Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Unilever BestFoods Inc. | Unilever | food products | aviation safety violation | 2014 | FAA | $77,000 |
Rolls-Royce Corporation | Rolls-Royce | aerospace and military contracting | aviation safety violation | 2018 | FAA | $327,500 |
GKN AEROSPACE CHEM- TRONICS INC | Melrose Industries | miscellaneous manufacturing | aviation safety violation | 2020 | FAA | $26,500 |
GKN AEROSPACE CHEMTRONICS INC | Melrose Industries | miscellaneous manufacturing | aviation safety violation | 2021 | FAA | $15,000 |
HSBC Bank USA, National Association | HSBC | financial services | banking violation | 2016 | OCC | $35,000,000 |
ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | financial services | banking violation | 2015 | FED | $274,000,000 |
THE ROYAL BANK OF SCOTLAND GROUP PLC | NatWest Group PLC | financial services | banking violation | 2013 | FED | $50,000,000 |
Ernst & Young | Ernst & Young | business services | banking violation | 2004 | FDIC | $40,000,000 |
HSBC Bank USA, National Association | HSBC | financial services | banking violation | 2017 | OCC | $32,500,000 |
HSBC Holdings | HSBC | financial services | banking violation | 2017 | FED | $175,000,000 |
TATE & LYLE AMERICAS, LLC | Tate & Lyle | agribusiness | benefit plan administrator violation | 2012 | EBSA | $10,001 |
LAIDLAW TRANSIT SERVICES, INC. | FirstGroup | miscellaneous services | benefit plan administrator violation | 2009 | EBSA | $10,001 |
U.S. BORAX INC. | Rio Tinto | mining and minerals | benefit plan administrator violation | 2006 | EBSA | $10,001 |
U.S. BORAX INC. | Rio Tinto | mining and minerals | benefit plan administrator violation | 2006 | EBSA | $50,001 |
Ncc Group Inc. | NCC Group PLC | miscellaneous services | benefit plan administrator violation | 2022 | EBSA | $10,001 |
Shell Usa, Inc. | Shell PLC | oil and gas | benefit plan administrator violation | 2023 | EBSA | $10,001 |
AstraZeneca | AstraZeneca | pharmaceuticals | consumer protection violation | 2010 | KY-AG | $5,391,000 |
BP | BP | oil and gas | consumer protection violation | 2012 | AK-AG | $255,000,000 |
BP Products North America, Inc. | BP | oil and gas | consumer protection violation | 2006 | NJ-AG | $315,000 |
First Transit | FirstGroup | miscellaneous services | consumer protection violation | 2012 | MA-AG | $7,300,000 |
HSBC | HSBC | financial services | consumer protection violation | 2016 | MA-AG | $4,000,000 |
HSBC | HSBC | financial services | consumer protection violation | 2015 | MO-AG | $825,000 |
HSBC Finance Corporation | HSBC | financial services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
Matthew Bender and Company, Inc. and Reed Elsevier, Inc. | RELX Group | media | consumer protection violation | 2009 | FL-AG | $275,000 |
National Grid | National Grid | utilities and power generation | consumer protection violation | 2018 | MA-AG | $7,000,000 |
National Grid | National Grid | utilities and power generation | consumer protection violation | 2016 | MA-AG | $1,500,000 |
National Grid | National Grid | utilities and power generation | consumer protection violation | 2011 | MA-AG | $1,200,000 |
National Grid | National Grid | utilities and power generation | consumer protection violation | 2011 | MA-AG | $1,000,000 |
National Grid | National Grid | utilities and power generation | consumer protection violation | 2009 | MA-AG | $8,000,000 |
Terminix | Rentokil Initial PLC | miscellaneous services | consumer protection violation | 2002 | MA-AG | $100,000 |
Terminix International Company, L.P. | Rentokil Initial PLC | miscellaneous services | consumer protection violation | 2006 | NJ-AG | $81,900 |
Seventh Generation | Unilever | food products | consumer protection violation | 2000 | NY-AG | $90,000 |
Willis Group Holdings Ltd. | Willis Towers Watson | financial services | consumer protection violation | 2007 | FL-AG | $2,600,000 |
Terminix International Company, L.P. | Rentokil Initial PLC | miscellaneous services | consumer protection violation | 2019 | PA-AG | $18,941 |
Reckitt Benckiser Inc. | Reckitt Benckiser | household and personal care products | consumer protection violation | 2008 | CA-MULTI | $305,999 |
Jiffy Lube International Inc. | Shell PLC | oil and gas | consumer protection violation | 2001 | NJ-DCA | $99,286 |
Household Finance Corpoation | HSBC | financial services | consumer protection violation | 2008 | NE-DBF | $55,000 |
Terminix International | Rentokil Initial PLC | miscellaneous services | consumer protection violation | 2020 | AL-AG | $60,000,000 |
GARDA CL SOUTHEAST, INC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | FL-OFR | $200,000 |
Chewy Inc. | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $600,000 |
PetSmart LLC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2021 | CA-MULTI | $500,000 |
BP | BP | oil and gas | consumer protection violation | 2015 | private lawsuit-federal | $5,000,000 |
BP West Coast Products LLC | BP | oil and gas | consumer protection violation | 2019 | private lawsuit-state | $409,000,000 |
R.J. Reynolds Tobacco Co. | British American Tobacco | tobacco | consumer protection violation | 2016 | private lawsuit-federal | $4,750,000 |
British Airways PLC | International Airlines Group | airlines | consumer protection violation | 2022 | private lawsuit-federal | $1,260,000 |
