Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $32,000,000 |
| UBS Group AG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| UBS Securities LLC | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Visa U.S.A. Inc. | Visa | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $4,100,000,000 |
| Visa USA | Visa | financial services | price-fixing or anti-competitive practices | 2009 | private lawsuit-federal | $100,000,000 |
| Visa USA | Visa | financial services | price-fixing or anti-competitive practices | 2004 | private lawsuit-federal | $2,025,000,000 |
| Wells Fargo | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $35,000,000 |
| Wells Fargo & Company | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $20,820,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
| Westpac Banking Corporation | Westpac Banking | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $25,000,000 |
| Willis Group Holdings Ltd. | Willis Towers Watson | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| Robinhood Financial LLC | Robinhood Markets | financial services | privacy violation | 2023 | private lawsuit-federal | $20,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $17,750,000 |
| TP ICAP PLC | TP ICAP PLC | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $2,375,000 |
| Transamerica Life Insurance Company | Aegon | financial services | consumer protection violation | 2019 | private lawsuit-federal | $195,000,000 |
| Allianz Life Insurance Company of North America | Allianz | financial services | consumer protection violation | 2015 | private lawsuit-federal | $251,000,000 |
| Allianz Life Insurance Company of North America | Allianz | financial services | consumer protection violation | 2011 | private lawsuit-federal | $68,000,000 |
| Allstate Fire and Casualty Insurance Co. | Allstate | financial services | consumer protection violation | 2021 | private lawsuit-federal | $10,092,600 |
| Allstate Insurance Co. | Allstate | financial services | consumer protection violation | 2012 | private lawsuit-federal | $2,727,555 |
| National General Insurance Company | Allstate | financial services | consumer protection violation | 2019 | private lawsuit-federal | $7,500,000 |
| Ally Financial Inc. | Ally Financial | financial services | consumer protection violation | 2018 | private lawsuit-federal | $19,717,222 |
| GMAC LLC | Ally Financial | financial services | consumer protection violation | 2014 | private lawsuit-federal | $6,250,000 |
| GMAC Mortgage LLC | Ally Financial | financial services | consumer protection violation | 2016 | private lawsuit-federal | $13,000,000 |
| American Express Bank FSB | American Express | financial services | consumer protection violation | 2016 | private lawsuit-federal | $4,000,000 |
| American Express Co. | American Express | financial services | consumer protection violation | 2012 | private lawsuit-federal | $49,500,000 |
| Associated Bank N.A. | Associated Banc-Corp | financial services | consumer protection violation | 2013 | private lawsuit-federal | $13,000,000 |
| Assurant Inc. | Assurant | financial services | consumer protection violation | 2017 | private lawsuit-federal | $3,350,000 |
| Assurant Inc. | Assurant | financial services | consumer protection violation | 2016 | private lawsuit-federal | $14,050,000 |
| Assurant Inc. | Assurant | financial services | consumer protection violation | 2015 | private lawsuit-federal | $900,000 |
| Assurant Inc. | Assurant | financial services | consumer protection violation | 2015 | private lawsuit-federal | $70,000,000 |
| Assurant Inc. | Assurant | financial services | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
| Assurant Inc. | Assurant | financial services | consumer protection violation | 2014 | private lawsuit-federal | $16,000,000 |
| Auto-Owners (Mutual) Insurance Company | Auto-Owners Insurance | financial services | consumer protection violation | 2022 | private lawsuit-federal | $8,880,000 |
| BBVA Compass | Banco Bilbao Vizcaya Argentaria | financial services | consumer protection violation | 2013 | private lawsuit-federal | $11,500,000 |
| Santander Consumer USA Inc. | Banco Santander | financial services | consumer protection violation | 2015 | private lawsuit-federal | $199,407,884 |
| Bank of America | Bank of America | financial services | consumer protection violation | 2013 | private lawsuit-federal | $20,000,000 |
| Bank of America et al. | Bank of America | financial services | consumer protection violation | 2020 | private lawsuit-federal | $252,500,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2022 | private lawsuit-federal | $1,200,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2022 | private lawsuit-federal | $75,000,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2021 | private lawsuit-federal | $5,950,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2020 | private lawsuit-federal | $35,000,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2020 | private lawsuit-federal | $4,950,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2018 | private lawsuit-federal | $1,266,600,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2018 | private lawsuit-federal | $41,920,374 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2017 | private lawsuit-federal | $29,000,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2016 | private lawsuit-federal | $3,000,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2014 | private lawsuit-federal | $228,000,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2014 | private lawsuit-federal | $31,000,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2014 | private lawsuit-federal | $8,250,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2013 | private lawsuit-federal | $100,000,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2013 | private lawsuit-federal | $19,610,000 |
