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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $389,040,962,184
Number of Records: 7,780
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,669,499330
JPMorgan Chase$39,888,888,209278
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,407,380112
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$8,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2019TX-INS$8,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2019TX-INS$8,000
RELIASTAR LIFE INSURANCE CO.Voya Financialinsurance violation2007VA-INS$8,000
Allstate Insurance Company and Allstate Indemnity CompanyAllstateinsurance violation2007VA-INS$8,000
American Economy Insurance CompanyLiberty Mutual Insuranceinsurance violation2009VA-INS$8,000
METROPOLITAN LIFE INSURANCEMetLifeinsurance violation2010VA-INS$8,000
Selective Insurance Company of AmericaSelective Insurance Groupinsurance violation2011VA-INS$8,000
PEERLESS INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2012VA-INS$8,000
NATIONAL UNION FIRE INSURANCEAmerican International Groupinsurance violation2014VA-INS$8,000
ALLIED INSURANCE COMPANY OF AMERICANationwideinsurance violation2016VA-INS$8,000
Old Republic Title LtdOld Republic Internationalinsurance violation2012WA-INS$8,000
Jackson National Life Insurance CompanyJackson Financialinsurance violation2016WA-INS$8,000
Lincoln National Life Insurance Company TheLincoln Nationalinsurance violation2020WA-INS$8,000
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2007WI-INS$8,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2010WI-INS$8,000
LIBERTY MUTUAL INSURANCE CO IH LABLiberty Mutual Insuranceenvironmental violation2011MA-ENV$8,000
Everest Reinsurance CompanyEverest Re Groupinsurance violation2020MN-FIN$8,000
Carolina Coastal Railway, Inc.3i Infrastructure PLCrailroad safety violation2021FRA$8,000
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$8,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$8,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$8,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$8,000
Asset Acceptance, LLCEncore Capital Groupconsumer protection violation2013NC-INS$8,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$8,000
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2023TX-INS$8,000
Freedom MortgageFreedom Mortgagewage and hour violation2021MI-LEO$8,000
New York Life Insurance CompanyNew York Life Insurancewage and hour violation2017MI-LEO$8,000
Quicken LoansRocket Companies Inc.wage and hour violation2015MI-LEO$8,000
Metlife Human ResourcesMetLifewage and hour violation2014MI-LEO$8,000
Metlife SecuritiesMetLifewage and hour violation2014MI-LEO$8,000
Accident Fund General Insurance CompanyAF Groupinsurance violation2023TX-INS$8,000
Hanover Insurance CompanyHanover Insuranceinsurance violation2023TX-INS$8,000
AIU Insurance CompanyAmerican International Groupinsurance violation2024TX-INS$8,000
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2010OSHA$8,000
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersworkplace safety or health violation2011OSHA$8,000
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2014MSHA$8,000
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2014MSHA$8,000
Fidelity National Financial, IncFidelity National Financialwage and hour violation2004WHD$7,945
Synagro of Texas-CDR, Inc.Goldman Sachsenvironmental violation2015TX-ENV$7,927
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2010OR-FIN$7,900
American Home Assurance CompanyAmerican International Groupinsurance violation2014TX-INS$7,848
Ruesch International, Inc.Western Unioneconomic sanction violation2004OFAC$7,811
Lincoln National Life Insurance CompanyLincoln Nationalinsurance violation2020VA-INS$7,800
Huntington Bancshares IncorporatedHuntington BancsharesFamily and Medical Leave Act2015WHD$7,788
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLCLouis Dreyfusair pollution violation2013IN-ENV$7,750
RR DONNELLEY INCChatham Asset Managementworkplace safety or health violation2012OSHA$7,750
Continental Western Insurance Co.W.R. Berkleyinsurance violation2007MO-INS$7,708
