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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
Blackbeard Operating, LLCNGP Energy Capitalenvironmental violation2018TX-RRC$9,688
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCAres Managementenvironmental violation2014TX-RRC$11,250
CalpineEnergy Capital Partnersutility service violation2018TX-PUC$22,500
CalpineEnergy Capital Partnersutility service violation2017TX-PUC$30,000
Calpine CorporationEnergy Capital Partnersutility service violation2016TX-PUC$67,500
Calpine Inc.Energy Capital Partnersutility service violation2014TX-PUC$10,000
Calpine Power Management, LPEnergy Capital Partnersutility service violation2007TX-PUC$21,582
Calpine CorporationEnergy Capital Partnersutility service violation2021TX-PUC$50,000
Sedgwick Claims Management Services Inc.Carlyle Groupinsurance violation2010TX-INS$7,000
Amtrust Insurance Company of Kansas, Inc.Stone Point Capitalinsurance violation2018TX-INS$25,000
American Medical Response Ambulance Service, Inc.KKR & Co.insurance violation2019TX-INS$7,500
American Medical Response Ambulance Service, Inc.KKR & Co.insurance violation2019TX-INS$7,500
American Medical Response Ambulance Service, Inc.KKR & Co.insurance violation2020TX-INS$7,500
Accordia Life and Annuity CompanyKKR & Co.insurance violation2021TX-INS$1,450,000
Athene Annuity and Life CompanyApollo Global Managementinsurance violation2021TX-INS$400,000
Amtrust Insurance Company of Kansas Inc.Stone Point Capitalinsurance violation2021TX-INS$19,000
Amtrust Insurance Company of Kansas Inc.Stone Point Capitalinsurance violation2021TX-INS$17,500
Global Medical Response dba American Medical ResponseKKR & Co.insurance violation2021TX-INS$7,500
Amtrust Insurance CompanyStone Point Capitalinsurance violation2022TX-INS$6,500
AmTrust Insurance CompanyStone Point Capitalinsurance violation2023TX-INS$8,500
AmTrust Insurance Company and Technology Insurance Company, Inc.Stone Point Capitalinsurance violation2023TX-INS$40,000
AmTrust Insurance CompanyStone Point Capitalinsurance violation2023TX-INS$8,000
The Ultimate Software Group, Inc.Hellman & Friedmanconsumer protection violation2020TX-FIN$191,250
Lcy Elastomers LPKKR & Co.environmental violation2020TX-ENV$24,000
SI Group, Inc.SK Capital Partnersenvironmental violation2019TX-ENV$11,040
Alumax Mill Products, Inc.Apollo Global Managementenvironmental violation2019TX-ENV$5,520
SI Group, Inc.SK Capital Partnersenvironmental violation2018TX-ENV$39,857
Nouryon Functional ChemicalsCarlyle Groupenvironmental violation2018TX-ENV$29,792
Lcy Elastomers LPKKR & Co.environmental violation2018TX-ENV$78,750
Akzo Nobel Chemicals LLCCarlyle Groupenvironmental violation2017TX-ENV$29,631
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2017TX-ENV$12,000
D.B. Western, Inc - TexasSK Capital Partnersenvironmental violation2017TX-ENV$9,600
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2016TX-ENV$10,500
Prince International, Inc.American Securities LLCenvironmental violation2016TX-ENV$5,699
Masco Cabinetry LLCPlatinum Equityenvironmental violation2016TX-ENV$23,871
Lcy Elastomers LPKKR & Co.environmental violation2015TX-ENV$25,200
Bastrop Energy Partners, L.P.Blackstoneenvironmental violation2015TX-ENV$5,852
Akzo Nobel Chemicals Deer ParkCarlyle Groupenvironmental violation2015TX-ENV$55,000
NCI Group, Inc.Clayton Dubilier & Riceenvironmental violation2015TX-ENV$12,120
LCY Elastomers, L.P.KKR & Co.environmental violation2015TX-ENV$23,472
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2014TX-ENV$12,000
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2014TX-ENV$18,601
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2014TX-ENV$175,389
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2013TX-ENV$12,600
Akzo Nobel Chemicals Deer ParkCarlyle Groupenvironmental violation2013TX-ENV$21,575
Tekni-Plex, Inc.Genstar Capitalenvironmental violation2013TX-ENV$8,800
NCI Group, Inc.Clayton Dubilier & Riceenvironmental violation2013TX-ENV$10,291
Geo Specialty Chemicals, Inc.Arsenal Capital Partnersenvironmental violation2013TX-ENV$8,580
