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Violation Tracker Agency Summary Page
Agency Name: Federal Reserve
Penalty Total since 2000: $7,011,835,148
Number of Records: 176
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
JPMorgan Chase | $977,100,000 | 5 |
UBS | $810,500,000 | 4 |
Goldman Sachs | $589,140,000 | 6 |
HSBC | $471,000,000 | 3 |
Citigroup | $442,600,000 | 4 |
Deutsche Bank | $441,705,500 | 5 |
Bank of America | $385,500,000 | 3 |
Barclays | $342,000,000 | 1 |
NatWest Group PLC | $324,000,000 | 2 |
Standard Chartered | $264,000,000 | 2 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Penalty Amount |
Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2017 | $41,000,000 |
Mega International Commercial Bank Co., Ltd. | | | anti-money-laundering deficiencies | 2018 | $29,000,000 |
State Bank of India | | | anti-money-laundering deficiencies | 2001 | $3,750,000 |
National Bank of Pakistan | | | anti-money-laundering deficiencies | 2022 | $20,400,000 |
Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2023 | $186,000,000 |
First Community Bank | | | banking violation | 2016 | $27,285 |
Farmers & Merchants Bank of Ashland | | | banking violation | 2016 | $6,200 |
HSBC North America Holdings, Inc. | HSBC | financial services | banking violation | 2016 | $131,000,000 |
Higher One, Incorporated | Providence Equity Partners | private equity (including portfolio companies) | banking violation | 2015 | $2,231,250 |
The Bank of Monroe | | | banking violation | 2015 | $28,640 |
Tri-County Bank | | | banking violation | 2015 | $5,000 |
First State Bank of Colorado | | | banking violation | 2015 | $9,285 |
INDEPENDENT BANK | Independent Bank Corp. (Michigan) | financial services | banking violation | 2015 | $56,205 |
BCBank, Incorporated | | | banking violation | 2015 | $5,000 |
First Iowa State Bank | | | banking violation | 2015 | $7,500 |
BANK OF AMERICA CORPORATION | Bank of America | financial services | banking violation | 2015 | $205,000,000 |
ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | financial services | banking violation | 2015 | $274,000,000 |
UBS AG | UBS | financial services | banking violation | 2015 | $342,000,000 |
CITIGROUP INC. | Citigroup | financial services | banking violation | 2015 | $342,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2015 | $342,000,000 |
Truxton Trust Company | | | banking violation | 2015 | $11,285 |
COMMERZBANK AG | Commerzbank | financial services | banking violation | 2015 | $200,000,000 |
Tennessee State Bank | | | banking violation | 2014 | $22,155 |
PointBank | | | banking violation | 2014 | $8,810 |
Bank of Texas | | | banking violation | 2014 | $8,000 |
Centennial Bank | | | banking violation | 2014 | $6,395 |
Settlers Bank | | | banking violation | 2014 | $35,310 |
Ackley State Bank | | | banking violation | 2014 | $6,000 |
SunTrust Banks, Inc. | Truist Financial | financial services | banking violation | 2014 | $160,000,000 |
STATE BANK | | | banking violation | 2014 | $15,785 |
Cole Taylor Bank | Fifth Third Bancorp | financial services | banking violation | 2014 | $3,510,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2014 | $46,000,000 |
Credit Suisse AG | UBS | financial services | banking violation | 2014 | $100,000,000 |
Western Bank | | | banking violation | 2014 | $5,410 |
Bank of Gueydan | | | banking violation | 2014 | $10,545 |
UINTA BANK | | | banking violation | 2014 | $9,985 |
THE ROYAL BANK OF SCOTLAND GROUP PLC | NatWest Group PLC | financial services | banking violation | 2013 | $50,000,000 |
Midland States Bank | Midland States Bancorp | financial services | banking violation | 2013 | $5,645 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2013 | $200,000,000 |
HSBC HOLDINGS PLC | HSBC | financial services | banking violation | 2012 | $165,000,000 |
STANDARD CHARTERED PLC | Standard Chartered | financial services | banking violation | 2012 | $100,000,000 |
AMERICAN EXPRESS COMPANY | American Express | financial services | banking violation | 2012 | $9,000,000 |
METLIFE, INC | MetLife | financial services | banking violation | 2012 | $3,200,000 |
THE BANK OF NEW YORK MELLON | Bank of New York Mellon | financial services | banking violation | 2012 | $6,000,000 |
