Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Armstrong Hardwood Flooring Company | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $46,075 |
| Big Tex Trailer Manufacturing, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $28,000 |
| UNIVAR USA INC KENT | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2008 | WA-ENV | $40,000 |
| Rowdy Pipeline, LLC | Encap Investments | private equity (including portfolio companies) | air pollution violation | 2008 | WY-ENV | $7,500 |
| PPL Montana | Riverstone Holdings | private equity (including portfolio companies) | water pollution violation | 2008 | private lawsuit-state | $8,000,000 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | air pollution violation | 2008 | CA-SCAQMD | $25,000 |
| 99¢ Only Stores | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $9,288 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2008 | private lawsuit-federal | $23,380,000 |
| ALBANY-CHICAGO COMPANY | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $8,295 |
| SPACE SYSTEMS LORAL | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,775 |
| MILK SPECIALTIES COMPANY | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $535,000 |
| JO-ANN FABRICS & CRAFTS | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,060 |
| GARDA CASH LOGISTICS,INC. DBA/AT SYSTEMS, INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $20,160 |
| COVANTA STANISLAUS, INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $43,600 |
| JOSEPH T RYERSON & SON INC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,070 |
| MILK SPECIALTIES COMPANY | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,560 |
| GUITAR CENTER STORES INC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $11,315 |
| GARDA | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,395 |
| DURA AUTOMOTIVE SYSTEMS, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,500 |
| PPL MONTANA | Riverstone Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,500 |
| MAAX U.S. CORPORATION | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $8,640 |
| JETRO CASH AND CARRY ENTERPRISES, INC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,000 |
| JETRO CASH & CARRY | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
| AKZO NOBEL SPG LLC DBA ALCO CHEMICAL | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,600 |
| SHILOH INDUSTRIES INC. DBA WELLINGTON STAMPING | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,375 |
| AMERICAN MEDICAL RESPONSE | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,500 |
| RYERSON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,000 |
| PACIFIC OROVILLE POWER, INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,700 |
| KLOCKNER PENTAPLAST OF AMERICA INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,800 |
| MW INDUSTRIES, INC. DBA ATLANTIC SPRING | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,990 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,000 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $14,000 |
| COVANTA SEMASS, LLC | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,375 |
| PETSMART INC #374 | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $13,750 |
| AMERICAN GREETINGS CORPORATION | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,750 |
| MAXIM CRANE WORKS LP | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
| SOUTHERN TENNESSEE MEDICAL CENTER LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,400 |
| BELLAGIO | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,063 |
| BELLAGIO | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $19,407 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $11,600 |
| COOPER TOOLS, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
| WHITLOCK PACKAGING CORP | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,000 |
| ARCTIC GLACIER INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,700 |
| PREGIS CORPORATION | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,700 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,300,000 |
| Tropicana Products, Inc. | PAI Partners | private equity (including portfolio companies) | water pollution violation | 2008 | EPA | $80,000 |
| NORAMCO, INC. | SK Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2008 | EPA | $115,934 |
| Armstrong Hardwood Flooring | American Industrial Partners | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | $36,106 |
| GE Jenbacher GmbH & Co OHG | Advent International | private equity (including portfolio companies) | air pollution violation | 2008 | EPA | $30,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $18,200 |
| Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2009 | CPSC | $45,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $35,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $100,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $70,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $20,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $12,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $8,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
| AIR METHODS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
| AKZO CHEMICALS, INCORPORATED | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $11,500 |
| FERRO CORPORATION | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $5,500 |
| MoneyGram International, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2009 | FTC | $18,000,000 |
| Arctic Glacier International Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | DOJ_ANTITRUST | $9,000,000 |
| KIK (Virginia) LLC | Centerbridge Partners | private equity (including portfolio companies) | water pollution violation | 2009 | EPA | $100,000 |
| CPN PIPELINE COMPANY | Energy Capital Partners | private equity (including portfolio companies) | pipeline safety violation | 2009 | PHMSA | $17,500 |
| TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2009 | PHMSA | $39,000 |
| VeriFone Holdings, Inc. | Francisco Partners | private equity (including portfolio companies) | accounting fraud or deficiencies | 2009 | SEC | $25,000 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $42,429 |
| Brinderson Constructors Inc. | New Mountain Capital | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $22,500 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $10,784 |
| Federal Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $26,500 |
| C & D Technologies | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $35,465 |
| Petsmart | BC Partners | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $13,500 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $21,543 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $13,484 |
| Subway Sandwiches | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2009 | CA-LCO | $20,000 |
| Subway | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2009 | CA-LCO | $17,000 |
| Buffalo Wild Wings | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2009 | MO-DLIR | $11,198 |
| Ingram Micro Inc. | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $15,000,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $500,001 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $65,000 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $2,275,454 |
| Carlyle Group | Carlyle Group | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $20,000,000 |
| Kindred Healthcare, Inc | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2009 | TN-AG | $1,307,752 |
| McAfee | Advent International | private equity (including portfolio companies) | consumer protection violation | 2009 | NY-AG | $375,000 |
| Riverstone Holdings LLC | Riverstone Holdings | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $30,000,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2009 | CA-MHC | $40,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | MO-SEC | $6,000 |
| INSITUFORM TECH INC | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $20,250 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $8,576 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $175,496 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $10,577 |
| API TECH CORP | AEA Investors | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $8,211 |
| Jo-Ann Stores, Inc. | Leonard Green & Partners | private equity (including portfolio companies) | air pollution violation | 2009 | CA-ARB | $10,000 |
| Club Car, Inc. | Platinum Equity | private equity (including portfolio companies) | air pollution violation | 2009 | CA-ARB | $15,000 |