Magnablend, Inc.Apollo Global Managementenvironmental violation2013TX-ENV$38,500
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$25,500
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$7,650
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$113,629
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$10,000
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2011TX-ENV$9,052
Ascend Performance Materials, LLCSK Capital Partnersenvironmental violation2011TX-ENV$22,175
Ascend Performance Materials, LLCSK Capital Partnersenvironmental violation2011TX-ENV$26,560
Ascend Performance Materials, LLCSK Capital Partnersenvironmental violation2011TX-ENV$65,564
Akzo Nobel Surface Chemistry LLCCarlyle Groupenvironmental violation2011TX-ENV$5,730
Akzo Nobel Surface Chemistry LLCCarlyle Groupenvironmental violation2011TX-ENV$7,740
Akzo Nobel Surface Chemistry LLCCarlyle Groupenvironmental violation2011TX-ENV$15,960
D.B. Western, Inc. - TexasSK Capital Partnersenvironmental violation2010TX-ENV$72,908
Momentive Specialty Chemicals, Inc.American Securities LLCenvironmental violation2010TX-ENV$79,600
Akzo Nobel Chemicals Inc.Carlyle Groupenvironmental violation2010TX-ENV$27,100
Alcoa, Inc.Apollo Global Managementenvironmental violation2010TX-ENV$19,655
LCY Elastomers, L.P.KKR & Co.environmental violation2009TX-ENV$19,300
Alumax Mill Products, Inc.Apollo Global Managementenvironmental violation2009TX-ENV$9,544
Alumax Mill Products, Inc.Apollo Global Managementenvironmental violation2009TX-ENV$46,350
Fleetwood Travel Trailers of Texas, Inc.American Industrial Partnersenvironmental violation2009TX-ENV$10,250
Armstrong Hardwood Flooring CompanyAmerican Industrial Partnersenvironmental violation2008TX-ENV$46,075
Big Tex Trailer Manufacturing, Inc.Bain Capitalenvironmental violation2008TX-ENV$28,000
Big Tex Trailer Manufacturing, Inc.Bain Capitalenvironmental violation2007TX-ENV$9,600
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2007TX-ENV$90,216
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2007TX-ENV$10,000
Sequa CorporationCarlyle Groupenvironmental violation2007TX-ENV$46,580
Tekni-Plex, Inc.Genstar Capitalenvironmental violation2007TX-ENV$12,700
Alcoa, Inc.Apollo Global Managementenvironmental violation2006TX-ENV$72,000
Hexion Specialty Chemicals, Inc.American Securities LLCenvironmental violation2006TX-ENV$9,000
SI Group, Inc.SK Capital Partnersenvironmental violation2006TX-ENV$9,160
D.B. Western, Inc. - TexasSK Capital Partnersenvironmental violation2005TX-ENV$7,076
Akzo Nobel Catalysts, LLCCarlyle Groupenvironmental violation2005TX-ENV$16,436
Schenectady International, Inc.SK Capital Partnersenvironmental violation2004TX-ENV$10,260
Lufkin Industries, Inc.KPS Capital Partnersenvironmental violation2004TX-ENV$11,660
Akzo Nobel Industrial Specialties Inc.Carlyle Groupenvironmental violation2004TX-ENV$39,578
Akzo Nobel Chemical, Inc.Carlyle Groupenvironmental violation2003TX-ENV$20,000
LUFKIN INDUSTRIES INCORPORATEDKPS Capital Partnersenvironmental violation2002TX-ENV$54,000
AKZO NOBEL POLYMER CHEMICALS LLCCarlyle Groupenvironmental violation2001TX-ENV$14,080
QUALA SYSTEMS INCORPORATEDAdvent Internationalenvironmental violation2001TX-ENV$12,500
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2021TX-ENV$300,000
Sequa CorporationCarlyle Groupenvironmental violation2021TX-ENV$29,693
SI GROUP, INC.SK Capital Partnersenvironmental violation2021TX-ENV$14,940
ASCEND PERFORMANCE MATERIALS TEXAS INC. *SK Capital Partnersenvironmental violation2021TX-ENV$52,853
SI Group, Inc.SK Capital Partnersair pollution violation2023TX-ENV$124,128
SI Group, Inc.SK Capital Partnersair pollution violation2023TX-ENV$8,840
Nouryon Surface Chemistry LLCCarlyle Groupair pollution violation2023TX-ENV$5,520
Lcy Elastomers LPKKR & Co.air pollution violation2022TX-ENV$79,503
Geo Specialty Chemicals, Inc.Arsenal Capital Partnerswater pollution violation2023TX-ENV$145,412
Hasa, Inc.Wind Point Partnerswater pollution violation2023TX-ENV$153,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.