Hasa, Inc. | Wind Point Partners | water pollution violation | 2023 | TX-ENV | $153,000 |
Foremark Performance Chemicals, Inc. | SK Capital Partners | water pollution violation | 2022 | TX-ENV | $5,200 |
ResCare Inc. | KKR & Co. | False Claims Act and related | 2005 | TX-AG | $2,150,000 |
Crothall Laundry Services, Inc. | H.I.G. Capital | water pollution violation | 2020 | TN-ENV | $46,839 |
Crothall Laundry Services, Inc. | H.I.G. Capital | air pollution violation | 2018 | TN-ENV | $8,049 |
SI Group, Inc. | SK Capital Partners | environmental violation | 2017 | TN-ENV | $7,390 |
Carlex Glass America, LLC | Atlas Holdings | water pollution violation | 2017 | TN-ENV | $140,657 |
Carlex Glass America, LLC | Atlas Holdings | environmental violation | 2017 | TN-ENV | $17,000 |
Marelli Tennessee USA LLC | KKR & Co. | air pollution violation | 2016 | TN-ENV | $73,500 |
Marelli Tennessee USA LLC | KKR & Co. | air pollution violation | 2014 | TN-ENV | $11,400 |
Arconic Tennessee LLC | Apollo Global Management | air pollution violation | 2014 | TN-ENV | $6,500 |
Univar USA Inc. fka DPC Enterprises, LP | Apollo Global Management | environmental violation | 2014 | TN-ENV | $18,087 |
Marelli North America | KKR & Co. | air pollution violation | 2014 | TN-ENV | $38,700 |
Carlex Glass America, LLC | Atlas Holdings | water pollution violation | 2013 | TN-ENV | $32,250 |
The Carlstar Group | American Industrial Partners | air pollution violation | 2013 | TN-ENV | $12,218 |
Arby's | Roark Capital | water pollution violation | 2013 | TN-ENV | $5,534 |
The Carlstar Group, LLC | American Industrial Partners | air pollution violation | 2013 | TN-ENV | $13,500 |
Arconic Tennessee LLC | Apollo Global Management | air pollution violation | 2011 | TN-ENV | $8,000 |
Univar USA Inc. fka DPC Enterprises, LP | Apollo Global Management | environmental violation | 2011 | TN-ENV | $21,762 |
KIK Custom Products | Centerbridge Partners | environmental violation | 2010 | TN-ENV | $8,788 |
The Carlstar Group, LLC | American Industrial Partners | air pollution violation | 2010 | TN-ENV | $13,500 |
Arconic Tennessee LLC | Apollo Global Management | air pollution violation | 2009 | TN-ENV | $20,000 |
SI Group Inc. | SK Capital Partners | environmental violation | 2023 | TN-ENV | $136,160 |
Kindred Healthcare, Inc | Apollo Global Management | False Claims Act and related | 2009 | TN-AG | $1,307,752 |
Blackstone Group | Blackstone | investor protection violation | 2015 | SEC | $39,000,000 |
Kohlberg Kravis Roberts & Co. | KKR & Co. | investor protection violation | 2015 | SEC | $30,000,000 |
Analogic Corp. | Altaris Capital Partners | Foreign Corrupt Practices Act | 2016 | SEC | $11,470,000 |
Royal Alliance Associates, SagePoint Financial and FSC Securities Corporation | Reverence Capital Partners | investor protection violation | 2016 | SEC | $9,500,000 |
JDA Software Group Inc. | New Mountain Capital | accounting fraud or deficiencies | 2014 | SEC | $750,000 |
Apollo Global Management | Apollo Global Management | investor protection violation | 2016 | SEC | $52,700,000 |
VeriFone Holdings, Inc. | Francisco Partners | accounting fraud or deficiencies | 2009 | SEC | $25,000 |
Akzo Nobel N.V. | Carlyle Group | Foreign Corrupt Practices Act | 2007 | SEC | $2,981,513 |
McAfee, Inc. | Advent International | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
TPG Capital | TPG Capital | investor protection violation | 2001 | SEC | $50,000 |
