Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,300,000 |
| Tropicana Products, Inc. | PAI Partners | private equity (including portfolio companies) | water pollution violation | 2008 | EPA | $80,000 |
| NORAMCO, INC. | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2008 | EPA | $115,934 |
| Armstrong Hardwood Flooring | American Industrial Partners | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | $36,106 |
| GE Jenbacher GmbH & Co OHG | Advent International | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | $30,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $18,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $25,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $44,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $85,000 |
| Calpine Energy Services, L.P. | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2007 | FERC | $4,500,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2007 | DOJ_CIVIL | $2,500,000 |
| Acuity Specialty Products, Inc., | New Mountain Capital | private equity (including portfolio companies) | water pollution violation | 2007 | EPA | $3,800,000 |
| AHLSTROM ENGINE FILTRATION LLC | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | EBSA | $10,001 |
| Jostens, Inc. | Platinum Equity | private equity (including portfolio companies) | Family and Medical Leave Act | 2007 | WHD | $5,457 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $15,060 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $8,000 |
| American Medical Response (AMR) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $35,000 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $104,000 |
| Tenneco Automotive, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $14,233 |
| Dunkin Donuts Distribution Center, Inc. | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $30,432 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $8,000 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $20,250 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $6,750 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $5,250 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $14,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $7,000 |
| Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-federal | $4,300,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-state | $3,200,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2007 | MULTI-AG | $3,000,000 |
| TruGreen, L.P. | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2007 | WA-AG | $133,000 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | AZ-DIFI | $125,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2007 | CA-MHC | $7,500 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2007 | MT-FIN | $5,000 |
| Moneygram International | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | NH-BKG | $10,000 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $26,786 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $32,528 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $9,433 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $77,750 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $5,000 |
| Amrep | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2007 | CA-ARB | $298,318 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | pesticide violation | 2007 | CA-DPR | $36,719 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | pesticide violation | 2007 | CA-DPR | $13,743 |
| KIK Denver LLC | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2007 | CO-DPHE | $17,000 |
| TruGreen, LP | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2007 | CT-ENV | $6,250 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2007 | GA-ENV | $10,911 |
| Fort Dearborn Company (Brunswick) LLC | Clayton Dubilier & Rice | private equity (including portfolio companies) | hazardous waste violation | 2007 | GA-ENV | $5,500 |
| Phoenix Chemical Company, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | water pollution violation | 2007 | GA-ENV | $5,000 |
| ALCOA INC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $7,000 |
| PREGIS INNOVATIVE PACKAGING INC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2007 | IN-ENV | $14,200 |
| Apex Tool Group | Bain Capital | private equity (including portfolio companies) | air pollution violation | 2007 | NC-ENV | $6,744 |
| Armstrong Wood Products | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2007 | NE-ENV | $112,500 |
| GEO SPECIALTY CHEMICALS INC | Arsenal Capital Partners | private equity (including portfolio companies) | air pollution violation | 2007 | NJ-ENV | $9,000 |
| GEO SPECIALTY CHEMICALS INC | Arsenal Capital Partners | private equity (including portfolio companies) | air pollution violation | 2007 | NJ-ENV | $31,800 |
| DAVIS-STANDARD LLC | Onex | private equity (including portfolio companies) | water pollution violation | 2007 | NJ-ENV | $6,000 |
| QUALA SYSTEMS INC | Advent International | private equity (including portfolio companies) | hazardous waste violation | 2007 | NJ-ENV | $6,000 |
| REICHHOLD INC | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2007 | NJ-ENV | $80,000 |
| CALPINE CORP | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2007 | NJ-ENV | $5,000 |
| COLORITE SPECIALTY RESINS | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2007 | NJ-ENV | $10,000 |
| Columbus Steel Castings Co. | Protostar Partners | private equity (including portfolio companies) | environmental violation | 2007 | OH-ENV | $75,000 |
| Big Tex Trailer Manufacturing, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $9,600 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $90,216 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $10,000 |
| Sequa Corporation | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $46,580 |
| Tekni-Plex, Inc. | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $12,700 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2007 | WA-ENV | $5,000 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2007 | private lawsuit-federal | $5,250,000 |
| American Medical Response, Inc. | KKR & Co. | private equity (including portfolio companies) | wage and hour violation | 2007 | CA-LCO | $5,612 |
| Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $14,900,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $5,500,000 |
| MOTEL 6 | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $7,200 |
| C&D TECHNOLOGIES, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,250 |
| COVANTA DELANO INC | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $10,295 |
| ARCTIC GLACIER, INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,825 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,502 |
| GREDE FOUNDRIES INC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,050 |
| CHAMPION BUS INC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $16,005 |
| C&M FINE PACK INC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $11,645 |
| SHILOH INDUSTRIES INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $12,100 |
| CARLISLE TIRE & WHEEL COMPANY | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $9,448 |
| CHROMALLOY GAS TURBINE CORP. | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $12,000 |
| TEKNI-PLEX, INC. | Genstar Capital | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,970 |
| JOSEPH T. RYERSON & SON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $17,500 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $11,250 |
| STAPLES NORTHEAST DISTRIBUTION CENTER | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $29,000 |
| HEXION SPECIALTY CHEMICALS, INC. | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $10,150 |
| GULF OIL LIMITED PARTNERSHIP | ArcLight Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $14,430 |
| SHOWA ALUMINUM CORPORATION OF AMERICA | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,066 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $10,000 |
| JAMES AUSTIN COMPANY | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,251 |
| PETSMART INC. #1113 | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,940 |
| KIK CUSTOM PRODUCTS, INC. | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,805 |
| PETCO ANIMAL SUPPLIES STORES, INC. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,200 |
| JO-ANN FABRICS AND CRAFTS | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,000 |
| POLAR TANK TRAILER CORP | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $7,000 |
| QUALA SYSTEMS, INC. DBA QUALAWASH | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $30,000 |
| REXALL SUNDOWN, INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $6,750 |
