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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000$3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUSApollo Global Managementnursing home violation2016CMS$13,252
KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOODApollo Global Managementnursing home violation2017CMS$16,058
KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUSApollo Global Managementnursing home violation2017CMS$16,585
KINDRED NURSING AND REHABILITATION - MEDICAL HILLApollo Global Managementnursing home violation2017CMS$17,843
KINDRED NURSING AND REHABILITATION - MEDICAL HILLApollo Global Managementnursing home violation2017CMS$25,620
KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOODApollo Global Managementnursing home violation2017CMS$33,215
KINDRED TRANSITIONAL CARE & REHABILITATION-AVERYApollo Global Managementnursing home violation2015CMS$45,500
KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOODApollo Global Managementnursing home violation2016CMS$117,534
KINDRED TRANSITIONAL CARE & REHABILITATION-AVERYApollo Global Managementnursing home violation2016CMS$118,333
Michaels Stores Inc.Apollo Global Managementproduct safety violation2018DOJ_CIVIL$1,500,000
UNIVAR USA INC.Apollo Global Managementrailroad safety violation2017FRA$5,000
UNIVAR USA INC.Apollo Global Managementrailroad safety violation2017FRA$5,000
WALKER MANUFACTURINGApollo Global Managementaviation safety violation2014FAA$19,400
Chuck E CheeseApollo Global Managementwage and hour violation2000CA-LCO$43,000
KINDRED GUARDIAN SERVICES, INC.Apollo Global Managementwage and hour violation2014IL-DOL$52,495
ADT SecurityApollo Global Managementwage and hour violation2011PA-DLI$6,358
Kindred HealthcareApollo Global Managementwage and hour violation2018private lawsuit-federal$12,000,000
ADT LLCApollo Global Managementwage and hour violation2017private lawsuit-federal$310,000
ADT LLCApollo Global Managementwage and hour violation2017private lawsuit-federal$1,060,000
CEC EntertainmentApollo Global Managementwage and hour violation2016private lawsuit-federal$2,500,000
Kindred HealthcareApollo Global Managementwage and hour violation2016private lawsuit-state$2,465,000
C.E.C. Entertainment dba Chuck E. Cheese'sApollo Global Managementwage and hour violation2016private lawsuit-federal$290,000
ADT LLCApollo Global Managementwage and hour violation2016private lawsuit-federal$2,700,000
Kindred HealthcareApollo Global Managementwage and hour violation2015private lawsuit-federal$16,500,000
Kindred HealthcareApollo Global Managementwage and hour violation2014private lawsuit-federal$700,000
Aaron Brothers Inc. and Michaels StoresApollo Global Managementwage and hour violation2014private lawsuit-federal$800,000
Gentiva HealthApollo Global Managementwage and hour violation2013private lawsuit-federal$5,000,000
Michaels StoresApollo Global Managementwage and hour violation2013private lawsuit-federal$2,000,000
ADT Security ServicesApollo Global Managementwage and hour violation2011private lawsuit-federal$1,475,000
Michaels StoresApollo Global Managementwage and hour violation2007private lawsuit-federal$4,300,000
CEC EntertainmentApollo Global Managementwage and hour violation2004private lawsuit-state$4,240,000
Livingston Regional Hospital, LLCApollo Global ManagementFalse Claims Act and related2018USAO$784,000
Alcoa Inc. (now Arconic)Apollo Global Managementemployment discrimination2003private lawsuit-federal$2,482,000
Federal-Mogul CorporationApollo Global Managementbenefit plan administrator violation2007private lawsuit-federal$12,000,000
Nexeo Solutions CompanyApollo Global Managementrailroad safety violation2018FRA$5,000
ADT Inc.Apollo Global Managementinvestor protection violation2018SEC$100,000
CEC Entertainment, Inc.Apollo Global Managementemployment screening violation2016private lawsuit-federal$1,750,500
Univar USA Inc.Apollo Global Managementtrade violations2019DOJ_CIVIL$62,500,000
ADT Security Services, Inc.Apollo Global Managementconsumer protection violation2002NY-AG$750,000
ADT Security Systems Inc. et al.Apollo Global Managementprivacy violation2003MO-AG$275,000
America OnlineApollo Global Managementconsumer protection violation2007MULTI-AG$3,000,000
America OnlineApollo Global Managementconsumer protection violation2005NY-AG$1,250,000
America Online, Inc.Apollo Global Managementconsumer protection violation2005OH-AG$75,000
AmerUs Life Insurance Co. and American Investors Life Insurance Co.Apollo Global Managementinvestor protection violation2008MN-AG$375,000
AOLApollo Global Managementaccounting fraud or deficiencies2006AK-AG$25,000,000
Aviva Life & Annuity CompanyApollo Global Managementinsurance violation2013MULTI-AG$4,000,000