America Online, Inc. | Apollo Global Management | accounting fraud or deficiencies | 2000 | SEC | $3,500,000 |
TPG Capital Advisors, LLC | TPG Capital | investor protection violation | 2017 | SEC | $12,487,620 |
Platinum Equity Advisors, LLC | Platinum Equity | investor protection violation | 2017 | SEC | $3,402,132 |
KMS Financial Services, Inc. | Reverence Capital Partners | investor protection violation | 2017 | SEC | $552,086 |
Ladenburg Thalmann Asset Management Inc. | Reverence Capital Partners | investor protection violation | 2016 | SEC | $200,000 |
Securities America Advisors Inc. | Reverence Capital Partners | investor protection violation | 2018 | SEC | $5,828,448 |
Institutional Shareholder Services Inc. | Genstar Capital | investor protection violation | 2013 | SEC | $300,000 |
EnCap Investments L.P. | Encap Investments | investor protection violation | 2018 | SEC | $500,000 |
Ingram Micro Inc. | Platinum Equity | investor protection violation | 2009 | SEC | $15,000,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2009 | SEC | $500,001 |
Woodbury Financial Services, Inc. | Reverence Capital Partners | investor protection violation | 2009 | SEC | $65,000 |
Woodbury Financial Services, Inc. | Reverence Capital Partners | investor protection violation | 2019 | SEC | $1,171,028 |
ADT Inc. | Apollo Global Management | investor protection violation | 2018 | SEC | $100,000 |
Ares Management LLC | Ares Management | investor protection violation | 2020 | SEC | $1,000,000 |
Monomoy Capital Management, L.P. | Monomoy Capital Partners | investor protection violation | 2020 | SEC | $1,926,579 |
AmTrust Financial Services Inc. | Stone Point Capital | investor protection violation | 2020 | SEC | $10,300,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | investor protection violation | 2020 | SEC | $502,400 |
Securities America Advisors, Inc. | Reverence Capital Partners | investor protection violation | 2020 | SEC | $603,776 |
KMS Financial Services Inc. | Reverence Capital Partners | investor protection violation | 2021 | SEC | $200,000 |
KMS Financial Services, Inc. | Reverence Capital Partners | investor protection violation | 2021 | SEC | $200,000 |
Securities America Advisors, Inc. | Reverence Capital Partners | investor protection violation | 2021 | SEC | $1,750,000 |
Energy Capital Partners Management LP | Energy Capital Partners | investor protection violation | 2022 | SEC | $1,000,000 |
Woodbury Financial Services, Inc. | Reverence Capital Partners | investor protection violation | 2023 | SEC | $100,000 |
SagePoint Financial, Inc. | Reverence Capital Partners | investor protection violation | 2023 | SEC | $100,000 |
Accordia Life and Annuity Company | KKR & Co. | insurance violation | 2019 | SD-INS | $120,000 |
SagePoint Financial Inc. | Reverence Capital Partners | investor protection violation | 2017 | SC-SEC | $40,000 |
Liberty Life Insurance Company | Apollo Global Management | insurance violation | 2001 | SC-INS | $10,000 |
INTERTAPE POLYMER CORP DBA INTERTAPE POLYMER GROUP | Clearlake Capital | air pollution violation | 2009 | SC-ENV | $8,000 |
FEDERAL-MOGUL CORP | Apollo Global Management | air pollution violation | 2009 | SC-ENV | $6,500 |
SI Group, Inc. | SK Capital Partners | air pollution violation | 2019 | SC-ENV | $15,000 |
Fort Dearborn Company | Clayton Dubilier & Rice | hazardous waste violation | 2019 | SC-ENV | $7,200 |
Shutterfly, Inc. | Apollo Global Management | hazardous waste violation | 2017 | SC-ENV | $8,340 |
