Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Kindred Healthcare, Inc. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2010 | IN-INS | $200,000 |
| American General Securities Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2010 | MS-SEC | $215,000 |
| Sedgwick Claims Management Services Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2010 | TX-INS | $7,000 |
| Stant USA Corporation | H.I.G. Capital | private equity (including portfolio companies) | hazardous waste violation | 2010 | AR-ENV | $8,250 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | pesticide violation | 2010 | CA-DPR | $50,000 |
| VERIFONE, INC. | Francisco Partners | private equity (including portfolio companies) | environmental violation | 2010 | FL-DEP | $8,000 |
| Anchor Glass Container | CVC Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2010 | GA-ENV | $7,000 |
| AMREP, Inc | New Mountain Capital | private equity (including portfolio companies) | air pollution violation | 2010 | GA-ENV | $10,000 |
| PIONEER METAL FINISHING LLC | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2010 | IN-ENV | $31,840 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2010 | KY-ENV | $5,000 |
| SPARTECH | Arsenal Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | MD-ENV | $60,000 |
| Mississippi Lime Co. | HBM Holdings | private equity (including portfolio companies) | air pollution violation | 2010 | MO-ENV | $40,000 |
| CALPINE NEWARK LLC | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | NJ-ENV | $13,000 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | air pollution violation | 2010 | NJ-ENV | $6,450 |
| CALPINE CORP | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | NJ-ENV | $5,000 |
| COVANTA UNION | EQT AB | private equity (including portfolio companies) | air pollution violation | 2010 | NJ-ENV | $26,050 |
| AMSPEC INC | Olympus Partners | private equity (including portfolio companies) | hazardous waste violation | 2010 | NJ-ENV | $7,500 |
| GULF OIL LIMITED PARTNERSHIP | ArcLight Capital Partners | private equity (including portfolio companies) | water pollution violation | 2010 | NJ-ENV | $10,000 |
| GULF OIL CO LIMITED PARTNERSHIP | ArcLight Capital Partners | private equity (including portfolio companies) | hazardous waste violation | 2010 | NJ-ENV | $5,000 |
| CALPINE CORP | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | NJ-ENV | $6,500 |
| Howden North America, Inc. | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | OH-ENV | $109,350 |
| Ahlstrom West Carrollton, LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2010 | OH-ENV | $17,500 |
| KIK Custom Products | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2010 | TN-ENV | $8,788 |
| The Carlstar Group, LLC | American Industrial Partners | private equity (including portfolio companies) | air pollution violation | 2010 | TN-ENV | $13,500 |
| D.B. Western, Inc. - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $72,908 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $79,600 |
| Akzo Nobel Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $27,100 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $19,655 |
| MW Manufacturers Inc. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2010 | VA-ENV | $7,142 |
| Carry-On Trailer, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2010 | VA-ENV | $13,500 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2010 | WA-ENV | $18,000 |
| Lifoam Industries, LLC | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2010 | CA-SCAQMD | $157,500 |
| Kindred Hospital Westminster | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2010 | CA-SCAQMD | $5,000 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2010 | private lawsuit-federal | $675,000 |
| Trugreen Chemlawn | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2010 | MI-LEO | $6,000 |
| C&D TECHNOLOGIES, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $23,500 |
| FEDERAL MOGUL CORP POWERTRAIN SYSTEMS | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,120 |
| 99 CENTS ONLY STORES | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,025 |
| GREDE WISCONSIN SUBSIDIARIES LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $29,150 |
| GREDE WISCONSIN SUBSIDIARIES LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,300 |
| SARGENT FLETCHER INC DBA COBHAM MISSION SYSTEMS | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $9,000 |
| FOSTER FARMS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $9,000 |
| JETRO HOLDINGS INC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $13,232 |
| FEDERAL MOGUL CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,700 |
| TRUGREEN LANDCARE INC. | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $9,000 |
| KINDRED HEALTHCARE CORP DBA ASPEN PARK HEALTHCARE | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,350 |
| KLOCKNER PENTAPLAST OF AMERICA | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $6,000 |
| SMG | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,000 |
| SPENCE ENGINEERING COMPANY, INC. | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,735 |
| BRIGGS & STRATTON CORPORATION | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,000 |
| TOWER AUTOMOTIVE | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $9,800 |
| EDSAL MANUFACTURING CO., INC. | Monomoy Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $13,500 |
| BOASSO AMERICA INC. | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $6,210 |
| GOLDEN LIVING CENTER | Fillmore Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,739 |
| FEDERAL MOGUL TP LINERS INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,600 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $11,000 |
| RYERSON METALS | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,895 |
| JETRO CASH AND CARRY ENTERPRISES, LLC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,500 |
| BRIGGS & STRATTON CORPORATION | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $52,150 |
| ANCHOR GLASS CONTAINER CORP. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $37,500 |
| ANCHOR GLASS CONTAINER CORP. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,500 |
| JETRO CASH & CARRY OF FLORIDA | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $21,000 |
| JOANN FABRIC & CRAFT STORE | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $6,300 |
| SPARTECH PLASTICS, LLC | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $30,000 |
| CABLEXPRESS CORPORATION DBA CXTEC | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $11,305 |
| AM GENERAL | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $26,400 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $6,300 |
| ERACHEM COMILOG INC | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $25,315 |
| LIVERPOOL COIL PROCESSING, INCORPORATED | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $9,135 |
| SERVICE MASTER OF SEATTLE | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $12,900 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $10,207 |
| SHILOH INDUSTRIES INC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $14,000 |
| CARLISLE TIRE & WHEEL COMPANY | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,550 |
| CALPINE CORPORATION | Energy Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,000 |
| HASA, INC. | Wind Point Partners | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $6,010 |
| UNIVAR USA INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $7,000 |
| STANT MANUFACTURING, INC. | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $6,630 |
| HOSPITALITY STAFFING SOLUTIONS, LLC | Cerberus Capital Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $8,100 |
| HITACHI METALS NORTH CAROLINA, LTD | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $9,200 |
| COVANTA ENERGY SERVICES, INC | EQT AB | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $6,448 |
| AKZO NOBEL FUNCTIONAL CHEMICALS LLC | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2010 | EPA | $18,200 |
| ROLL COATER, INC. | Carlyle Group | private equity (including portfolio companies) | hazardous waste violation | 2010 | EPA | $51,000 |
| HEXION SPECIALTY CHEMICALS | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2010 | EPA | $84,600 |
| BRIGGS & STRATTON CORP. | KPS Capital Partners | private equity (including portfolio companies) | water pollution violation | 2010 | EPA | $5,000 |
| ASCEND PERFORMANCE MATERIALS | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $49,200 |
| APPLETON PAPERS INC | Wynnchurch Capital | private equity (including portfolio companies) | air pollution violation | 2010 | EPA | $331,762 |
| INTERNATIONAL CONVERTER, LLC. | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2010 | EPA | $300,000 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2010 | EPA | $15,000 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $409,490 |
| Sterigenics | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2010 | EPA | $85,903 |
| Maax Spas Industries Corporation | Lone Star Funds | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $34,440 |
| Hasa, Inc. | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $50,000 |
| Columbus Steel Castings Company | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $825,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $25,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $16,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| STANDARDAERO BUSINESS AVIATION SERVICES | Carlyle Group | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $5,000 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $9,750 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $11,520 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $8,000 |
