Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| AKZO NOBEL SURFACE CHEMISTRY, LLC | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $34,300 |
| MEDINA BLANKING INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,850 |
| GARDA CL CENTRAL, INC | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $6,000 |
| LIFETIME FITNESS INC. | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| TROPICANA MANUFACTURING COMPANY, INC. | PAI Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $9,000 |
| MAAX SPAS INDUSTRIES CORP. | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $6,725 |
| STANDARD FURNITURE MANUFACTURING COMPANY, INC. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,600 |
| WHITLOCK PACKAGING CORP | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $13,850 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $28,000 |
| DETROIT TOOL METAL PRODUCTS COMPANY | Wynnchurch Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| DETROIT TOOL & ENGINEERING | Wynnchurch Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,400 |
| CARRY-ON TRAILER CORPORATION | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $8,134 |
| GREDE II LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $17,600 |
| KINDRED HOPSITAL AT HERITAGE VALLEY | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $12,000 |
| GREDE MARION | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $11,500 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $15,000 |
| BLUE BIRD CORPORATION | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,000 |
| ANCHOR GLASS CONTAINER CORP. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $15,000 |
| TI AUTOMOTIVE | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,700 |
| TENNECO AUTOMOTIVE OPERATING COMPANY INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $16,500 |
| DE LUXE PACKAGING CORP | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,500 |
| CHUCK E. CHEESE | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,000 |
| ARCTIC GLACIER, INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $18,000 |
| TENNECO-WALKER MANUFACTURING | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $9,300 |
| SUMNER REGIONAL MEDICAL CENTER | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,400 |
| TRANSMONTAIGNE PRODUCT SERVICES INC | ArcLight Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $9,800 |
| MEINEKE CAR CARE CENTER | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,000 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $9,500 |
| WHEELED COACH INDUSTRIES, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,175 |
| FORT DEARBORN COMPANY | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $6,505 |
| FEDERAL MOGUL TP LINERS INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $18,620 |
| AKZO NOBEL SURFACE CHEMISTRY, LLC | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| LIVERPOOL COIL PROCESSING DIVISION | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,000 |
| PIONEER METAL FINISHING INC. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,355 |
| SERVICEMASTER CLEAN | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $21,000 |
| COLE HAAN INC. | Apax Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| CONNECTICUT JET POWER LLC | ArcLight Capital Partners | private equity (including portfolio companies) | water pollution violation | 2011 | EPA | $7,800 |
| SWANSON PLATING | AEA Investors | private equity (including portfolio companies) | hazardous waste violation | 2011 | EPA | $22,000 |
| FEDERAL MOGUL CORPORATION | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $119,300 |
| MOMENTIVE SPECIALTY CHEMICALS, INC. | American Securities LLC | private equity (including portfolio companies) | hazardous waste violation | 2011 | EPA | $89,100 |
| J. L. French Corporation | Onex | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $33,000 |
| APPLETON COATED, LLC | Wynnchurch Capital | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $15,000 |
| C & D TECHNOLOGIES, INC. | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $319,722 |
| Paul Espenan | Warburg Pincus | private equity (including portfolio companies) | water pollution violation | 2011 | EPA | $41,600 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $122,550 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $41,800 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $6,400 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $577,067 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $312,670 |
| ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $56,163 |
| Corporate Express Inc. | Sycamore Partners Management | private equity (including portfolio companies) | motor vehicle safety violation | 2012 | FMCSA | $5,880 |
| CIRCOR AEROSPACE INC | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $75,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $30,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $9,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $6,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $10,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $12,000 |
| KIK CUSTOM PRODUCTS | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| TransMontaigne Product Services Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,625 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,500 |
| Strategic Materials, Inc. | Littlejohn & Co. | private equity (including portfolio companies) | water pollution violation | 2012 | EPA | $159,750 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2012 | DOJ_CIVIL | $25,000,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2012 | ACPD | $50,000 |
| Servicemaster Alameda | Roark Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2012 | EBSA | $100,001 |
| Empire Kosher Poultry, Inc. | Aterian Investment Partners | private equity (including portfolio companies) | agribusiness violation | 2012 | GIPSA | $18,000 |
| Cardinal Logistics Management Corporation | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $50,000 |
| Covanta Energy Corporation and Covanta SEMASS LLC, individually and as single and joint employers | EQT AB | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $1,277,227 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $5,500 |
| American Medical Response of Connecticut, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $9,741 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $5,830 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,400,000 |
| Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro Ambulance | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,426,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $3,200,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $700,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $5,000,000 |
| California Pizza Kitchen | Golden Gate Capital | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $4,000,000 |
| PetSmart, Inc. | BC Partners | private equity (including portfolio companies) | environmental violation | 2012 | NH-AG | $15,000 |
| Verifone, Inc. | Francisco Partners | private equity (including portfolio companies) | tax violations | 2012 | CT-AG | $6,205 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2012 | CA-MULTI | $968,157 |
| Circor Aerospace, Inc. | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $205,250 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2012 | IL-SEC | $10,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2012 | MT-FIN | $115,000 |
| EMPIRE KOSHER POULTRY INC | Aterian Investment Partners | private equity (including portfolio companies) | environmental violation | 2012 | PA-ENV | $83,947 |
| API TECH CORP | AEA Investors | private equity (including portfolio companies) | environmental violation | 2012 | PA-ENV | $6,300 |
| Nexeo Solutions, LLC | Apollo Global Management | private equity (including portfolio companies) | hazardous waste violation | 2012 | AL-ENV | $5,500 |
| Petco Animal Supplies Inc. | CVC Capital Partners | private equity (including portfolio companies) | pesticide violation | 2012 | CA-DPR | $133,117 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | pesticide violation | 2012 | CA-DPR | $142,842 |
| HASA, Inc. | Wind Point Partners | private equity (including portfolio companies) | pesticide violation | 2012 | CA-DPR | $90,000 |
| Spartech Polycast, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2012 | CT-ENV | $52,861 |
| MOMENTIVE SPECIALTY CHEMICAL | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2012 | IL-ENV | $33,000 |
| ADVANCED WASTE SERVICES | EQT AB | private equity (including portfolio companies) | water pollution violation | 2012 | IL-ENV | $12,500 |
| C & D TECHNOLOGIES INC | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | IN-ENV | $6,250 |
| GEO Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2012 | LA-ENV | $12,712 |
| LIFOAM INDUSTRIES | One Rock Capital Partners | private equity (including portfolio companies) | air pollution violation | 2012 | MD-ENV | $40,000 |
| Pioneer Metal Finishing | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2012 | MN-ENV | $45,000 |