| Bank of America N.A. | Bank of America | financial services | consumer protection violation | 2011 | private lawsuit-federal | $410,000,000 |
| Bank of America, N.A. | Bank of America | financial services | consumer protection violation | 2019 | private lawsuit-federal | $22,000,000 |
| Bank of America, N.A. | Bank of America | financial services | consumer protection violation | 2018 | private lawsuit-federal | $550,000 |
| Bank of America, N.A. | Bank of America | financial services | consumer protection violation | 2016 | private lawsuit-federal | $27,500,000 |
| Bank of America, N.A. | Bank of America | financial services | consumer protection violation | 2014 | private lawsuit-federal | $8,000,000 |
| Bank of America, N.A. | Bank of America | financial services | consumer protection violation | 2011 | private lawsuit-federal | $9,950,000 |
| Bank of America, N.A. (USA) | Bank of America | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,000,000 |
| Countrywide Financial Corporation | Bank of America | financial services | consumer protection violation | 2013 | private lawsuit-federal | $500,000,000 |
| Countrywide Financial Corporation | Bank of America | financial services | consumer protection violation | 2011 | private lawsuit-federal | $34,000,000 |
| MBNA Corp. | Bank of America | financial services | consumer protection violation | 2001 | private lawsuit-federal | $8,700,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | financial services | consumer protection violation | 2012 | private lawsuit-federal | $11,500,000 |
| Bank of Hawaii Corp. | Bank of Hawaii | financial services | consumer protection violation | 2012 | private lawsuit-state | $9,000,000 |
| Bank of the West | Bank of Montreal | financial services | consumer protection violation | 2012 | private lawsuit-federal | $18,000,000 |
| BMO Harris | Bank of Montreal | financial services | consumer protection violation | 2013 | private lawsuit-federal | $9,400,000 |
| BMO Harris | Bank of Montreal | financial services | consumer protection violation | 2013 | private lawsuit-federal | $4,000,000 |
| Bank of New York Mellon | Bank of New York Mellon | financial services | consumer protection violation | 2019 | private lawsuit-federal | $72,500,000 |
| BNY Mellon | Bank of New York Mellon | financial services | consumer protection violation | 2019 | private lawsuit-federal | $10,000,000 |
| BancorpSouth Bank | Cadence Bank | financial services | consumer protection violation | 2016 | private lawsuit-federal | $24,000,000 |
| Capital One Financial Corp. | Capital One Financial | financial services | consumer protection violation | 2019 | private lawsuit-federal | $900,000 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2021 | private lawsuit-federal | $13,000,000 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2015 | private lawsuit-federal | $7,334,000 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2015 | private lawsuit-federal | $31,767,200 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2014 | private lawsuit-federal | $20,350,000 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2014 | private lawsuit-federal | $3,062,400 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2013 | private lawsuit-federal | $10,000,000 |
| Capital One, N.A. | Capital One Financial | financial services | consumer protection violation | 2015 | private lawsuit-federal | $4,724,638 |
| CashCall Inc. and Delbert Service Corporation | CashCall Inc. | financial services | consumer protection violation | 2017 | private lawsuit-federal | $14,435,000 |
| Charles Schwab Corp. | Charles Schwab Corp. | financial services | consumer protection violation | 2011 | private lawsuit-federal | $235,000,000 |
| TD Ameritrade Holdings Corp. | Charles Schwab Corp. | financial services | consumer protection violation | 2022 | private lawsuit-federal | $2,325,000 |
| Citibank N.A. | Citigroup | financial services | consumer protection violation | 2014 | private lawsuit-federal | $110,000,000 |
| Citibank N.A. | Citigroup | financial services | consumer protection violation | 2013 | private lawsuit-federal | $2,320,000 |
| Citibank N.A. | Citigroup | financial services | consumer protection violation | 2013 | private lawsuit-federal | $7,500,000 |
| Citigroup Global Markets Inc. | Citigroup | financial services | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
| Citigroup Global Markets Inc. | Citigroup | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| Citigroup Inc. | Citigroup | financial services | consumer protection violation | 2016 | private lawsuit-federal | $13,500,000 |
| Citigroup Mortgage Loan Trust Inc. | Citigroup | financial services | consumer protection violation | 2012 | private lawsuit-federal | $24,975,000 |
| Citimortgage Inc. | Citigroup | financial services | consumer protection violation | 2015 | private lawsuit-federal | $2,200,000 |
| Citizens Financial | Citizens Financial Group | financial services | consumer protection violation | 2013 | private lawsuit-federal | $137,500,000 |
| Conseco Insurance Company | CNO Financial | financial services | consumer protection violation | 2011 | private lawsuit-federal | $3,000,000 |
| Comerica Bank | Comerica | financial services | consumer protection violation | 2014 | private lawsuit-federal | $14,580,000 |
| Credit Suisse | UBS | financial services | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | investor protection violation | 2012 | private lawsuit-federal | $32,500,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| Midland Funding LLC | Encore Capital Group | financial services | consumer protection violation | 2019 | private lawsuit-federal | $9,805,000 |
| First National Bank of Pennsylvania | F.N.B. Corporation | financial services | consumer protection violation | 2013 | private lawsuit-federal | $3,000,000 |
