Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| John Hancock Life Insurance Company | Manulife Financial | financial services | discriminatory practices (non-employment) | 2009 | private lawsuit-federal | $24,400,000 |
| Allstate Corporation | Allstate | financial services | discriminatory practices (non-employment) | 2007 | private lawsuit-federal | $11,720,000 |
| Liberty National Life Insurance Company | Globe Life Inc. | financial services | discriminatory practices (non-employment) | 2006 | private lawsuit-federal | $9,350,000 |
| Bank of America, NA | Bank of America | financial services | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $3,670,000 |
| Bank One, KY, N.A. | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
| U.S. Bancorp | U.S. Bancorp | financial services | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $2,495,000 |
| WFS Financial, Inc. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $4,550,000 |
| General Motors Acceptance Corp. | Ally Financial | financial services | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $9,600,000 |
| Cincinnati Life Insurance Company | Cincinnati Financial | financial services | discriminatory practices (non-employment) | 2004 | private lawsuit-state | $1,900,000 |
| Flagstar Bank | New York Community Bancorp | financial services | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $1,100,000 |
| American General Life Insurance | American International Group | financial services | discriminatory practices (non-employment) | 2000 | private lawsuit-federal | $214,000,000 |
| AmeriSave Mortgage Corporation | AmeriSave Mortgage | financial services | privacy violation | 2020 | private lawsuit-federal | $6,250,000 |
| Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $10,928,870 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2020 | private lawsuit-federal | $79,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $25,696,122 |
| U.S. Bank | U.S. Bancorp | financial services | privacy violation | 2019 | private lawsuit-federal | $2,670,336 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2017 | private lawsuit-federal | $30,446,022 |
| Capital One | Capital One Financial | financial services | privacy violation | 2015 | private lawsuit-federal | $73,000,000 |
| Bank of America Corporation | Bank of America | financial services | privacy violation | 2014 | private lawsuit-federal | $32,083,905 |
| Countrywide Financial Corp. | Bank of America | financial services | privacy violation | 2010 | private lawsuit-federal | $6,500,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | employment discrimination | 2021 | private lawsuit-federal | $18,700,000 |
| TIAA Bank, FSB | TIAA | financial services | wage and hour violation | 2020 | private lawsuit-federal | $3,500,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $75,000,000 |
| Towers Perrin | Willis Towers Watson | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $9,200,000 |
| Fidelity Management Trust Company | Fidelity Investments | financial services | benefit plan administrator violation | 2007 | private lawsuit-federal | $10,850,000 |
| Aon Hewitt Health Market Insurance Solutions, Inc. | Aon | financial services | wage and hour violation | 2021 | private lawsuit-federal | $1,250,000 |
| Edward D. Jones & Co. | Jones Financial | financial services | employment discrimination | 2021 | private lawsuit-federal | $58,000,000 |
| Transamerica Corporation | Aegon | financial services | benefit plan administrator violation | 2021 | private lawsuit-federal | $5,400,000 |
| BlackRock Institutional Trust Company, N.A. | BlackRock | financial services | benefit plan administrator violation | 2021 | private lawsuit-federal | $9,650,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2021 | private lawsuit-federal | $28,000,000 |
| John Hancock Life Insurance Company | Manulife Financial | financial services | benefit plan administrator violation | 2021 | private lawsuit-federal | $14,000,000 |
| Franklin Resources, Inc. | Franklin Resources | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $13,850,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
| Wilmington Trust, N.A. | M&T Bank | financial services | benefit plan administrator violation | 2021 | private lawsuit-federal | $5,500,000 |
| Kemper Corp. | Kemper | financial services | privacy violation | 2022 | private lawsuit-federal | $17,100,000 |
| Santander Bank, N.A. | Banco Santander | financial services | wage and hour violation | 2022 | private lawsuit-federal | $4,250,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | benefit plan administrator violation | 2022 | private lawsuit-federal | $32,500,000 |
| Ocwen Loan Servicing, LLC | Ocwen Financial | financial services | privacy violation | 2022 | private lawsuit-federal | $1,500,000 |
| Fifth Third Bank | Fifth Third Bancorp | financial services | privacy violation | 2022 | private lawsuit-federal | $50,000,000 |
| T. Rowe Price Group, Inc. | T. Rowe Price | financial services | benefit plan administrator violation | 2022 | private lawsuit-federal | $7,000,000 |
| Countrywide Financial Corporation | Bank of America | financial services | WARN Act violation | 2013 | private lawsuit-federal | $1,200,000 |
| GMAC Mortgage Group, Inc. | Ally Financial | financial services | WARN Act violation | 2006 | private lawsuit-federal | $135,000 |
| Capital One Bank | Capital One Financial | financial services | privacy violation | 2022 | private lawsuit-federal | $95,000,000 |
| Allstate Insurance | Allstate | financial services | privacy violation | 2022 | private lawsuit-federal | $4,500,000 |
| American International Group Inc. | American International Group | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| Aon Corporation | Aon | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| Arthur J. Gallagher & Co. | Arthur J. Gallagher & Co. | financial services | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $28,000,000 |
| Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $35,500,000 |
| Australia and New Zealand Banking Group, Ltd. | Australia and New Zealand Banking Group | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Bank of America | Bank of America | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $26,420,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,500,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $187,500,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $17,000,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $20,000,000 |
| Bank of AmericaCorp. | Bank of America | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Bank of America, N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Bank of Nova Scotia | Scotiabank | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
| Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $10,500,000 |
| Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,100,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $19,975,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $120,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $384,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $29,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Barclays Capital Inc. | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $87,000,000 |
| Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $94,000,000 |
| Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $5,700,000 |
| BarclaysPLC | Barclays | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| BNP Paribas Group | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $115,000,000 |
| BNP Paribas SA | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $33,500,000 |
| BNP Paribas SA | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
| BNP Paribas Securities Corp. | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| BNP ParibasSA | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| BNP Paribas, S.A. | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Cantor Fitzgerald & Co. | Cantor Fitzgerald | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Chase Bank USA et al. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $19,500,000 |
| Chicago Board Options Exchange | CBOE Holdings | financial services | price-fixing or anti-competitive practices | 2006 | private lawsuit-federal | $2,468,410 |
| Citibank N.A. | Citigroup | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,025,000 |
| Citibank N.A. | Citigroup | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $33,400,000 |
| Citibank N.A. | Citigroup | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $130,000,000 |
| Citibank N.A. | Citigroup | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $91,250,000 |
| Citibank N.A. | Citigroup | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $9,990,000 |
| Citigroup Global Markets Inc. | Citigroup | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Citigroup Inc. | Citigroup | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $23,000,000 |
| Citigroup Inc. | Citigroup | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $402,000,000 |
| Citigroup Inc. | Citigroup | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $42,000,000 |
| Citigroup Inc. | Citigroup | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $9,950,000 |
| CitigroupInc. | Citigroup | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Commerzbank AG | Commerzbank | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Credit Agricole Corporate and Investment Bank | Credit Agricole | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Credit Agricole S.A. | Credit Agricole | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $55,000,000 |
| Credit Suisse AG | UBS | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Credit Suisse AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,989,000 |
| Credit Suisse AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,875,000 |
| Credit Suisse GroupAG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
