| Lyon Financial Services d/b/a U.S. Bancorp Business Equipment Finance Group | | | consumer protection violation | 2005 | $10,000,000 |
| Marsh & McLennan Companies, Inc. | Marsh & McLennan | financial services | price-fixing or anti-competitive practices | 2005 | $850,000,000 |
| MCI | Verizon Communications | telecommunications | tax violations | 2005 | $315,000,000 |
| National Research Center for College and University Admissions | | | consumer protection violation | 2005 | $300,000 |
| Ohio Edison | FirstEnergy | utilities and power generation | environmental violation | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $18,900,000 |
| Reliant Energy, Inc. | NRG Energy | utilities and power generation | price-fixing or anti-competitive practices | 2005 | $460,000,000 |
| Serono Inc. | Merck KGaA (EMD) | pharmaceuticals | off-label or unapproved promotion of medical products | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $262,000,000 |
| SmithKline Beecham Corp. | GlaxoSmithKline | pharmaceuticals | price-fixing or anti-competitive practices | 2005 | $10,000,000 |
| State Farm Mutual Insurance Company | State Farm Insurance | financial services | consumer protection violation | 2005 | $41,000,000 |
| Sunoco | Energy Transfer | pipelines | environmental violation | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $6,900,000 |
| US Express Leasing, Inc. | | | consumer protection violation | 2005 | $1,590,000 |
| Valero | Valero Energy | oil and gas | environmental violation | 2005 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $11,000,000 |
| Wells Fargo Financial Leasing, Inc. | Wells Fargo | financial services | consumer protection violation | 2005 | $10,000,000 |
| Western Union Financial Services | Western Union | financial services | consumer protection violation | 2005 | $8,529,000 |
| AIM Advisors | Invesco | financial services | investor protection violation | 2004 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| Alpharma, Inc. | Pfizer | pharmaceuticals | price-fixing or anti-competitive practices | 2004 | $750,000 |
| Brown & Williamson Tobacco Co. | British American Tobacco | tobacco | tobacco litigation | 2004 | $1,460,000 |
| Cingular Wireless | AT&T | telecommunications | consumer protection violation | 2004 | $1,666,666 |
| CITGO | PDVSA (Petroleos de Venezuela S.A.) | oil and gas | environmental violation | 2004 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $8,600,000 |
| Duke Energy | Duke Energy | utilities and power generation | price-fixing or anti-competitive practices | 2004 | $207,500,000 |
| Ford Motor Credit Corporation | Ford Motor | motor vehicles | consumer protection violation | 2004 | $6,200,000 |
| Invesco Funds Group | Invesco | financial services | investor protection violation | 2004 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $325,000,000 |
| Janus Capital Management | Janus Henderson | financial services | investor protection violation | 2004 | $225,000,000 |
| Medco Health Solutions, Inc. | Cigna | healthcare services | consumer protection violation | 2004 | $29,100,000 |
| New Access, LLC | | | consumer protection violation | 2004 | $2,000,000 |
| Organon USA Inc | Organon & Co. | pharmaceuticals | price-fixing or anti-competitive practices | 2004 | $36,000,000 |
| Perrigo Company | Perrigo | pharmaceuticals | price-fixing or anti-competitive practices | 2004 | $750,000 |
| Rite Aid Corporation | Rite Aid | retailing | False Claims Act and related | 2004 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,400,000 |
| Rite Aid Corporation | Rite Aid | retailing | tobacco litigation | 2004 | $250,000 |
| Schering-Plough Corporation | Merck | pharmaceuticals | kickbacks and bribery | 2004 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $292,969,482 |
| Sprint PCS | T-Mobile US | telecommunications | consumer protection violation | 2004 | $1,666,666 |
| Strong Capital Management Co. | Wells Fargo | financial services | investor protection violation | 2004 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000 |
| UnumProvident Corporation | Unum | financial services | consumer protection violation | 2004 | $15,000,000 |
| Verizon Wireless | Verizon Communications | telecommunications | consumer protection violation | 2004 | $1,666,666 |
| Wal-Mart Stores, Inc. | Walmart | retailing | False Claims Act and related | 2004 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,866,904 |
| Warner-Lambert | Pfizer | pharmaceuticals | off-label or unapproved promotion of medical products | 2004 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $190,000,000 |
| Abbott Laboratories | Abbott Laboratories | pharmaceuticals | False Claims Act and related | 2003 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $32,500,000 |
| Andrx Corporation | Teva Pharmaceutical Industries | pharmaceuticals | price-fixing or anti-competitive practices | 2003 | $40,000,000 |
| Archer Daniels Midland Company | Archer Daniels Midland | agribusiness | environmental violation | 2003 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $350,900,000 |
| AstraZeneca Pharmaceuticals LP | AstraZeneca | pharmaceuticals | False Claims Act and related | 2003 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,900,000 |
| Aventis Pharmaceuticals Inc. | Sanofi | pharmaceuticals | price-fixing or anti-competitive practices | 2003 | $40,000,000 |
| Bayer AG | Bayer | chemicals | False Claims Act and related | 2003 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $108,000,000 |
| Bertelsmann Music Group Inc. | Sony | electrical and electronic equipment | price-fixing or anti-competitive practices | 2003 | $27,775,000 |
| Bristol-Myers Squibb | Bristol-Myers Squibb | pharmaceuticals | price-fixing or anti-competitive practices | 2003 | $55,000,000 |
| Bristol-Myers Squibb Co. | Bristol-Myers Squibb | pharmaceuticals | price-fixing or anti-competitive practices | 2003 | $100,000,000 |
| Brown & Williamson Tobacco | British American Tobacco | tobacco | tobacco litigation | 2003 | $150,000,000 |
| Chevron U.S.A. Inc. | Chevron | oil and gas | environmental violation | 2003 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $7,500,000 |
