BANK OF AMERICA CORPORATION | Bank of America | financial services | banking violation | 2015 | FED | $205,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2013 | FED | $200,000,000 |
JPMorgan & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2013 | SEC | $200,000,000 |
UBS AG | UBS | financial services | tax violations | 2009 | SEC | $200,000,000 |
Credit Suisse First Boston LLC | UBS | financial services | investor protection violation | 2003 | SEC | $200,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Bank of America | financial services | investor protection violation | 2003 | SEC | $200,000,000 |
Credit Suisse First Boston Corp. | UBS | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $200,000,000 |
WellCare Health Plans Inc. | Centene | healthcare services | investor protection violation | 2010 | MULTI-AG | $200,000,000 |
Deutsche Bank | Deutsche Bank | financial services | economic sanction violation | 2015 | NY-DFS | $200,000,000 |
General Electric Co. | General Electric | diversified | accounting fraud or deficiencies | 2020 | SEC | $200,000,000 |
Boeing Company | Boeing | aerospace and military contracting | investor protection violation | 2022 | SEC | $200,000,000 |
Credit Suisse Group AG | UBS | financial services | investor protection violation | 2014 | SEC | $196,000,000 |
Mizrahi-Tefahot Bank Ltd. | | | tax violations | 2019 | USAO | $195,000,000 |
HSBC Private Bank (Suisse) SA | HSBC | financial services | tax violations | 2019 | USAO | $192,350,000 |
Computer Sciences Corporation | DXC Technology | information technology | accounting fraud or deficiencies | 2015 | SEC | $190,000,000 |
Radical Bunny, L.L.C. | | | investor protection violation | 2013 | AZ-CC | $189,800,867 |
HSBC Holdings plc | HSBC | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
Union Bancaire Privee | Union Bancaire Privee | financial services | tax violations | 2016 | DOJ_TAX | $187,000,000 |
Charles Schwab & Co., Inc. et al. | Charles Schwab Corp. | financial services | investor protection violation | 2022 | SEC | $187,000,000 |
CKB168 Holdings Ltd. Et al. | | | investor protection violation | 2022 | SEC | $182,624,545 |
Mega International Commercial Bank | | | anti-money-laundering deficiencies | 2016 | NY-DFS | $180,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-DFS | $180,000,000 |
Luckin Coffee Inc. | | | accounting fraud or deficiencies | 2020 | SEC | $180,000,000 |
Lloyds TSB Bank PLC | Lloyds Banking Group | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
HSBC Holdings | HSBC | financial services | banking violation | 2017 | FED | $175,000,000 |
Lloyds TSB Bank plc | Lloyds Banking Group | financial services | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
BlueCrest Capital Management Limited | | | investor protection violation | 2020 | SEC | $170,000,000 |
Wachovia Bank, National Association | Wells Fargo | financial services | banking violation | 2008 | OCC | $168,900,000 |
Bank of New York Mellon | Bank of New York Mellon | financial services | banking violation | 2015 | NY-AG | $167,500,000 |
Societe Generale | Societe Generale | financial services | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
Broadcom Corp. | Broadcom | electrical and electronic equipment | investor protection violation | 2009 | NM-AG | $160,500,000 |
Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | financial services | economic sanction violation | 2015 | USAO | $156,000,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | financial services | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | financial services | banking violation | 2020 | FED | $154,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | financial services | investor protection violation | 2024 | USAO | $153,431,223 |
Clearstream Banking SA | Deutsche Borse | financial services | economic sanction violation | 2014 | OFAC | $152,000,000 |
Bank of America | Bank of America | financial services | investor protection violation | 2010 | SEC | $150,000,000 |
Bristol-Myers Squibb Company | Bristol-Myers Squibb | pharmaceuticals | accounting fraud or deficiencies | 2004 | SEC | $150,000,000 |
JPMorgan Chase | JPMorgan Chase | financial services | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
Morgan Stanley | Morgan Stanley | financial services | investor protection violation | 2019 | CA-AG | $150,000,000 |
Citigroup Global Markets Inc. | Citigroup | financial services | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,000,000 |
Deutsche Bank AG and Deutsche Bank Trust Co. America | Deutsche Bank | financial services | banking violation | 2020 | NY-DFS | $150,000,000 |
Goldman Sachs Group | Goldman Sachs | financial services | investor protection violation | 2020 | NY-DFS | $150,000,000 |
Barclays plc | Barclays | financial services | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
Argent Asset Group LLC and First State Depository Company, LLC | | | investor protection violation | 2023 | CFTC | $145,700,000 |
Weatherford International | Weatherford International | oilfield services and supplies | accounting fraud or deficiencies | 2016 | SEC | $140,000,000 |
