Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
PREGIS INNOVATIVE PACKAGING, INC. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2008 | KY-ENV | $125,000 |
Quala Systems Inc | Advent International | private equity (including portfolio companies) | environmental violation | 2008 | LA-ENV | $33,007 |
Electronics For Imaging, Inc. | Siris Capital Group | private equity (including portfolio companies) | environmental violation | 2008 | NH-ENV | $20,350 |
POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2008 | NJ-ENV | $230,498 |
International Converter, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2008 | OH-ENV | $29,000 |
PACIFIC CAST TECHNOLOGIES, INC. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2008 | OR-ENV | $14,776 |
PPL Martins Creek LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $1,500,000 |
Armstrong Hardwood Flooring Company | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $46,075 |
Big Tex Trailer Manufacturing, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2008 | TX-ENV | $28,000 |
UNIVAR USA INC KENT | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2008 | WA-ENV | $40,000 |
99¢ Only Stores | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $9,288 |
Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2008 | private lawsuit-federal | $23,380,000 |
ALBANY-CHICAGO COMPANY | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $8,295 |
SPACE SYSTEMS LORAL | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,775 |
MILK SPECIALTIES COMPANY | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $535,000 |
JO-ANN FABRICS & CRAFTS | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,060 |
GARDA CASH LOGISTICS,INC. DBA/AT SYSTEMS, INC. | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $20,160 |
COVANTA STANISLAUS, INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $43,600 |
JOSEPH T RYERSON & SON INC | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,070 |
MILK SPECIALTIES COMPANY | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,560 |
GUITAR CENTER STORES INC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $11,315 |
GARDA | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,395 |
DURA AUTOMOTIVE SYSTEMS, INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,500 |
PPL MONTANA | Riverstone Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,500 |
MAAX U.S. CORPORATION | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $8,640 |
JETRO CASH AND CARRY ENTERPRISES, INC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,000 |
JETRO CASH & CARRY | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
AKZO NOBEL SPG LLC DBA ALCO CHEMICAL | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,600 |
SHILOH INDUSTRIES INC. DBA WELLINGTON STAMPING | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,375 |
AMERICAN MEDICAL RESPONSE | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,500 |
RYERSON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,000 |
PACIFIC OROVILLE POWER, INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,700 |
KLOCKNER PENTAPLAST OF AMERICA INC. | Strategic Value Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,800 |
MW INDUSTRIES, INC. DBA ATLANTIC SPRING | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $9,990 |
PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,000 |
PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $14,000 |
COVANTA SEMASS, LLC | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,375 |
PETSMART INC #374 | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $13,750 |
AMERICAN GREETINGS CORPORATION | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $6,750 |
MAXIM CRANE WORKS LP | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
SOUTHERN TENNESSEE MEDICAL CENTER LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,400 |
BELLAGIO | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,063 |
BELLAGIO | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $19,407 |
FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $11,600 |
COOPER TOOLS, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,000 |
WHITLOCK PACKAGING CORP | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $10,000 |
ARCTIC GLACIER INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $5,700 |
PREGIS CORPORATION | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2008 | OSHA | $7,700 |
Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,300,000 |
Tropicana Products, Inc. | PAI Partners | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $80,000 |
NORAMCO, INC. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $115,934 |
Armstrong Hardwood Flooring | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $36,106 |
GE Jenbacher GmbH & Co OHG | Advent International | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $30,000 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $18,200 |
Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2009 | CPSC | $45,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $35,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $100,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $70,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $50,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $20,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $12,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $8,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $7,500 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $7,500 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
AIR METHODS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
AKZO CHEMICALS, INCORPORATED | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $11,500 |
FERRO CORPORATION | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $5,500 |
MoneyGram International, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2009 | FTC | $18,000,000 |
Arctic Glacier International Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | DOJ_ANTITRUST | $9,000,000 |
VeriFone Holdings, Inc. | Francisco Partners | private equity (including portfolio companies) | accounting fraud or deficiencies | 2009 | SEC | $25,000 |
ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $42,429 |
Brinderson Constructors Inc. | New Mountain Capital | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $22,500 |
Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $10,784 |
Federal Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $26,500 |
C & D Technologies | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $35,465 |
Petsmart | BC Partners | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $13,500 |
Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $21,543 |
ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $13,484 |
Buffalo Wild Wings | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2009 | MO-DLIR | $11,198 |
Ingram Micro Inc. | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $15,000,000 |
Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $500,001 |
Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $65,000 |
Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $2,275,454 |
Carlyle Group | Carlyle Group | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $20,000,000 |
Kindred Healthcare, Inc | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2009 | TN-AG | $1,307,752 |
McAfee | Advent International | private equity (including portfolio companies) | consumer protection violation | 2009 | NY-AG | $375,000 |
Riverstone Holdings LLC | Riverstone Holdings | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $30,000,000 |
Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2009 | CA-MHC | $40,000 |
Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | MO-SEC | $6,000 |
INSITUFORM TECH INC | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $20,250 |
COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $8,576 |
COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $175,496 |
COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $10,577 |
API TECH CORP | AEA Investors | private equity (including portfolio companies) | environmental violation | 2009 | PA-ENV | $8,211 |
Bridgeport Energy, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | CT-ENV | $643,594 |
Covanta | EQT AB | private equity (including portfolio companies) | environmental violation | 2009 | CT-ENV | $355,000 |
ROLL COATER INC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | IN-ENV | $9,000 |