Atotech USA, LLC | Carlyle Group | hazardous waste violation | 2017 | SC-ENV | $15,000 |
Sequa Corporation, d.b.a. Precoat Metals | Carlyle Group | air pollution violation | 2017 | SC-ENV | $19,000 |
Shutterfly, Inc. | Apollo Global Management | air pollution violation | 2016 | SC-ENV | $25,000 |
Pioneer Metal Finishing, LLC | Aterian Investment Partners | hazardous waste violation | 2016 | SC-ENV | $14,000 |
Circor Instrumentation Technologies, Inc. | KKR & Co. | hazardous waste violation | 2015 | SC-ENV | $25,000 |
SI Group, Inc. | SK Capital Partners | environmental violation | 2021 | SC-ENV | $5,600 |
Univar Solutions USA, Inc. | Apollo Global Management | environmental violation | 2021 | SC-ENV | $12,000 |
Apex Tool Group, LLC | Bain Capital | environmental violation | 2022 | SC-ENV | $15,000 |
Plasman SC Inc. | MiddleGround Capital | environmental violation | 2022 | SC-ENV | $7,500 |
Fort Dearborn Company | Clayton Dubilier & Rice | environmental violation | 2023 | SC-ENV | $7,000 |
CCL Custom Manufacturing, Inc. | Centerbridge Partners | environmental violation | 2003 | RI-ENV | $17,200 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | pipeline safety violation | 2012 | PHMSA | $577,067 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | pipeline safety violation | 2012 | PHMSA | $312,670 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | pipeline safety violation | 2013 | PHMSA | $67,400 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | pipeline safety violation | 2012 | PHMSA | $56,163 |
CPN PIPELINE COMPANY | Energy Capital Partners | pipeline safety violation | 2009 | PHMSA | $17,500 |
TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | pipeline safety violation | 2009 | PHMSA | $39,000 |
TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | pipeline safety violation | 2004 | PHMSA | $81,250 |
TALLGRASS PONY EXPRESS PIPELINE LLC | Blackstone | pipeline safety violation | 2016 | PHMSA | $14,700 |
IMTT-PIPELINE | Riverstone Holdings | pipeline safety violation | 2018 | PHMSA | $19,600 |
IMTT-BAYONNE | Riverstone Holdings | pipeline safety violation | 2018 | PHMSA | $144,000 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | pipeline safety violation | 2023 | PHMSA | $29,700 |
IMTT-Bayonne | Riverstone Holdings | pipeline safety violation | 2024 | PHMSA | $541,600 |
UNIVAR SOLUTIONS USA INC | Apollo Global Management | environmental violation | 2013 | PA-ENV | $6,477 |
UNIVAR SOLUTIONS USA INC | Apollo Global Management | environmental violation | 2013 | PA-ENV | $7,836 |
UNIVAR SOLUTIONS USA INC | Apollo Global Management | environmental violation | 2013 | PA-ENV | $6,630 |
GEO SPECIALTY CHEM TRIMET DIV | Arsenal Capital Partners | environmental violation | 2006 | PA-ENV | $10,090 |
GEO SPECIALTY CHEM INC | Arsenal Capital Partners | environmental violation | 2008 | PA-ENV | $5,500 |
COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | environmental violation | 2000 | PA-ENV | $10,600 |
COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | environmental violation | 2016 | PA-ENV | $6,763 |
COVANTA PLYMOUTH RENEWABLE ENERGY LLC | EQT AB | environmental violation | 2000 | PA-ENV | $6,400 |
COVANTA METALS MKT LLC | EQT AB | environmental violation | 2018 | PA-ENV | $5,250 |
COVANTA DELAWARE VALLEY LP | EQT AB | environmental violation | 2000 | PA-ENV | $59,502 |
COLUMBIA LIGHTING | American Industrial Partners | environmental violation | 2002 | PA-ENV | $9,000 |
C&D TECH INC | KPS Capital Partners | environmental violation | 2018 | PA-ENV | $6,000 |