SCANA Corp. | Dominion Energy | utilities and power generation | investor protection violation | 2020 | SEC | $137,500,000 |
JPMorgan Chase Bank N.A. | JPMorgan Chase | financial services | investor protection violation | 2018 | SEC | $135,100,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2003 | SEC | $135,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000 |
Bank Leumi | Bank Leumi | financial services | tax violations | 2014 | NY-DFS | $130,000,000 |
Morgan Stanley & Co. Incorporated | Morgan Stanley | financial services | investor protection violation | 2003 | SEC | $125,000,000 |
MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
Morgan Stanley | Morgan Stanley | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
Nikola Corporation | Nikola Corporation | motor vehicles | investor protection violation | 2021 | SEC | $125,000,000 |
Bank of America NA | Bank of America | financial services | banking violation | 2022 | OCC | $125,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
BofA Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
Citigroup Global Markets Inc. | Citigroup | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
Credit Suisse Securities (USA) LLC | UBS | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
Goldman Sachs & Co. LLC | Goldman Sachs | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
UBS Securities LLC and UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
Wells Fargo Securities, LLC et al. | Wells Fargo | financial services | investor protection violation | 2023 | SEC | $125,000,000 |
Ernst & Young LLP | Ernst & Young | business services | tax violations | 2013 | USAO | $123,000,000 |
Banque Pictet et Cie SA | | | tax violations | 2023 | DOJ_TAX | $122,900,000 |
Royal Dutch Petroleum Company | Shell PLC | oil and gas | accounting fraud or deficiencies | 2004 | SEC | $120,000,000 |
Charles Schwab Investment Management and Charles Schwab & Co., Inc. | Charles Schwab Corp. | financial services | investor protection violation | 2011 | SEC | $118,000,000 |
UBS | UBS | financial services | investor protection violation | 2010 | MI-AG | $117,000,000 |
CompuCredit Corporation | Atlanticus Holdings | financial services | banking violation | 2008 | FDIC | $116,400,000 |
PNC ICLC Corp. | PNC Financial Services | financial services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
U.S. Pension Trust Corp. and U.S. College Trust Corp. | U.S. Pension Trust Corp. | financial services | investor protection violation | 2010 | SEC | $112,600,000 |
Enron Corp. | | | accounting fraud or deficiencies | 2005 | CT-AG | $111,200,000 |
BTC-E a/k/a Canton Business Corporation | | | anti-money-laundering deficiencies | 2017 | FINCEN | $110,003,314 |
Wachovia Bank | Wells Fargo | financial services | anti-money-laundering deficiencies | 2010 | FINCEN | $110,000,000 |
Goldman, Sachs & Co. | Goldman Sachs | financial services | investor protection violation | 2003 | SEC | $110,000,000 |
Goldman Sachs | Goldman Sachs | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $110,000,000 |
Ernst & Young | Ernst & Young | business services | accounting fraud or deficiencies | 2009 | MI-AG | $109,000,000 |
ConvergEx Group | Toronto-Dominion Bank | financial services | investor protection violation | 2013 | SEC | $107,424,429 |
Highrise Advantage, LLC. | | | investor protection violation | 2023 | CFTC | $102,234,376 |
Lebanese Canadian Bank | | | anti-money-laundering deficiencies | 2013 | USAO | $102,000,000 |
Chevron Oil Co. | Chevron | oil and gas | tax violations | 2004 | LA-AG | $102,000,000 |
Citigroup, Inc. | Citigroup | financial services | accounting fraud or deficiencies | 2003 | SEC | $101,000,000 |
Credit Suisse AG | UBS | financial services | banking violation | 2014 | FED | $100,000,000 |
MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
Dell Inc. | Dell Technologies | electrical and electronic equipment | accounting fraud or deficiencies | 2010 | SEC | $100,000,000 |
HealthSouth Corporation | Encompass Health | healthcare services | accounting fraud or deficiencies | 2005 | SEC | $100,000,000 |
Facebook Inc. | Meta Platforms Inc. | information technology | investor protection violation | 2019 | SEC | $100,000,000 |
MCI | Verizon Communications | telecommunications | tax violations | 2005 | MS-AG | $100,000,000 |
Merrill Lynch | Bank of America | financial services | investor protection violation | 2002 | NY-AG | $100,000,000 |
Merrill Lynch & Co. Inc. | Bank of America | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
HDR Global Trading Limited et al. | | | anti-money-laundering deficiencies | 2021 | FINCEN | $100,000,000 |
Mashreqbank, PSC | | | economic sanction violation | 2021 | NY-DFS | $100,000,000 |
Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2022 | SEC | $100,000,000 |
Coinbase Inc. | Coinbase Global Inc. | financial services | anti-money-laundering deficiencies | 2023 | NY-DFS | $100,000,000 |
Bank Lombard Odier & Co Ltd | | | tax violations | 2015 | DOJ_TAX | $99,809,000 |
Credit Agricole (Suisse) SA | Credit Agricole | financial services | tax violations | 2015 | DOJ_TAX | $99,211,000 |
Zurcher Kantonalbank | | | tax violations | 2018 | USAO | $98,500,000 |