Combined Insurance Company Of America | Chubb Limited | insurance violation | 2014 | WA-INS | $5,000 |
Life Insurance Company Of The Southwest | National Life Group | insurance violation | 2014 | WA-INS | $17,500 |
Fidelity & Guaranty Life Insurance Company | Fidelity National Financial | insurance violation | 2014 | WA-INS | $10,000 |
CashCall, Inc. | CashCall Inc. | consumer protection violation | 2014 | WA-FIN | $6,390,670 |
Fifth Third Mortgage Co. | Fifth Third Bancorp | consumer protection violation | 2014 | WA-FIN | $228,626 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2014 | WA-FIN | $17,760 |
The Hanover Insurance Co. | Hanover Insurance | insurance violation | 2014 | WI-INS | $5,000 |
J.P. Morgan Securities | JPMorgan Chase | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
Bank of America Corporation | Bank of America | privacy violation | 2014 | private lawsuit-federal | $32,083,905 |
Vitol, Inc. | Vitol | air pollution violation | 2014 | CA-ARB | $70,000 |
Imperial-Savannah LP | Louis Dreyfus | water pollution violation | 2014 | GA-ENV | $14,750 |
BUCKEYE PIPE LINE & WEST SHORE PIPE LINE | IFM Investors | environmental violation | 2014 | IL-ENV | $125,000 |
Louisiana Generating, LLC | Macquarie | environmental violation | 2014 | LA-ENV | $46,962 |
BUCKEYE PIPE LINE CO LINDEN STATION | IFM Investors | air pollution violation | 2014 | NJ-ENV | $5,000 |
Buckeye Albany Terminal LLC | IFM Investors | environmental violation | 2014 | NY-ENV | $36,000 |
Wells Fargo Advisors and Wells Fargo Advisors Financial Network | Wells Fargo | anti-money-laundering deficiencies | 2014 | FINRA | $1,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2014 | FINRA | $2,440,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2014 | FINRA | $5,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2014 | FINRA | $5,000,000 |
Credit Suisse Securities (USA), LLC | UBS | investor protection violation | 2014 | FINRA | $5,000,000 |
Goldman, Sachs & Co. | Goldman Sachs | investor protection violation | 2014 | FINRA | $5,000,000 |
JP Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2014 | FINRA | $5,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2014 | FINRA | $4,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2014 | FINRA | $4,000,000 |
Morgan Stanley & Co., LLC | Morgan Stanley | investor protection violation | 2014 | FINRA | $4,000,000 |
Wells Fargo Securities, LLC | Wells Fargo | investor protection violation | 2014 | FINRA | $4,000,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2014 | FINRA | $15,000,000 |
Merrill Lynch | Bank of America | investor protection violation | 2014 | FINRA | $6,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2014 | FINRA | $2,488,000 |
Goldman Sachs Execution & Clearing, L.P. | Goldman Sachs | investor protection violation | 2014 | FINRA | $800,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2014 | FINRA | $32,400,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2014 | FINRA | $1,000,000 |
Goldman, Sachs & Co. | Goldman Sachs | investor protection violation | 2014 | FINRA | $1,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2014 | FINRA | $1,000,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2014 | FINRA | $5,000,000 |
Charles Schwab & Co., Inc. | Charles Schwab Corp. | investor protection violation | 2014 | FINRA | $500,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2014 | FINRA | $950,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2014 | FINRA | $1,097,000 |
Berthel Fisher & Company Financial Services, Inc. | Berthel Fisher | investor protection violation | 2014 | FINRA | $775,000 |
Brown Brothers Harriman & Co. | Brown Brothers Harriman | anti-money-laundering deficiencies | 2014 | FINRA | $8,000,000 |
Stifel Financial Corporation | Stifel Financial | investor protection violation | 2014 | FINRA | $1,025,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2014 | TX-PUC | $9,000 |
Morgan Stanley Capital Group | Morgan Stanley | utility service violation | 2014 | TX-PUC | $18,000 |
CitiBank, N.A., | Citigroup | wage and hour violation | 2014 | CA-LCO | $10,148 |
Bank of America N.A. | Bank of America | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $20,000,000 |
GMAC LLC | Ally Financial | consumer protection violation | 2014 | private lawsuit-federal | $6,250,000 |
Assurant Inc. | Assurant | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
Assurant Inc. | Assurant | consumer protection violation | 2014 | private lawsuit-federal | $16,000,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2014 | private lawsuit-federal | $228,000,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2014 | private lawsuit-federal | $31,000,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2014 | private lawsuit-federal | $8,250,000 |
Bank of America, N.A. | Bank of America | consumer protection violation | 2014 | private lawsuit-federal | $8,000,000 |