BANCO ESPIRITO SANTO S. A. | | | banking violation | 2012 | $975,000 |
Citigroup Inc. | Citigroup | financial services | banking violation | 2012 | $22,000,000 |
Ally Financial Inc. | Ally Financial | financial services | banking violation | 2012 | $207,000,000 |
Bank of America Corporation | Bank of America | financial services | banking violation | 2012 | $175,500,000 |
JPMorgan Chase & Co., and EMC Mortgage Corporation | JPMorgan Chase | financial services | banking violation | 2012 | $275,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2012 | $87,000,000 |
State Bank and Trust Company | | | banking violation | 2011 | $9,340 |
Bank of Hampton Roads | Atlantic Union Bankshares | financial services | banking violation | 2011 | $33,600 |
Community State Bank | | | banking violation | 2011 | $7,130 |
Whitaker Bank | | | banking violation | 2011 | $8,500 |
Lindell Bank and Trust Company | | | banking violation | 2011 | $9,470 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2011 | $85,000,000 |
First Sentinel Bank | | | banking violation | 2011 | $7,315 |
PlainsCapital Bank and PrimeLending | Hilltop Holdings | financial services | banking violation | 2011 | $30,780 |
BANCO INDUSTRIAL DE VENEZUELA, C. A. | | | banking violation | 2011 | $600,000 |
MYANNS Corporation | | | banking violation | 2011 | $37,500 |
Dacotah Bank | | | banking violation | 2011 | $10,995 |
Franklin Savings Bank | | | banking violation | 2011 | $5,160 |
Cecil Bank | | | banking violation | 2010 | $21,945 |
Monarch Bank | | | banking violation | 2010 | $7,215 |
Goldman Sachs Group | Goldman Sachs | financial services | banking violation | 2016 | $36,300,000 |
Regions Bank | Regions Financial | financial services | banking violation | 2009 | $135,000 |
Compass Bank | PNC Financial Services | financial services | banking violation | 2009 | $70,625 |
Heritage Bank of Commerce | Heritage Commerce Corp. | financial services | banking violation | 2008 | $6,840 |
Farmers and Merchants Bank | | | banking violation | 2007 | $9,240 |
Capital City Bank | Capital City Bank Group | financial services | banking violation | 2007 | $85,045 |
Chemical Bank | | | banking violation | 2007 | $16,245 |
Hanmi Bank | Hanmi Financial Corp. | financial services | banking violation | 2007 | $8,835 |
RBC Centura Bank | | | banking violation | 2007 | $106,930 |
East West Bank | East West Bancorp | financial services | banking violation | 2007 | $16,245 |
Pacific Mercantile Bank | | | banking violation | 2007 | $6,850 |
Planters Bank and Trust Company | | | banking violation | 2006 | $6,750 |
First Baird Bancshares, Inc. | | | banking violation | 2006 | $87,500 |
United Bank | | | banking violation | 2006 | $16,350 |
County Bank | | | banking violation | 2005 | $19,960 |
Frontier Bank | | | banking violation | 2005 | $12,500 |
Bank of Pontiac | | | banking violation | 2005 | $32,550 |
First Bank & Trust Company | | | banking violation | 2005 | $7,750 |
Irwin Union Bank | | | banking violation | 2005 | $22,300 |
The Bank | | | banking violation | 2005 | $46,050 |
First Interstate Bank | First Interstate Bancsystem | financial services | banking violation | 2005 | $15,750 |
HomeFederal Bank | | | banking violation | 2005 | $57,250 |
Five Points Bank | | | banking violation | 2004 | $10,000 |
Citigroup Inc. | Citigroup | financial services | banking violation | 2004 | $70,000,000 |
Credit Agricole S.A. | Credit Agricole | financial services | banking violation | 2004 | $8,000,000 |
Hocking Valley Bank | | | banking violation | 2004 | $9,500 |
Provident Bank | | | banking violation | 2003 | $34,100 |
The Bank of Currituck | | | banking violation | 2003 | $16,000 |
WestLB AG | | | banking violation | 2003 | $3,000,000 |
Community State Bank | | | banking violation | 2003 | $5,250 |
Community First Bank & Trust | | | banking violation | 2003 | $5,500 |
Citizens Bank and Trust Company | | | banking violation | 2003 | $7,000 |
First Bank | | | banking violation | 2003 | $17,150 |
Dexia, S.A. | | | banking violation | 2002 | $50,000 |
McIlroy Bank and Trust | | | banking violation | 2001 | $10,500 |
U.S. Trust Corporation | Bank of America | financial services | banking violation | 2001 | $5,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | banking violation | 2016 | $61,900,000 |