Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Bank of the West | Bank of Montreal | financial services | consumer protection violation | 2012 | private lawsuit-federal | $18,000,000 |
| BMO Harris | Bank of Montreal | financial services | consumer protection violation | 2013 | private lawsuit-federal | $9,400,000 |
| BMO Harris | Bank of Montreal | financial services | consumer protection violation | 2013 | private lawsuit-federal | $4,000,000 |
| Bank of New York Mellon | Bank of New York Mellon | financial services | consumer protection violation | 2019 | private lawsuit-federal | $72,500,000 |
| BNY Mellon | Bank of New York Mellon | financial services | consumer protection violation | 2019 | private lawsuit-federal | $10,000,000 |
| BancorpSouth Bank | Cadence Bank | financial services | consumer protection violation | 2016 | private lawsuit-federal | $24,000,000 |
| Capital One Financial Corp. | Capital One Financial | financial services | consumer protection violation | 2019 | private lawsuit-federal | $900,000 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2021 | private lawsuit-federal | $13,000,000 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2015 | private lawsuit-federal | $7,334,000 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2015 | private lawsuit-federal | $31,767,200 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2014 | private lawsuit-federal | $20,350,000 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2014 | private lawsuit-federal | $3,062,400 |
| Capital One N.A. | Capital One Financial | financial services | consumer protection violation | 2013 | private lawsuit-federal | $10,000,000 |
| Capital One, N.A. | Capital One Financial | financial services | consumer protection violation | 2015 | private lawsuit-federal | $4,724,638 |
| CashCall Inc. and Delbert Service Corporation | CashCall Inc. | financial services | consumer protection violation | 2017 | private lawsuit-federal | $14,435,000 |
| Charles Schwab Corp. | Charles Schwab Corp. | financial services | consumer protection violation | 2011 | private lawsuit-federal | $235,000,000 |
| TD Ameritrade Holdings Corp. | Charles Schwab Corp. | financial services | consumer protection violation | 2022 | private lawsuit-federal | $2,325,000 |
| Citibank N.A. | Citigroup | financial services | consumer protection violation | 2014 | private lawsuit-federal | $110,000,000 |
| Citibank N.A. | Citigroup | financial services | consumer protection violation | 2013 | private lawsuit-federal | $2,320,000 |
| Citibank N.A. | Citigroup | financial services | consumer protection violation | 2013 | private lawsuit-federal | $7,500,000 |
| Citigroup Global Markets Inc. | Citigroup | financial services | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
| Citigroup Global Markets Inc. | Citigroup | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| Citigroup Inc. | Citigroup | financial services | consumer protection violation | 2016 | private lawsuit-federal | $13,500,000 |
| Citigroup Mortgage Loan Trust Inc. | Citigroup | financial services | consumer protection violation | 2012 | private lawsuit-federal | $24,975,000 |
| Citimortgage Inc. | Citigroup | financial services | consumer protection violation | 2015 | private lawsuit-federal | $2,200,000 |
| Citizens Financial | Citizens Financial Group | financial services | consumer protection violation | 2013 | private lawsuit-federal | $137,500,000 |
| Conseco Insurance Company | CNO Financial | financial services | consumer protection violation | 2011 | private lawsuit-federal | $3,000,000 |
| Comerica Bank | Comerica | financial services | consumer protection violation | 2014 | private lawsuit-federal | $14,580,000 |
| Credit Suisse | UBS | financial services | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | investor protection violation | 2012 | private lawsuit-federal | $32,500,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| Midland Funding LLC | Encore Capital Group | financial services | consumer protection violation | 2019 | private lawsuit-federal | $9,805,000 |
| First National Bank of Pennsylvania | F.N.B. Corporation | financial services | consumer protection violation | 2013 | private lawsuit-federal | $3,000,000 |
| Fidelity & Guaranty Life Insurance Co. | Fidelity National Financial | financial services | consumer protection violation | 2014 | private lawsuit-state | $6,250,000 |
| Fifth Third Bancorp | Fifth Third Bancorp | financial services | consumer protection violation | 2015 | private lawsuit-federal | $1,801,384 |
| Fifth Third Bank | Fifth Third Bancorp | financial services | consumer protection violation | 2021 | private lawsuit-federal | $5,200,000 |
| Fifth Third Bank | Fifth Third Bancorp | financial services | consumer protection violation | 2011 | private lawsuit-federal | $9,500,000 |
| IBERIABANK Corporation | First Horizon National | financial services | consumer protection violation | 2012 | private lawsuit-federal | $2,500,000 |
| Great Western Bank | First Interstate Bancsystem | financial services | consumer protection violation | 2013 | private lawsuit-federal | $2,200,000 |
| Genworth Life and Annuity Insurance | Genworth Financial | financial services | consumer protection violation | 2022 | private lawsuit-federal | $24,997,961 |
| Central Payment Co. | Global Payments Inc. | financial services | consumer protection violation | 2022 | private lawsuit-federal | $84,000,000 |
| Goldman Sachs | Goldman Sachs | financial services | consumer protection violation | 2016 | private lawsuit-federal | $272,000,000 |
| Goldman Sachs | Goldman Sachs | financial services | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
| Goldman Sachs | Goldman Sachs | financial services | consumer protection violation | 2012 | private lawsuit-federal | $26,612,500 |
| Goldman Sachs Group Inc. | Goldman Sachs | financial services | consumer protection violation | 2016 | private lawsuit-federal | $27,500,000 |
| Goldman, Sachs & Co. | Goldman Sachs | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| HSBC Bank U.S.A. N.A. | HSBC | financial services | consumer protection violation | 2016 | private lawsuit-state | $32,000,000 |
| HSBC Bank USA N.A. | HSBC | financial services | consumer protection violation | 2012 | private lawsuit-federal | $23,500,000 |
| HSBC Bank USA, N.A. | HSBC | financial services | consumer protection violation | 2014 | private lawsuit-federal | $16,000,000 |
