Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | financial services | banking violation | 2024 | $2,400,000 |
Select Bank | | | banking violation | 2024 | $9,600 |
Popular Bank | | | banking violation | 2023 | $2,300,000 |
Wells Fargo & Co. | Wells Fargo | financial services | banking violation | 2023 | $67,762,500 |
Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2023 | $186,000,000 |
UBS Group AG | UBS | financial services | banking violation | 2023 | $268,500,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2023 | $2,950,000 |
Metropolitan Commercial Bank | | | banking violation | 2023 | $14,500,000 |
National Bank of Pakistan | | | anti-money-laundering deficiencies | 2022 | $20,400,000 |
First Midwest Bank | Old National Bancorp | financial services | banking violation | 2022 | $253,500 |
EagleBank | | | banking violation | 2022 | $9,500,000 |
Easthampton Savings Bank | | | banking violation | 2022 | $17,000 |
North American Banking Company | | | banking violation | 2022 | $13,950 |
Customers Bank | | | banking violation | 2022 | $41,500 |
Deutsche Bank Trust Company Americas | Deutsche Bank | financial services | banking violation | 2022 | $105,500 |
The Yellowstone Bank | | | banking violation | 2021 | $9,500 |
Bryn Mawr Trust Company | WSFS Financial Corp. | financial services | banking violation | 2021 | $105,000 |
South Shore Bank | | | banking violation | 2021 | $71,000 |
Dime Community Bank | | | banking violation | 2021 | $11,000 |
Commercial Bank | | | banking violation | 2021 | $26,500 |
First Vision Bank | | | banking violation | 2021 | $8,000 |
Pioneer Bank | | | banking violation | 2021 | $11,000 |
Farmers & Merchants Bank of Craig County | | | banking violation | 2020 | $9,500 |
Alden State Bank | | | banking violation | 2020 | $36,500 |
East West Bank | East West Bancorp | financial services | banking violation | 2020 | $129,108 |
Bank Hapoalim B.M, | Bank Hapoalim | financial services | tax violations | 2020 | $37,350,000 |
Amboy Bank | | | banking violation | 2020 | $28,000 |
Bank of Clarke County | | | banking violation | 2020 | $5,500 |
Putnam County Bank | | | banking violation | 2020 | $24,500 |
Benchmark Community Bank | | | banking violation | 2020 | $8,500 |
Farmers Bank & Trust Company | | | banking violation | 2020 | $12,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | financial services | banking violation | 2020 | $154,000,000 |
M&T Bank | M&T Bank | financial services | banking violation | 2020 | $546,000 |
Wintrust Financial Corporation | Wintrust Financial Corp. | financial services | banking violation | 2019 | $1,012,500 |
UniCredit, S.p.A. | UniCredit | financial services | banking violation | 2019 | $158,000,000 |
Standard Chartered plc | Standard Chartered | financial services | banking violation | 2019 | $164,000,000 |
Brookline Bank | | | banking violation | 2019 | $36,000 |
First Ipswich Bank | | | banking violation | 2019 | $20,000 |
First State Bank Nebraska | | | banking violation | 2019 | $37,000 |
Mega International Commercial Bank Co., Ltd. | | | anti-money-laundering deficiencies | 2018 | $29,000,000 |
Goldman Sachs Bank USA | Goldman Sachs | financial services | banking violation | 2018 | $90,000 |
Goldman Sachs | Goldman Sachs | financial services | mortgage abuses | 2018 | $14,000,000 |
Morgan Stanley | Morgan Stanley | financial services | mortgage abuses | 2018 | $8,000,000 |
CIT Group Inc. | First Citizens BancShares | financial services | mortgage abuses | 2018 | $5,200,000 |
U.S. Bancorp | U.S. Bancorp | financial services | mortgage abuses | 2018 | $4,400,000 |
PNC Financial Services Group | PNC Financial Services | financial services | mortgage abuses | 2018 | $3,500,000 |
Clear Mountain Bank | | | banking violation | 2018 | $14,000 |
US Bancorp | U.S. Bancorp | financial services | banking violation | 2018 | $15,000,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | financial services | investor protection violation | 2018 | $54,750,000 |
Bank of Fayette County | | | banking violation | 2018 | $12,000 |
Citigroup | Citigroup | financial services | banking violation | 2018 | $8,600,000 |