Wheelabrator Portsmouth Inc.Macquarieenvironmental violation2016VA-ENV$7,669
CITICORP CREDIT CARD SERVICES, INC. (USA)Citigroupworkplace safety or health violation2014OSHA$7,650
Bank of HawaiiBank of Hawaiiwage and hour violation2018WHD$7,631
NEOVIA LOGISTICS SERVICES, LLCGoldman Sachsworkplace safety or health violation2017OSHA$7,605
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2018TX-INS$7,600
PNC BANK N APNC Financial Serviceswage and hour violation2022IL-DOL$7,600
HSBC BankHSBCwage and hour violation2006WHD$7,599
ProEquities, Inc.Dai-ichi Lifeinvestor protection violation2018CT-SEC$7,590
Nyrstar Tennessee Mines - Gordonsville, LLCTrafiguraworkplace safety or health violation2010MSHA$7,578
Aon Risk Services Southwest IncAoninsurance violation2023TX-INS$7,575
Citizens Bank of Rhode IslandCitizens Financial Groupenvironmental violation2007RI-ENV$7,510
Buckeye PartnersIFM Investorsrailroad safety violation2011FRA$7,500
Xstrata CopperGlencorerailroad safety violation2011FRA$7,500
BankAtlanticTruist Financialeconomic sanction violation2008OFAC$7,500
Old National BankOld National Bancorpbanking violation2004OCC$7,500
BUCKEYE PARTNERS LPIFM Investorspipeline safety violation2009PHMSA$7,500
Bank of AmericaBank of Americadiscriminatory practices (non-employment)2013HUD$7,500
TIAA-CREFTIAAaviation safety violation2015FAA$7,500
GMAC Mortgage, LLC dba DitechAlly Financialconsumer protection violation2011AZ-DIFI$7,500
GMAC Mortgage, LLCAlly Financialconsumer protection violation2011AZ-DIFI$7,500
Unitrin Auto and Home Insurance Co.Kemperinsurance violation2006CO-INS$7,500
Berkshire Life Insurance Company of AmericaGuardian Life Insuranceinsurance violation2019CT-INS$7,500
Lincoln Life & Annuity Company of New YorkLincoln Nationalinsurance violation2019CT-INS$7,500
Allstate Indemnity Co.Allstateinsurance violation2020CT-INS$7,500
Sentry Insurance A Mutual CompanySentry Insuranceinsurance violation2005FL-OFR$7,500
CUNA Mutual Life Insurance Co.CUNA Mutualinsurance violation2007FL-OFR$7,500
Janney Montgomery Scott LLCPenn Mutualinvestor protection violation2005IL-SEC$7,500
Allied Home Mortgage Corp.Americus Mortgageconsumer protection violation2012IL-BKG$7,500
Southwest Securities, Inc.Hilltop Holdingsinvestor protection violation2012IL-SEC$7,500
Fidelity Brokerage Services LLCFidelity Investmentsinvestor protection violation2011IN-SEC$7,500
ServiceLink LLCFidelity National Financialinsurance violation2019IN-INS$7,500
Nationwide Agribusiness Insurance Co.Nationwideinsurance violation2006KS-INS$7,500
Standard Fire Insurance Co.Travelersinsurance violation2018KS-INS$7,500
Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2011MD-INS$7,500
Encompass Home and Auto Insurance Co.Allstateinsurance violation2014MD-INS$7,500
Philadelphia Indemnity Insurance Co.Tokio Marineinsurance violation2014MD-INS$7,500
Amica Mutual Insurance Co.Amica Mutual Insuranceinsurance violation2016MD-INS$7,500
Standard Fire Insurance Co. et al.Travelersinsurance violation2016MD-INS$7,500
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2018MD-INS$7,500
Bankers Life & Casualty Co.CNO Financialinsurance violation2006ME-INS$7,500
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2011ME-INS$7,500
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2001MN-FIN$7,500
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2002MN-FIN$7,500
Fortis Insurance Co.Assurantinsurance violation2005MN-FIN$7,500
Time Insurance Co.Haven Holdingsinsurance violation2008MN-FIN$7,500
Bankers Life and Casualty Co.CNO Financialinsurance violation2008MN-FIN$7,500
Sun Life Insurance Company of CanadaSun Life Financialinsurance violation2009MN-FIN$7,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2014MN-FIN$7,500
The Hanover Insurance Co.Hanover Insuranceinsurance violation2015MN-FIN$7,500
Bankers Life and Casualty Co.CNO Financialinsurance violation2015MN-FIN$7,500
Genworth Life Insurance Co.Genworth Financialinsurance violation2016MN-FIN$7,500
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2007MT-FIN$7,500
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2018NE-DOI$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.