British Airways PLC | International Airlines Group | airlines | consumer protection violation | 2018 | private lawsuit-federal | $42,000,000 |
Reckitt Benckiser LLC | Reckitt Benckiser | household and personal care products | consumer protection violation | 2021 | private lawsuit-federal | $50,000,000 |
Shell Oil | Shell PLC | oil and gas | consumer protection violation | 2015 | private lawsuit-federal | $5,000,000 |
PetSmart LLC | BC Partners | private equity (including portfolio companies) | consumer protection violation | 2023 | CA-MULTI | $1,460,000 |
Barclays Bank PLC | Barclays | financial services | data submission deficiencies | 2016 | CFTC | $500,000 |
HSBC Finance Corporation et al. | HSBC | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
GlaxoSmithKline, LLC | GlaxoSmithKline | pharmaceuticals | drug or medical equipment safety violation | 2011 | MULTI-AG | $40,750,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $227,000,000 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2016 | OFAC | $2,485,890 |
Royal Bank of Scotland PLC | NatWest Group PLC | financial services | economic sanction violation | 2013 | OFAC | $33,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000 |
HSBC Holdings | HSBC | financial services | economic sanction violation | 2012 | OFAC | $375,000,000 |
Lloyds TSB Bank PLC | Lloyds Banking Group | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2004 | OFAC | $14,970 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2004 | OFAC | $8,375 |
Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2003 | OFAC | $10,107 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2003 | OFAC | $5,500 |
HSBC Bank USA | HSBC | financial services | economic sanction violation | 2003 | OFAC | $11,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033 |
HSBC Bank USA, N.A. | HSBC | financial services | economic sanction violation | 2013 | OFAC | $32,400 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
HSBC Holdings plc | HSBC | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
Barclays plc | Barclays | financial services | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
Lloyds TSB Bank plc | Lloyds Banking Group | financial services | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
Royal Bank of Scotland | NatWest Group PLC | financial services | economic sanction violation | 2013 | NY-DFS | $50,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-DFS | $180,000,000 |
British American Tobacco | British American Tobacco | tobacco | economic sanction violation | 2023 | DOJ_NATSEC | $629,000,000 |
British American Tobacco p.l.c. | British American Tobacco | tobacco | economic sanction violation | 2023 | OFAC | $5,348,685 |
Praxai Distribution | Linde | industrial services | employment discrimination | 2011 | OFCCP | $7,800 |
Compass Group USA, Inc. | Compass Group | restaurants and foodservice | employment discrimination | 2017 | OFCCP | $28,580 |
Shell Exploration | Shell PLC | oil and gas | employment discrimination | 2006 | OFCCP | $50,000 |
Ernst & Young, LLP | Ernst & Young | business services | employment discrimination | 2005 | EEOC | $125,000 |
Deloitte Services LP | Deloitte | business services | employment discrimination | 2020 | OFCCP | $275,000 |
Rolls-Royce North American Holdings, Inc. | Rolls-Royce | aerospace and military contracting | employment discrimination | 2020 | OFCCP | $135,000 |
Crothall Healthcare Inc. | Compass Group | restaurants and foodservice | employment discrimination | 2020 | OFCCP | $120,000 |
Virgin Atlantic Airways | Virgin Group | diversified | employment discrimination | 2020 | NY-NYCCHR | $18,000 |
HSBC | HSBC | financial services | employment discrimination | 2020 | NY-NYCCHR | $30,000 |
AstraZeneca | AstraZeneca | pharmaceuticals | employment discrimination | 2021 | OFCCP | $560,000 |
Serco, Inc. | Serco Group | miscellaneous services | employment discrimination | 2021 | OFCCP | $138,386 |
BP Energy Company | BP | oil and gas | energy market violation | 2007 | FERC | $7,000,000 |
BP America Inc. | BP | oil and gas | energy market violation | 2023 | FERC | $10,750,000 |
Linde Inc. | Linde | industrial services | energy market violation | 2024 | FERC | $59,000,000 |
Equilon Enterprises | Shell PLC | oil and gas | environmental violation | 2015 | EPA | $900,000 |
Atlantic Richfield | BP | oil and gas | environmental violation | 2013 | EPA | $21,000,000 |
INEOS Melamines LLC | Ineos | chemicals | environmental violation | 2012 | EPA | $485,000 |
Ineos Chlor America Inc. | Ineos | chemicals | environmental violation | 2012 | EPA | $175,000 |
BP America | BP | oil and gas | environmental violation | 2011 | EPA | $426,500 |
Norbulk Shipping UK Ltd | Norbulk Shipping UK Ltd | freight and logistics | environmental violation | 2015 | USCG | $750,000 |
MTU America Inc. | Rolls-Royce | aerospace and military contracting | environmental violation | 2015 | EPA | $1,200,000 |
Noble Drilling (U.S.) LLC | Noble Corp. | oilfield services and supplies | environmental violation | 2014 | DOJ | $12,200,000 |
BP North America Inc. | BP | oil and gas | environmental violation | 2012 | EPA | $408,000,000 |
Shell Chemical L.P. and Shell Chemical Yabucoa | Shell PLC | oil and gas | environmental violation | 2010 | EPA | $9,500,000 |