Community Trust Bank, Inc. | | | banking violation | 2018 | $4,750,000 |
MyBank | | | banking violation | 2018 | $49,000 |
Societe Generale S.A. | Societe Generale | financial services | economic sanction violation | 2018 | $81,300,000 |
The First State Bank of Dongola | | | banking violation | 2018 | $15,000 |
Bank of New York Mellon | Bank of New York Mellon | financial services | banking violation | 2018 | $16,000 |
ServiceLink Holdings, LLC | Fidelity National Financial | financial services | banking violation | 2017 | $65,000,000 |
Bank of Star City, | | | banking violation | 2017 | $11,000 |
Platte Valley Bank | | | banking violation | 2017 | $33,785 |
Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2017 | $41,000,000 |
SunTrust Bank | Truist Financial | financial services | banking violation | 2017 | $1,501,000 |
Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2017 | $156,600,000 |
BNP Paribas S.A. | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2017 | $246,000,000 |
Bank of New York Mellon Corporation | Bank of New York Mellon | financial services | banking violation | 2017 | $3,000,000 |
Wayne Bank and Trust Company | | | banking violation | 2017 | $23,000 |
Mid America Bank and Trust | | | banking violation | 2017 | $5,000,000 |
Bank of Gueydan | | | banking violation | 2017 | $7,000 |
HSBC Holdings | HSBC | financial services | banking violation | 2017 | $175,000,000 |
First Nebraska Bank | | | banking violation | 2017 | $55,500 |
Peoples Bank | | | banking violation | 2017 | $2,800,000 |
First Community Bank | | | banking violation | 2016 | $27,285 |
Farmers & Merchants Bank of Ashland | | | banking violation | 2016 | $6,200 |
HSBC North America Holdings, Inc. | HSBC | financial services | banking violation | 2016 | $131,000,000 |
Goldman Sachs Group | Goldman Sachs | financial services | banking violation | 2016 | $36,300,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | banking violation | 2016 | $61,900,000 |
Customers Bank | Customers Bancorp | financial services | banking violation | 2016 | $960,000 |
Banco Bilbao Vizcaya Argentaria, S.A. | Banco Bilbao Vizcaya Argentaria | financial services | banking violation | 2016 | $27,000,000 |
Higher One, Incorporated | Providence Equity Partners | private equity (including portfolio companies) | banking violation | 2015 | $2,231,250 |
The Bank of Monroe | | | banking violation | 2015 | $28,640 |
Tri-County Bank | | | banking violation | 2015 | $5,000 |
Deutsche Bank AG | Deutsche Bank | financial services | economic sanction violation | 2015 | $58,000,000 |
Credit Agricole S.A. | Credit Agricole | financial services | economic sanction violation | 2015 | $90,300,000 |
First State Bank of Colorado | | | banking violation | 2015 | $9,285 |
INDEPENDENT BANK | Independent Bank Corp. (Michigan) | financial services | banking violation | 2015 | $56,205 |
BCBank, Incorporated | | | banking violation | 2015 | $5,000 |
First Iowa State Bank | | | banking violation | 2015 | $7,500 |
BANK OF AMERICA CORPORATION | Bank of America | financial services | banking violation | 2015 | $205,000,000 |
ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | financial services | banking violation | 2015 | $274,000,000 |
UBS AG | UBS | financial services | banking violation | 2015 | $342,000,000 |
BARCLAYS BANK PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2015 | $342,000,000 |
CITIGROUP INC. | Citigroup | financial services | banking violation | 2015 | $342,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2015 | $342,000,000 |
Truxton Trust Company | | | banking violation | 2015 | $11,285 |
COMMERZBANK AG | Commerzbank | financial services | banking violation | 2015 | $200,000,000 |
Tennessee State Bank | | | banking violation | 2014 | $22,155 |
PointBank | | | banking violation | 2014 | $8,810 |
Bank of Texas | | | banking violation | 2014 | $8,000 |
Centennial Bank | | | banking violation | 2014 | $6,395 |
Settlers Bank | | | banking violation | 2014 | $35,310 |
Ackley State Bank | | | banking violation | 2014 | $6,000 |
SunTrust Banks, Inc. | Truist Financial | financial services | banking violation | 2014 | $160,000,000 |