providence Equity Partners | private equity (including portfolio companies) | banking violation | 2015 | $2,231,250 |
Heritage Bank of Commerce | Heritage Commerce Corp. | financial services | banking violation | 2008 | $6,840 |
Hanmi Bank | Hanmi Financial Corp. | financial services | banking violation | 2007 | $8,835 |
Goldman Sachs Group, Inc. | Goldman Sachs | financial services | investor protection violation | 2018 | $54,750,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | financial services | banking violation | 2020 | $154,000,000 |
Goldman Sachs Group | Goldman Sachs | financial services | banking violation | 2016 | $36,300,000 |
Goldman Sachs Bank USA | Goldman Sachs | financial services | banking violation | 2018 | $90,000 |
Goldman Sachs | Goldman Sachs | financial services | mortgage abuses | 2013 | $330,000,000 |
Goldman Sachs | Goldman Sachs | financial services | mortgage abuses | 2018 | $14,000,000 |
Frontier Bank | | | banking violation | 2005 | $12,500 |
Franklin Savings Bank | | | banking violation | 2011 | $5,160 |
Five Points Bank | | | banking violation | 2004 | $10,000 |
First Vision Bank | | | banking violation | 2021 | $8,000 |
First State Bank of Colorado | | | banking violation | 2015 | $9,285 |
First State Bank Nebraska | | | banking violation | 2019 | $37,000 |
First Sentinel Bank | | | banking violation | 2011 | $7,315 |
First Nebraska Bank | | | banking violation | 2017 | $55,500 |
First Midwest Bank | Old National Bancorp | financial services | banking violation | 2022 | $253,500 |
First Ipswich Bank | | | banking violation | 2019 | $20,000 |