Kindred Healthcare, IncApollo Global ManagementFalse Claims Act and related2009TN-AG$1,307,752
Kindred Nursing Centers L.P.Apollo Global Managementnursing home violation2004KY-AG$3,684,605
Michaels Stores, Inc.Apollo Global Managementconsumer protection violation2011NY-AG$1,800,000
Qdoba Restaurant CorporationApollo Global Managementwage and hour violation2019MA-AG$409,400
Shutterfly, Inc.Apollo Global Managementconsumer protection violation2010NY-AG$952,200
Yahoo Inc.Apollo Global Managementconsumer protection violation2003NY-AG$75,000
Yahoo!Apollo Global Managementprivacy violation2005NY-AG$175,000
Vaughan Regional Medical Center et al.Apollo Global ManagementFalse Claims Act and related2019USAO$1,450,000
RCHP-Sierra Vista, IncApollo Global Managementwage and hour violation2019WHD$21,397
Novolex, Inc.Apollo Global Managementwage and hour violation2017WHD$18,597
ADT Security ServicesApollo Global Managementlabor relations violation2020NLRB$14,980
Federal-Mogul CorporationApollo Global Managementlabor relations violation2017NLRB$12,073
Aviva Life and Annuity Co.Apollo Global Managementinsurance violation2011CO-INS$25,300
Kindred Healthcare, Inc.Apollo Global Managementinsurance violation2010IN-INS$200,000
AmerUS Life Insurance Co.Apollo Global Managementinsurance violation2007MN-FIN$250,000
Athene Annuity and Life Co.Apollo Global Managementinsurance violation2019MO-INS$5,000
Athene Life Insurance Company of New YorkApollo Global Managementinsurance violation2016NY-DFS$142,193
Athene Life Insurance Company of New YorkApollo Global Managementinsurance violation2018NY-DFS$15,000,000
Athene Holding Ltd.Apollo Global Managementinsurance violation2020NY-DFS$45,000,000
Liberty Life Insurance CompanyApollo Global Managementinsurance violation2001SC-INS$10,000
Athene Annuity & Life Assurance Company Of New YorkApollo Global Managementinsurance violation2011WA-INS$5,000
Athene Annuity And Life CompanyApollo Global Managementinsurance violation2018WA-INS$10,000
Liberty Life Insurance Company of Greenville, S.C.Apollo Global Managementinsurance violation2005MULTI-FIN$3,075,950
ADT, LLCApollo Global Managementprivacy violation2018private lawsuit-federal$16,000,000
Athene Annuity and Life CompanyApollo Global Managementinsurance violation2021TX-INS$400,000
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2013PA-ENV$6,477
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2013PA-ENV$7,836
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2013PA-ENV$6,630
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2019PA-ENV$24,000
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2017PA-ENV$65,000
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2016PA-ENV$7,350
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2016PA-ENV$13,500
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2013PA-ENV$37,165
KINDRED HOSP PITTSBURGH - NORTH SHOREApollo Global Managementenvironmental violation2011PA-ENV$20,250
Nexeo Solutions, LLCApollo Global Managementhazardous waste violation2012AL-ENV$5,500
Univar USA, Inc.Apollo Global Managementpesticide violation2013CA-DPR$66,353
Univar Solutions USA IncApollo Global Managementhazardous waste violation2016CO-DPHE$8,190
Gentiva Health Services dba Kindred at HomeApollo Global Managementemployment discrimination2021EEOC$160,000
VAN WATERS & ROGERS, INC.Apollo Global Managementhazardous waste violation2001FL-DEP$7,900
Arconic IncApollo Global Managementenvironmental violation2018IA-ENV$5,000
FEDERAL MOGULApollo Global Managementenvironmental violation2008IL-ENV$49,127
Federal-Mogul CorporationApollo Global Managementair pollution violation2005IL-ENV$10,000
ARCONIC LAFAYETTE OPERATONSApollo Global Managementhazardous waste violation2020IN-ENV$5,000
ALCOA INCApollo Global Managementair pollution violation2019IN-ENV$28,750
THE PULLMAN COApollo Global Managementair pollution violation2019IN-ENV$10,200
ALCOA INCApollo Global Managementair pollution violation2015IN-ENV$6,250
THE PULLMAN COApollo Global Managementair pollution violation2014IN-ENV$10,200
ALCOA INCApollo Global Managementair pollution violation2013IN-ENV$6,200
UNIVAR USAApollo Global Managementwater pollution violation2008IN-ENV$5,250
ALCOA INCApollo Global Managementair pollution violation2007IN-ENV$7,000
FEDERAL MOGUL CORPApollo Global Managementhazardous waste violation2001IN-ENV$12,600
FEDERAL MOGUL CORPApollo Global Managementair pollution violation2010KY-ENV$5,000
UNIVAR USA, INCApollo Global Managementenvironmental violation2003KY-ENV$8,750
Nexeo Solutions, LLCApollo Global Managementenvironmental violation2019LA-ENV$40,000
UNIVAR SOLUTIONS USA INCApollo Global Managementenvironmental violation2009MA-ENV$6,250
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.