JK Harris and Company LLC and Financial Recovery System LLC | | | consumer protection violation | 2008 | $1,500,000 |
JP Morgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2008 | $3,525,000,000 |
KB Home | KB Home | construction and engineering | water pollution violation | 2008 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000 |
Mattel, Inc. | Mattel | miscellaneous manufacturing | lead violation | 2008 | $12,000,000 |
Merck | Merck | pharmaceuticals | False Claims Act and related | 2008 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $290,000,000 |
Merck & Co. | Merck | pharmaceuticals | consumer protection violation | 2008 | $58,000,000 |
Merrill Lynch & Co. | Bank of America | financial services | investor protection violation | 2008 | $3,458,333,333 |
MillerCoors | Molson Coors Beverage | beverages | consumer protection violation | 2008 | $550,000 |
MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | $1,100,000 |
Morgan Stanley | Morgan Stanley | financial services | investor protection violation | 2008 | $3,535,000,000 |
National City Commercial Capital Company LLC | PNC Financial Services | financial services | consumer protection violation | 2008 | $7,200,000 |
Otsuka American Pharmaceutical Inc. | Otsuka Pharmaceutical | pharmaceuticals | off-label or unapproved promotion of medical products | 2008 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,700,000 |
Pfizer Inc. | Pfizer | pharmaceuticals | off-label or unapproved promotion of medical products | 2008 | $60,000,000 |
Pulte Homes | PulteGroup | construction and engineering | water pollution violation | 2008 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $877,000 |
RBC Capital Markets Corporation | Royal Bank of Canada | financial services | investor protection violation | 2008 | $859,800,000 |
Richmond American Homes | M.D.C. Holdings | construction and engineering | water pollution violation | 2008 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $795,000 |
Shell Oil Products US | Shell PLC | oil and gas | tobacco litigation | 2008 | $100,000 |
Sinclair Oil Corp. | HF Sinclair Corporation | oil and gas | air pollution violation | 2008 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,450,000 |
UBS Securities LLC and UBS Financial Services, Inc. | UBS | financial services | investor protection violation | 2008 | $11,150,000,000 |
Wachovia Securities | Wells Fargo | financial services | investor protection violation | 2008 | $60,000,000 |
Walgreen Co. | Walgreens Boots Alliance | retailing | False Claims Act and related | 2008 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $16,400,000 |
Walgreens | Walgreens Boots Alliance | retailing | False Claims Act and related | 2008 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $9,900,000 |
ACE Group Holdings, Inc. | Chubb Limited | financial services | price-fixing or anti-competitive practices | 2007 | $4,500,000 |
America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2007 | $3,000,000 |
American Electric Power | American Electric Power | utilities and power generation | environmental violation | 2007 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,675,000,000 |
Aventis Pharmaceuticals Inc. | Sanofi | pharmaceuticals | False Claims Act and related | 2007 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,645,600 |
Bayer Corporation | Bayer | chemicals | drug or medical equipment safety violation | 2007 | $8,000,000 |
Career Education Corporation | Perdoceo Education Corporation | miscellaneous services | consumer protection violation | 2007 | $21,200 |
ChoicePoint | RELX Group | media | privacy violation | 2007 | $500,000 |
DeVry University | Cogswell Education | miscellaneous services | consumer protection violation | 2007 | $88,112 |
E.I. Du Pont de Nemours & Co. | Corteva | agribusiness | environmental violation | 2007 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,125,000 |
Equistar Chemicals LP | LyondellBasell Industries | chemicals | environmental violation | 2007 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,500,000 |
First Group, plc | FirstGroup | miscellaneous services | price-fixing or anti-competitive practices | 2007 | $1,100,000 |
Guidant Corporation | Boston Scientific Corp. | medical equipment and supplies | drug or medical equipment safety violation | 2007 | $16,750,000 |
Hartford Financial Services Group, Inc. | Hartford Financial Services | financial services | price-fixing or anti-competitive practices | 2007 | $115,000,000 |
Healthcare Research and Development Institute, LLC | | | price-fixing or anti-competitive practices | 2007 | $150,000 |
Kroger Company | Kroger | retailing | tobacco litigation | 2007 | $325,000 |
Medicis Pharmaceutical Corporation | Bausch Health | pharmaceuticals | off-label or unapproved promotion of medical products | 2007 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,000,000 |
Purdue Frederick Company Inc. | Purdue Pharma | pharmaceuticals | False Claims Act and related | 2007 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $160,000,000 |
Purdue Pharma | Purdue Pharma | pharmaceuticals | off-label or unapproved promotion of medical products | 2007 | $19,500,000 |
Rhodia Inc. | Solvay | chemicals | air pollution violation | 2007 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,000,000 |
Samsung Semiconductor, Inc. and Samsung Electronics Company, Ltd. | Samsung | diversified | price-fixing or anti-competitive practices | 2007 | $90,000,000 |
TravelersCompanies, Inc. | Travelers | financial services | price-fixing or anti-competitive practices | 2007 | $6,000,000 |
Warner Chilcott Holdings | AbbVie | pharmaceuticals | price-fixing or anti-competitive practices | 2007 | $5,500,000 |
ACE, Ltd | Chubb Limited | financial services | price-fixing or anti-competitive practices | 2006 | $80,000,000 |
Ameriquest Mortgage | Citigroup | financial services | consumer protection violation | 2006 | $325,000,000 |
BB&T Leasing Corporation | Truist Financial | financial services | consumer protection violation | 2006 | $6,000,000 |