| CVS Pharmacies, Inc. | CVS Health | retailing | consumer protection violation | 2003 | $1,100,000 |
| EchoStar Communications Corporation | DISH Network | telecommunications | consumer protection violation | 2003 | $5,000,000 |
| El Paso Corporation | Kinder Morgan | pipelines | price-fixing or anti-competitive practices | 2003 | $1,450,000,000 |
| EMI Music Distribution | Sony | electrical and electronic equipment | price-fixing or anti-competitive practices | 2003 | $15,000,000 |
| GlaxoSmithKline | GlaxoSmithKline | pharmaceuticals | False Claims Act and related | 2003 | $40,000,000 |
| H&R Block | H&R Block | financial services | consumer protection violation | 2003 | $3,300,000 |
| HCA Inc. | HCA Healthcare | healthcare services | False Claims Act and related | 2003 | $17,500,000 |
| Leasecomm | | | consumer protection violation | 2003 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,000,000 |
| LifeScan, Inc. | Platinum Equity | private equity (including portfolio companies) | drug or medical equipment safety violation | 2003 | $30,600,000 |
| Musicland Stores Corp. | | | price-fixing or anti-competitive practices | 2003 | $2,000,000 |
| New Times Media | | | price-fixing or anti-competitive practices | 2003 | $375,000 |
| Pfizer | Pfizer | pharmaceuticals | drug or medical equipment safety violation | 2003 | $6,000,000 |
| Sony Music Entertainment Inc. | Sony | electrical and electronic equipment | price-fixing or anti-competitive practices | 2003 | $27,225,000 |
| Stericycle, Inc. | Stericycle | waste management and environmental services | price-fixing or anti-competitive practices | 2003 | $50,000 |
| Tower Records | | | price-fixing or anti-competitive practices | 2003 | $275,000 |
| Trans World Entertainment Corp. | | | price-fixing or anti-competitive practices | 2003 | $800,000 |
| Universal Music Group | Universal Music Group | entertainment | price-fixing or anti-competitive practices | 2003 | $40,600,000 |
| Village Voice Media | | | price-fixing or anti-competitive practices | 2003 | $375,000 |
| Virginia Electric Power Co. | Dominion Energy | utilities and power generation | environmental violation | 2003 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $13,900,000 |
| Warner-Elektra-Atlantic Corp. | Access Industries | diversified | price-fixing or anti-competitive practices | 2003 | $29,400,000 |
| Access Resource Services | | | consumer protection violation | 2002 | $100,000 |
| American Savings Discount Club | | | consumer protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,000,000 |
| AT&T | AT&T | telecommunications | consumer protection violation | 2002 | $500,000 |
| Bear Stearns & Co. LLC | JPMorgan Chase | financial services | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
| Citibank | Citigroup | financial services | consumer protection violation | 2002 | $1,600,000 |
| Contest America and Opportunities Unlimited | | | consumer protection violation | 2002 | $387,000 |
| Credit Suisse First Boston Corp. | UBS | financial services | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $200,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | investor protection violation | 2002 | $80,000,000 |
| DoubleClick Inc. | Alphabet Inc. | information technology | privacy violation | 2002 | $450,000 |
| Eckerd Corporation | Rite Aid | retailing | False Claims Act and related | 2002 | $3,133,248 |
| Eli Lilly & Co. | Eli Lilly | pharmaceuticals | privacy violation | 2002 | $160,000 |
| ExxonMobil | Exxon Mobil | oil and gas | tobacco litigation | 2002 | $100,000 |
| First Alliance Mortgage Company | | | mortgage abuses | 2002 | $60,000,000 |
| First USA | JPMorgan Chase | financial services | consumer protection violation | 2002 | $1,300,000 |
| Ford Motor Company | Ford Motor | motor vehicles | motor vehicle safety violation | 2002 | $51,500,000 |
| Goldman Sachs | Goldman Sachs | financial services | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $110,000,000 |
| Household Finance Corp. | HSBC | financial services | mortgage abuses | 2002 | $484,000,000 |
| J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
| Lehman Brothers Inc. | | | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
| MCI Worldcom | Verizon Communications | telecommunications | consumer protection violation | 2002 | $500,000 |
| Merrill Lynch & Co. Inc. | Bank of America | financial services | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
| Morgan Stanley | Morgan Stanley | financial services | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| Pfizer Inc. | Pfizer | pharmaceuticals | False Claims Act and related | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $21,084,700 |
| Salomon Smith Barney Inc. | Morgan Stanley | financial services | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $400,000,000 |
| Salton Inc. | Spectrum Brands Holdings | housewares and home furnishings | price-fixing or anti-competitive practices | 2002 | $8,200,000 |
| Sprint | T-Mobile US | telecommunications | consumer protection violation | 2002 | $500,000 |
| Tenet Healthcare Corporation | Tenet Healthcare | healthcare services | False Claims Act and related | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $820,000 |
| UBS Warburg LLC | UBS | financial services | investor protection violation | 2002 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
| Walgreens | Walgreens Boots Alliance | retailing | tobacco litigation | 2002 | $320,000 |
| Weyerhaeuser Company | Weyerhaeuser | building materials | consumer protection violation | 2002 | $295,000 |
| Williams Energy Marketing & Trading | Devon Energy | oil and gas | price-fixing or anti-competitive practices | 2002 | $417,000,000 |
| Bausch & Lomb | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2001 | $17,500,000 |
| Bayer Corporation | Bayer | chemicals | False Claims Act and related | 2001 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $6,200,000 |
| BP Corporation | BP | oil and gas | environmental violation | 2001 | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000 |