| HSBC Mortgage Services Inc. | HSBC | financial services | consumer protection violation | 2015 | private lawsuit-federal | $900,000 |
| Jackson National Life Insurance Co. | Jackson Financial | financial services | consumer protection violation | 2014 | private lawsuit-federal | $11,200,000 |
| Chase Bank NA | JPMorgan Chase | financial services | consumer protection violation | 2012 | private lawsuit-federal | $100,000,000 |
| Chase Bank USA, N.A. | JPMorgan Chase | financial services | consumer protection violation | 2011 | private lawsuit-federal | $7,800,000 |
| Chase Bank USA, N.A. | JPMorgan Chase | financial services | consumer protection violation | 2011 | private lawsuit-federal | $4,900,000 |
| Chase Home Finance LLC | JPMorgan Chase | financial services | consumer protection violation | 2012 | private lawsuit-federal | $56,000,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| JPMorgan Chase | JPMorgan Chase | financial services | consumer protection violation | 2012 | private lawsuit-federal | $2,463,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2020 | private lawsuit-federal | $2,500,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2020 | private lawsuit-federal | $62,462,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2019 | private lawsuit-federal | $9,500,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2018 | private lawsuit-federal | $3,250,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2018 | private lawsuit-federal | $11,220,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2018 | private lawsuit-federal | $2,150,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2017 | private lawsuit-federal | $2,295,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2015 | private lawsuit-federal | $388,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2015 | private lawsuit-federal | $280,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2015 | private lawsuit-federal | $505,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2014 | private lawsuit-federal | $218,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2014 | private lawsuit-federal | $300,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2014 | private lawsuit-federal | $18,300,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | consumer protection violation | 2022 | private lawsuit-federal | $11,500,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | consumer protection violation | 2014 | private lawsuit-federal | $22,125,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | consumer protection violation | 2012 | private lawsuit-federal | $110,000,000 |
| Providian Financial Corp. | JPMorgan Chase | financial services | consumer protection violation | 2000 | private lawsuit-federal | $105,000,000 |
| Washington Mutual | JPMorgan Chase | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,000,000 |
| Washington Mutual | JPMorgan Chase | financial services | consumer protection violation | 2012 | private lawsuit-federal | $4,000,000 |
| Washington Mutual | JPMorgan Chase | financial services | consumer protection violation | 2011 | private lawsuit-federal | $8,736,000 |
| M&T Bank | M&T Bank | financial services | consumer protection violation | 2022 | private lawsuit-federal | $3,325,000 |
| M&T Bank | M&T Bank | financial services | consumer protection violation | 2015 | private lawsuit-federal | $4,000,000 |
| John Hancock Life Insurance Company | Manulife Financial | financial services | consumer protection violation | 2022 | private lawsuit-federal | $123,074,128 |
| John Hancock Life Insurance Company | Manulife Financial | financial services | consumer protection violation | 2019 | private lawsuit-federal | $91,250,000 |
| Massachusetts Mutual Life Insurance Company | Massachusetts Mutual Life Insurance | financial services | consumer protection violation | 2017 | private lawsuit-federal | $37,500,000 |
| Metropolitan Life Insurance Co. | MetLife | financial services | consumer protection violation | 2010 | private lawsuit-federal | $50,000,000 |
| MidFirst Bank | MidFirst Bank | financial services | consumer protection violation | 2014 | private lawsuit-federal | $2,600,000 |
| Morgan Stanley & Co. | Morgan Stanley | financial services | consumer protection violation | 2014 | private lawsuit-federal | $95,000,000 |
| Nationstar Mortgage, LLC | Mr. Cooper Group | financial services | consumer protection violation | 2015 | private lawsuit-federal | $76,000,000 |
| Seterus Inc. | Mr. Cooper Group | financial services | consumer protection violation | 2021 | private lawsuit-federal | $7,000,000 |
| Mutual of Omaha | Mutual of Omaha | financial services | consumer protection violation | 2012 | private lawsuit-federal | $1,900,000 |
| National Western Life Insurance Co. | National Western Life | financial services | consumer protection violation | 2014 | private lawsuit-federal | $21,020,000 |
| RBS Financial Products Inc. | NatWest Group PLC | financial services | consumer protection violation | 2013 | private lawsuit-federal | $1,750,000 |
| RBS Securities Inc. | NatWest Group PLC | financial services | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| Royal Bank of Scotland Group | NatWest Group PLC | financial services | consumer protection violation | 2014 | private lawsuit-federal | $275,000,000 |
| Royal Bank of Scotland PLC | NatWest Group PLC | financial services | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| Navient Corp. | Navient | financial services | consumer protection violation | 2018 | private lawsuit-federal | $275,000 |
| Navy Federal Credit Union | Navy Federal Credit Union | financial services | consumer protection violation | 2021 | private lawsuit-federal | $16,000,000 |
| Litton Loan Servicing LP | Ocwen Financial | financial services | consumer protection violation | 2016 | private lawsuit-federal | $4,121,000 |
| Ocwen Loan Servicing LLC | Ocwen Financial | financial services | consumer protection violation | 2015 | private lawsuit-federal | $70,000,000 |
| Ocwen Loan Servicing, LLC | Ocwen Financial | financial services | consumer protection violation | 2017 | private lawsuit-federal | $600,000 |
| PHH Corporation | Ocwen Financial | financial services | consumer protection violation | 2018 | private lawsuit-federal | $8,500,000 |
| Old Republic National Title Insurance Company | Old Republic International | financial services | consumer protection violation | 2009 | private lawsuit-federal | $3,300,000 |
