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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
Athene Annuity & Life Assurance Company Of New YorkApollo Global Managementinsurance violation2011WA-INS$5,000
Athene Annuity And Life CompanyApollo Global Managementinsurance violation2018WA-INS$10,000
Accordia Life And Annuity CompanyKKR & Co.insurance violation2018WA-INS$130,000
Athene Annuity and Life CompanyApollo Global Managementinsurance violation2022WA-INS$5,000
American Medical ResponseKKR & Co.environmental violation2019WA-ENV$6,000
PORT TOWNSEND PAPERLindsay Goldbergenvironmental violation2019WA-ENV$5,250
North Pacific Paper Co LLCOne Rock Capital Partnersenvironmental violation2019WA-ENV$8,200
PORT TOWNSEND PAPERLindsay Goldbergenvironmental violation2018WA-ENV$5,000
PORT TOWNSEND PAPERLindsay Goldbergenvironmental violation2017WA-ENV$30,000
PORT TOWNSEND PAPERLindsay Goldbergenvironmental violation2012WA-ENV$7,000
PORT TOWNSEND PAPERLindsay Goldbergenvironmental violation2010WA-ENV$18,000
UNIVAR USA INC KENTApollo Global Managementenvironmental violation2008WA-ENV$40,000
PORT TOWNSEND PAPERLindsay Goldbergenvironmental violation2007WA-ENV$5,000
FOSTER FARMS KELSOAtlas Holdingsenvironmental violation2003WA-ENV$12,000
PORT TOWNSEND PAPER CORPLindsay Goldbergwater pollution violation2001WA-ENV$5,500
PORT TOWNSEND PAPER CORPLindsay Goldbergair pollution violation2001WA-ENV$9,000
PORT TOWNSEND PAPER CORPLindsay Goldbergair pollution violation2001WA-ENV$7,000
PORT TOWNSEND PAPER CORPLindsay Goldbergwater pollution violation2000WA-ENV$5,000
PORT TOWNSEND PAPER CORPLindsay Goldbergair pollution violation2000WA-ENV$9,200
Port Townsend Paper Corp.Lindsay Goldbergenvironmental violation2021WA-ENV$6,000
Port Townsend Paper CompanyLindsay Goldbergenvironmental violation2021WA-ENV$7,500
North Pacific Paper Company LLCOne Rock Capital Partnersenvironmental violation2022WA-ENV$68,000
Port Townsend Paper Corp.Lindsay Goldbergenvironmental violation2022WA-ENV$27,000
Port Townsend Paper CorporationLindsay Goldbergenvironmental violation2022WA-ENV$56,250
Baskin RobbinsRoark Capitalwage and hour violation2017WA-DLI$7,200
Baskin RobbinsRoark Capitalwage and hour violation2017WA-DLI$5,100
Insight Global, LLCAres Managementwage and hour violation2020WA-DLI$9,283
Qdoba Mexican GrillApollo Global Managementwage and hour violation2023WA-DLI$5,250
Qdoba Mexican GrillApollo Global Managementwage and hour violation2023WA-DLI$5,250
Qdoba Mexican GrillApollo Global Managementwage and hour violation2023WA-DLI$5,250
Qdoba Mexican GrillApollo Global Managementwage and hour violation2023WA-DLI$5,250
Sonic Drive InRoark Capitalwage and hour violation2022WA-DLI$19,400
Baskin RobbinsRoark Capitalwage and hour violation2022WA-DLI$16,500
Baskin RobbinsRoark Capitalwage and hour violation2022WA-DLI$16,500
Baskin RobbinsRoark Capitalwage and hour violation2022WA-DLI$16,500
Qdoba Mexican Grill #2034Apollo Global Managementwage and hour violation2022WA-DLI$5,300
Qdoba Mexican Grill #2034Apollo Global Managementwage and hour violation2022WA-DLI$5,300
Buffalo Wild WingsRoark Capitalwage and hour violation2022WA-DLI$24,350
Buffalo Wild WingsRoark Capitalwage and hour violation2022WA-DLI$24,350
Buffalo Wild WingsRoark Capitalwage and hour violation2022WA-DLI$24,350
Arby's Roast Beef RestaurantRoark Capitalwage and hour violation2022WA-DLI$37,150
Arby's Roast Beef RestaurantRoark Capitalwage and hour violation2022WA-DLI$37,150
Arby'sRoark Capitalwage and hour violation2022WA-DLI$36,450
Arby'sRoark Capitalwage and hour violation2022WA-DLI$36,450
Qdoba Mexican GrillApollo Global Managementwage and hour violation2021WA-DLI$7,100
Qdoba Mexican GrillApollo Global Managementwage and hour violation2021WA-DLI$7,100
Baskin Robbins Ice Cream #1313Roark Capitalwage and hour violation2021WA-DLI$9,100
Baskin Robbins Ice Cream #1313Roark Capitalwage and hour violation2021WA-DLI$9,100
Baskin Robbins Ice Cream #1313Roark Capitalwage and hour violation2021WA-DLI$9,100
Motel 6Blackstoneprivacy violation2019WA-AG$12,000,000
TruGreen, L.P.Clayton Dubilier & Riceconsumer protection violation2007WA-AG$133,000
Securities America, Inc.Reverence Capital Partnersinvestor protection violation2021VA-SEC$25,000
