Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| LSC COMMUNICATIONS US, INC | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $15,912 |
| FXI, INC. | One Rock Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $14,200 |
| LSC COMMUNICATIONS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,000 |
| TENNECO, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,251 |
| ZEP MANUFACTURING COMPANY | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,819 |
| MICHAELS STORES INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $18,935 |
| SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $11,934 |
| PLY GEM - ROCKY MOUNT | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $10,608 |
| SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,000 |
| PREGIS INNOVATIVE PACKAGING LLC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,819 |
| KLOCKNER PENTAPLAST OF AMERICA INC | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $12,725 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $16,102 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $41,677 |
| PLAY POWER, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $35,802 |
| PLAY POWER, INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,304 |
| 99 CENTS ONLY STORES LLC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $9,935 |
| BIG TEX TRAILER MANUFACTURING, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,250 |
| ARCONIC INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $53,703 |
| LIBERTAS COPPER LLC DBA HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $13,300 |
| NOVOLEX, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,000 |
| STAPLES CONTRACT & COMMERCIAL, LLC | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,200 |
| FIVE BELOW, INC. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,410 |
| PIKE ELECTRIC, LLC | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $22,000 |
| PORTILLO'S HOT DOGS, LLC | Berkshire Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,210 |
| AERSALE COMPONENT SOLUTIONS | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,500 |
| IMTT-BAYONNE LLC | Riverstone Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $99,000 |
| SIMON AND SCHUSTER, INC | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $20,820 |
| SPX FLOW INC. | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $18,000 |
| HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $8,780 |
| JO-ANN STORES, LLC | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,304 |
| CARRY-ON TRAILER INC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,500 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $13,260 |
| PACKERS SANITATION SERVICES, INC. | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,630 |
| FXI, INC. | One Rock Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,000 |
| MICHAELS STORES PROCUREMENT COMPANY, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,435 |
| GATES CORPORATION | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,847 |
| KIK CUSTOM PRODUCTS | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $61,400 |
| LYDALL THERMAL/ACOUSTICAL, INC. | Clearlake Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $13,300 |
| TENNECO AUTOMOTIVE INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $20,600 |
| MASCO CABINETRY MIDDLEFIELD LLC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,956 |
| NORAMCO INC. | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,394 |
| BELK, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $31,941 |
| PACKERS SANITATION SERVICES. INC., LTD. LLC | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $215,000 |
| CLUB CAR, LLC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $8,096 |
| MAXIM CRANE WORKS, INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $18,000 |
| CORNERSTONE BUILDING BRANDS | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $9,639 |
| GATES RUBBER COMPANY | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $9,054 |
| BLUE BIRD CORPORATION | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $26,520 |
| FEDERAL MOGUL IGNITION, LLC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $95,000 |
| SERVICEMASTER PERFORMANCE | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $16,380 |
| LSC COMMUNICATIONS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $13,494 |
| PETCO | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $8,525 |
| FLOW POLYMERS LLC | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $14,280 |
| REFRESCO BEVERAGES US INC | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,550 |
| GARDAWORLD | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $62,328 |
| ANCHOR GLASS CONTAINER CORPORATION | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,000 |
| FIVE BELOW STORE 582 | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $6,500 |
| HOT TOPIC INCORPORATED | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $5,600 |
| SELMET INC | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $27,500 |
| Arconic, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $45,000 |
| APEX TOOL GROUP, LLC | Bain Capital | private equity (including portfolio companies) | hazardous waste violation | 2019 | EPA | $36,080 |
| AKZO NOBEL FUNCTIONAL CHEMICALS LLC (NOURYON FUNCTIONAL CHEMICALS) | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2019 | EPA | $300,000 |
| SOLENIS LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $20,600 |
| PHOENIX CHEMICAL COMPANY, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | water pollution violation | 2019 | EPA | $55,000 |
| Ascend Performance Materials | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2019 | EPA | $976,707 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2019 | EPA | $5,665 |
| Port Townsend Paper Corporation | Lindsay Goldberg | private equity (including portfolio companies) | air pollution violation | 2019 | EPA | $342,000 |
| Hexion, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $194,908 |
| Grede L.L.C. | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2018 | USAO | $200,000 |
| Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2018 | DOJ_CIVIL | $1,500,000 |
| Securities America Advisors Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $5,828,448 |
| DUNKIN DONUTS | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2018 | IL-DOL | $12,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2018 | private lawsuit-federal | $12,000,000 |
| Talbots | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2018 | private lawsuit-state | $2,950,000 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $1,100,000 |
| ACETO Corporation | New Mountain Capital | private equity (including portfolio companies) | Controlled Substances Act violation | 2018 | USAO | $120,000 |
| Livingston Regional Hospital, LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2018 | USAO | $784,000 |
| Carestream Health, Inc | Onex | private equity (including portfolio companies) | Family and Medical Leave Act | 2018 | WHD | $42,512 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2018 | WHD | $273,254 |
| IMTT-PIPELINE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $19,600 |
| IMTT-BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $144,000 |
| EnCap Investments L.P. | Encap Investments | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $500,000 |
| Solenis LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $99,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| Crothall Laundry Services, Inc. | H.I.G. Capital | private equity (including portfolio companies) | employment discrimination | 2018 | OFCCP | $72,000 |
| Cobham Holdings, Inc | Advent International | private equity (including portfolio companies) | economic sanction violation | 2018 | OFAC | $87,507 |
| Covanta Tulsa Renewable Energy LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $200,000 |
| CIRCOR AEROSPACE INC | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $75,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $7,100 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $8,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $6,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $15,000 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $8,000 |
| KIK Custom Products, Inc. | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $8,000 |
| Nexeo Solutions Company | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| Polynt Composites USA, Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $6,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $7,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $11,000 |