Berkeley Premium Nutraceuticals, Inc. et al. | | | consumer protection violation | 2006 | $2,500,000 |
Bunge North America Inc. | Bunge | agribusiness | environmental violation | 2006 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,875,000 |
Chase Bank | JPMorgan Chase | financial services | consumer protection violation | 2006 | $3,850,000 |
Chubb | Chubb Limited | financial services | price-fixing or anti-competitive practices | 2006 | $17,000,000 |
CVS Pharmacy | CVS Health | retailing | tobacco litigation | 2006 | $250,000 |
Fax.com | | | consumer protection violation | 2006 | $30,000,000 |
Friedman's Inc. dba Friedman's Jewelers | | | consumer protection violation | 2006 | $2,150,000 |
Gateway Distributors and The Right Solution Gateway | | | consumer protection violation | 2006 | $100,000 |
GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2006 | $70,000,000 |
GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2006 | $14,000,000 |
GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2006 | $3,500,000 |
Gunning & Associates Marketing Inc. and Fleet Liquidators of America, Inc. | | | consumer protection violation | 2006 | $300,000 |
House of Prince A/S | | | tobacco litigation | 2006 | $55,400,000 |
ING | Voya Financial | financial services | investor protection violation | 2006 | $33,000,000 |
InterMune Inc. | Roche | pharmaceuticals | off-label or unapproved promotion of medical products | 2006 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $6,700,000 |
King Pharmaceuticals | Pfizer | pharmaceuticals | False Claims Act and related | 2006 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $124,000,000 |
Medtronic, Inc. | Medtronic | medical equipment and supplies | drug or medical equipment safety violation | 2006 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $5,800,000 |
Newport Creative Communications | | | consumer protection violation | 2006 | $400,000 |
Omnicare Inc. | CVS Health | retailing | False Claims Act and related | 2006 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $19,858,782 |
PayPal, Inc. | PayPal Holdings | financial services | consumer protection violation | 2006 | $1,700,000 |
Popular Leasing U.S.A., Inc. | | | consumer protection violation | 2006 | $35,000,000 |
Prudential Equity Group | Prudential Financial | financial services | investor protection violation | 2006 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $270,000,000 |
Schering-Plough Corporation | Merck | pharmaceuticals | off-label or unapproved promotion of medical products | 2006 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $91,602,000 |
Sony BMG | Sony | electrical and electronic equipment | consumer protection violation | 2006 | $4,250,000 |
St. Paul Travelers | Travelers | financial services | price-fixing or anti-competitive practices | 2006 | $77,000,000 |
The Hartford Financial Services Group | Hartford Financial Services | financial services | investor protection violation | 2006 | $20,000,000 |
Time Inc. | | | consumer protection violation | 2006 | $8,800,000 |
Trilegiant Corp. | | | consumer protection violation | 2006 | $10,650,000 |
United Egg Producers | | | consumer protection violation | 2006 | $100,000 |
Vonage Holdings Corporation | Ericsson | telecommunications | consumer protection violation | 2006 | $500,000 |
Wachovia Capital Markets LLC | Wells Fargo | financial services | investor protection violation | 2006 | $25,000,000 |
Yellow Pages, Inc. | | | consumer protection violation | 2006 | $525,000 |
YP.com and Telco Billing, Inc. | Thryv Inc. | business services | consumer protection violation | 2006 | $2,000,000 |
Zurich American Insurance Company | Zurich Insurance | financial services | price-fixing or anti-competitive practices | 2006 | $171,700,000 |
7-Eleven, Inc. | Seven & I Holdings | retailing | tobacco litigation | 2005 | $375,000 |
Abbott Laboratories | AbbVie | pharmaceuticals | price-fixing or anti-competitive practices | 2005 | $15,350,000 |
Alyon Technologies, Inc. and Telecollect, Inc. | | | consumer protection violation | 2005 | $39,285,000 |
AmeriNet Inc. | | | consumer protection violation | 2005 | $50,000 |
Aon Corporation | Aon | financial services | price-fixing or anti-competitive practices | 2005 | $190,000,000 |
Blockbuster Inc. | DISH Network | telecommunications | consumer protection violation | 2005 | $630,000 |
Cargill Inc. | Cargill | agribusiness | air pollution violation | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000 |
CIT Group/Equipment Financing, Inc. | First Citizens BancShares | financial services | consumer protection violation | 2005 | $10,000,000 |
Clean Harbors Environmental Services | Clean Harbors Inc. | waste management and environmental services | environmental violation | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $300,000 |
ConocoPhillips | Phillips 66 | oil and gas | air pollution violation | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $14,500,000 |
ConocoPhillips | Phillips 66 | oil and gas | tobacco litigation | 2005 | $125,000 |
De Lage Landen Financial Services, Inc. | Rabobank | financial services | consumer protection violation | 2005 | $872,000 |
DirecTV | AT&T | telecommunications | consumer protection violation | 2005 | $5,000,000 |
Enron | | | price-fixing or anti-competitive practices | 2005 | $1,520,000,000 |
ExxonMobil | Exxon Mobil | oil and gas | air pollution violation | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $18,400,000 |
Gambro Healthcare Inc. | Baxter International | medical equipment and supplies | False Claims Act and related | 2005 | $37,500,000 |
General Electric Capital Corporation | | | consumer protection violation | 2005 | $2,890,000 |
Geneva Pharmaceuticals | Novartis | pharmaceuticals | price-fixing or anti-competitive practices | 2005 | $15,350,000 |
GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
Hearst Corporation | Hearst | media | consumer protection violation | 2005 | $925,000 |