Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| ROLL COATER INC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | IN-ENV | $9,000 |
| SERVICEMASTER CLEAN | Roark Capital | private equity (including portfolio companies) | environmental violation | 2009 | MA-ENV | $11,000 |
| MUNKSJO PAPER INC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2009 | MA-ENV | $9,722 |
| UNIVAR SOLUTIONS USA INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | MA-ENV | $6,250 |
| LCY Elastomers, L.P. | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $19,300 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $9,544 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $46,350 |
| Fleetwood Travel Trailers of Texas, Inc. | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2009 | TX-ENV | $10,250 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | FINRA | $55,000 |
| HEXION SPECIALTY CHEMICALS INC | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $18,000 |
| GREDE WISCONSIN SUBSIDIARIES LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,500 |
| QUALA SYSTEMS, INC. DBA QUALAWASH | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,000 |
| RYERSON | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,250 |
| GOLDEN LIVING CENTER | Fillmore Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $10,700 |
| MW INDUSTRIES, INC. DBA ATLANTIC SPRING | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,514 |
| COVANTA SEMASS, LLC | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $13,500 |
| PETCO ANIMAL SUPPLIES, INC. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $15,600 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $8,837 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $18,450 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $90,800 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $19,000 |
| TENNECO AUTOMOTIVE OPERATING COMPANY INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $6,700 |
| UNIVAR, USA INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,650 |
| PETSMART INC | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $13,575 |
| ERACHEM COMILOG INC | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,875 |
| CARRY-ON TRAILER, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $12,100 |
| SOUTHEASTERN EMERGENCY PHYSICIANS INC | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,400 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $23,000 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $32,700 |
| HOHMAN PLATING AND MFG. INC. | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,123 |
| ARMSTRONG WOOD PRODUCTS, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $6,000 |
| BRIGGS & STRATTON CORPORATION | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,000 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $77,000 |
| COVANTA MONTGOMERY, INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $5,150 |
| MAACO COLLISION REPAIR & AUTO | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $7,050 |
| FEDERAL MOGUL CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $9,150 |
| DURA AUTOMOTIVE SYSTEMS INC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2009 | OSHA | $13,000 |
| Gulf Oil Limited Partnership | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $85,000 |
| SEQUA COATINGS, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $65,000 |
| SEQUA COATINGS, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $31,750 |
| J.L. FRENCH AUTOMOTIVE CASTINGS, INC. | Onex | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $25,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $19,730 |
| ZEP, INC. (fka ACUITY SPECIALTY PRODUCTS) | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $72,205 |
| ZEP, INC. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $18,000 |
| REILLY INDUSTRIES INC. | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $1,130,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2009 | EPA | $15,000 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | motor vehicle safety violation | 2010 | FMCSA | $10,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $210,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $175,000 |
| CHROMALLOY GAS TURBINE CORPORATION | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $12,000 |
| BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $5,000 |
| Jo-Ann Stores Inc. | Leonard Green & Partners | private equity (including portfolio companies) | product safety violation | 2010 | CPSC | $50,000 |
| Spartech Plastics | Arsenal Capital Partners | private equity (including portfolio companies) | Family and Medical Leave Act | 2010 | WHD | $10,800 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $6,297 |
| Golden Living Center | Fillmore Capital Partners | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $25,000 |
| Phoenix Services LLC | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $20,000 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $5,000 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $333,000 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $14,800 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $10,000 |
| American Medical Response/EMSC | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $5,000 |
| Kindred Healthcare (Albuquerque) Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $28,700 |
| Hospitality Staffing Solutions, LLC | Cerberus Capital Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $29,524 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $250,000 |
| Foster Farms, Inc. | Atlas Holdings | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $30,000 |
| Exactech Inc. | TPG Capital | private equity (including portfolio companies) | kickbacks and bribery | 2010 | USAO | $2,990,000 |
| BIG TEX TRAILER MANUFACTURING | Bain Capital | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $12,000 |
| Massage Envy | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2010 | CA-LCO | $30,000 |
| HUSSEY COPPER LTD | KPS Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2010 | KY-DWS | $9,038 |
| Celestica | Onex | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $2,500,000 |
| Dollar Financial | Lone Star Funds | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-state | $1,800,000 |
| Jo-Ann Stores | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-state | $5,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $790,000 |
| Jenny Craig Inc. | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $1,650,000 |
| Appleton Coated LLC | Wynnchurch Capital | private equity (including portfolio companies) | environmental violation | 2010 | WI-AG | $70,000 |
| Arctic Glacier International, Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2010 | MI-AG | $350,000 |
| Classmates Online, Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $960,000 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $952,200 |
| TruGreen Limited Partnership | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $55,000 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2010 | CA-MULTI | $1,750,000 |
| Kindred Healthcare, Inc. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2010 | IN-INS | $200,000 |
| American General Securities Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2010 | MS-SEC | $215,000 |
| Sedgwick Claims Management Services Inc. | Carlyle Group | private equity (including portfolio companies) | insurance violation | 2010 | TX-INS | $7,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | environmental violation | 2010 | CA-DPR | $50,000 |
| VERIFONE, INC. | Francisco Partners | private equity (including portfolio companies) | environmental violation | 2010 | FL-DEP | $8,000 |
| GULF OIL LIMITED PARTNERSHIP | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | NJ-ENV | $10,000 |
| Howden North America, Inc. | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | OH-ENV | $109,350 |
| Ahlstrom West Carrollton, LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2010 | OH-ENV | $17,500 |
| KIK Custom Products | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2010 | TN-ENV | $8,788 |
| D.B. Western, Inc. - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $72,908 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $79,600 |
| Akzo Nobel Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $27,100 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2010 | TX-ENV | $19,655 |
| MW Manufacturers Inc. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2010 | VA-ENV | $7,142 |
| Carry-On Trailer, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2010 | VA-ENV | $13,500 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2010 | WA-ENV | $18,000 |
| Lifoam Industries, LLC | One Rock Capital Partners | private equity (including portfolio companies) | environmental violation | 2010 | CA-SCAQMD | $157,500 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2010 | private lawsuit-federal | $675,000 |
| Trugreen Chemlawn | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2010 | MI-LEO | $6,000 |