Capital One N.A. | Capital One Financial | consumer protection violation | 2014 | private lawsuit-federal | $20,350,000 |
Capital One N.A. | Capital One Financial | consumer protection violation | 2014 | private lawsuit-federal | $3,062,400 |
Citibank N.A. | Citigroup | consumer protection violation | 2014 | private lawsuit-federal | $110,000,000 |
Comerica Bank | Comerica | consumer protection violation | 2014 | private lawsuit-federal | $14,580,000 |
Fidelity & Guaranty Life Insurance Co. | Fidelity National Financial | consumer protection violation | 2014 | private lawsuit-state | $6,250,000 |
HSBC Bank USA, N.A. | HSBC | consumer protection violation | 2014 | private lawsuit-federal | $16,000,000 |
Jackson National Life Insurance Co. | Jackson Financial | consumer protection violation | 2014 | private lawsuit-federal | $11,200,000 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2014 | private lawsuit-federal | $218,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2014 | private lawsuit-federal | $300,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2014 | private lawsuit-federal | $18,300,000 |
JPMorgan Chase Bank | JPMorgan Chase | consumer protection violation | 2014 | private lawsuit-federal | $22,125,000 |
MidFirst Bank | MidFirst Bank | consumer protection violation | 2014 | private lawsuit-federal | $2,600,000 |
Morgan Stanley & Co. | Morgan Stanley | consumer protection violation | 2014 | private lawsuit-federal | $95,000,000 |
National Western Life Insurance Co. | National Western Life | consumer protection violation | 2014 | private lawsuit-federal | $21,020,000 |
Royal Bank of Scotland Group | NatWest Group PLC | consumer protection violation | 2014 | private lawsuit-federal | $275,000,000 |
Prudential Insurance Company of America | Prudential Financial | consumer protection violation | 2014 | private lawsuit-federal | $40,000,000 |
US Bank N.A. | U.S. Bancorp | consumer protection violation | 2014 | private lawsuit-federal | $55,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
Zions First National Bank | Zions Bancorporation | consumer protection violation | 2014 | private lawsuit-federal | $2,500,000 |
Susquehanna Bank | Truist Financial | consumer protection violation | 2014 | private lawsuit-federal | $3,680,000 |
Brown & Brown Insurance Agency of Virginia, Inc. | Brown & Brown | insurance violation | 2014 | NC-INS | $7,500 |
Fifth Third Bank | Fifth Third Bancorp | wage and hour violation | 2014 | MI-LEO | $5,535 |
Fifth Third Financial Corporation | Fifth Third Bancorp | wage and hour violation | 2014 | MI-LEO | $5,535 |
Metlife Human Resources | MetLife | wage and hour violation | 2014 | MI-LEO | $8,000 |
Metlife Securities | MetLife | wage and hour violation | 2014 | MI-LEO | $8,000 |
IAC MADISONVILLE LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $5,000 |
DITECH INC | Ditech Holding Corporation | workplace safety or health violation | 2014 | OSHA | $5,880 |
INTERNATIONAL AUTOMOTIVE COMPONENTS | Invesco | workplace safety or health violation | 2014 | OSHA | $5,000 |
IAC SPRINGFIELD, LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $9,100 |
IAC MADISONVILLE LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $7,500 |
RR DONNELLEY ATLANTA | Chatham Asset Management | workplace safety or health violation | 2014 | OSHA | $6,352 |
CITICORP CREDIT CARD SERVICES, INC. (USA) | Citigroup | workplace safety or health violation | 2014 | OSHA | $7,650 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2014 | OSHA | $13,500 |
IFCO SYSTEMS NORTH AMERICA, INC - SITE 711 | Triton Investments Advisers | workplace safety or health violation | 2014 | OSHA | $7,040 |
IFCO SYSTEMS US, LLC | Triton Investments Advisers | workplace safety or health violation | 2014 | OSHA | $13,073 |
IFCO SYSTEMS, NORTH AMERICA #409 | Triton Investments Advisers | workplace safety or health violation | 2014 | OSHA | $6,000 |
BUCKEYE PARTNERS, LP | IFM Investors | workplace safety or health violation | 2014 | OSHA | $7,000 |
RR DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2014 | OSHA | $6,510 |
IAC SPRINGFIELD LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $6,350 |
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $6,300 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | workplace safety or health violation | 2014 | OSHA | $18,400 |
ANDERSON LA | Chatham Asset Management | workplace safety or health violation | 2014 | OSHA | $19,875 |
MORGAN STANLEY | Morgan Stanley | hazardous waste violation | 2014 | EPA | $10,000 |
The Gas Company LLC (dba Hawaii Gas) | Macquarie | air pollution violation | 2014 | EPA | $155,000 |
Buckeye Pipe Line Company LP, | IFM Investors | air pollution violation | 2014 | EPA | $5,813 |
Vitol Inc. | Vitol | air pollution violation | 2014 | EPA | $30,394 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,600 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $5,000 |