2-10 HOME BUYERS WARRANTY OF VIRGINIA INCGenstar Capitalinsurance violation2002VA-INS$12,000
FORETHOUGHT LIFE INSURANCE CO.KKR & Co.insurance violation2005VA-INS$9,500
MASCO Cabinetry LLCPlatinum Equityenvironmental violation2020VA-ENV$15,169
TransMontaigne Operating Company L.P.ArcLight Capital Partnersenvironmental violation2019VA-ENV$20,119
Solenis LLCPlatinum Equityenvironmental violation2017VA-ENV$10,039
Carry-On Trailer, Inc.Bain Capitalenvironmental violation2016VA-ENV$52,463
TransMontaigne Operating Company L.P.ArcLight Capital Partnersenvironmental violation2016VA-ENV$6,299
Hilex Poly Co. LLCCarlyle Groupenvironmental violation2016VA-ENV$9,707
Carry-On Trailer, Inc.Bain Capitalenvironmental violation2016VA-ENV$12,250
MW Manufacturers Inc.Clayton Dubilier & Riceenvironmental violation2015VA-ENV$7,800
MW Manufacturers Inc.Clayton Dubilier & Riceenvironmental violation2013VA-ENV$18,973
Federal-Mogul Corp.Apollo Global Managementenvironmental violation2013VA-ENV$11,600
Federal-Mogul Corp.Apollo Global Managementenvironmental violation2011VA-ENV$21,433
TransMontaigne Operating Company L.P.ArcLight Capital Partnersenvironmental violation2011VA-ENV$114,385
Federal-Mogul Corp.Apollo Global Managementenvironmental violation2011VA-ENV$9,555
MW Manufacturers Inc.Clayton Dubilier & Riceenvironmental violation2010VA-ENV$7,142
Carry-On Trailer, Inc.Bain Capitalenvironmental violation2010VA-ENV$13,500
Cabinetworks Group Michigan LLCPlatinum Equityenvironmental violation2022VA-ENV$27,797
Cytozyme Laboratories, Inc.AEA Investorsenvironmental violation2021UT-SLCDA$2,000,000
Forethought Life Insurance CompanyKKR & Co.insurance violation2022UT-INS$6,000
Boasso America Inc.KKR & Co.hazardous waste violation2017USAO$500,000
Southern Tennessee Medical Center LLCApollo Global ManagementFalse Claims Act and related2016USAO$2,481,856
PharmericaKKR & Co.False Claims Act and related2015USAO$2,500,000
21st Century Oncology LLCKKR & Co.False Claims Act and related2015USAO$19,750,000
Iowa Hospice LLCApollo Global ManagementFalse Claims Act and related2015USAO$1,088,244
Sterigenics International LLCWarburg PincusControlled Substances Act violation2015USAO$450,000
PharMerica CorporationKKR & Co.Controlled Substances Act violation2014USAO$213,283
Mercury Ambulance Service, Inc. d/b/a Rural/MetroKKR & Co.Controlled Substances Act violation2013USAO$40,000
Rural/Metro CorporationKKR & Co.False Claims Act and related2012USAO$5,400,000
Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro AmbulanceKKR & Co.False Claims Act and related2012USAO$5,426,000
Gentiva Health Services Inc.Apollo Global ManagementFalse Claims Act and related2011USAO$12,500,000
American Medical Response Inc.KKR & Co.False Claims Act and related2011USAO$2,700,000
Exactech Inc.TPG Capitalkickbacks and bribery2010USAO$2,990,000
Grede L.L.C.Gamut Capitalenvironmental violation2018USAO$200,000
ACETO CorporationNew Mountain CapitalControlled Substances Act violation2018USAO$120,000
Livingston Regional Hospital, LLCApollo Global ManagementFalse Claims Act and related2018USAO$784,000
LifeScan Inc.Platinum Equitydrug or medical equipment safety violation2000USAO$60,000,000
ManTech Advanced Systems International, Inc.Carlyle GroupFalse Claims Act and related2019USAO$750,000
Vaughan Regional Medical Center et al.Apollo Global ManagementFalse Claims Act and related2019USAO$1,450,000
Air Methods CorporationAmerican Securities LLCaviation safety violation2020USAO$825,000
Apria Healthcare Group, Inc.BlackstoneFalse Claims Act and related2020USAO$40,500,000
Rural/Metro CorporationKKR & Co.False Claims Act and related2021USAO$650,000
American Medical Response of Connecticut Inc.KKR & Co.False Claims Act and related2022USAO$601,759
RGIS LLCBlackstoneControlled Substances Act violation2022USAO$158,760
Massage Envy Franchising, LLCRoark CapitalAmericans with Disabilities Act2023USAO$10,000
Air Methods CorporationAmerican Securities LLCFalse Claims Act and related2023USAO$1,050,873
Oregon Tool, Inc.Platinum Equityanti-money-laundering deficiencies2023USAO$1,700,000
Woodbury Financial Services Inc.Reverence Capital Partnersinvestor protection violation2004TX-SEC$12,500
Blackbeard Operating, LLCNGP Energy Capitalenvironmental violation2018TX-RRC$9,688
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.