Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $8,000 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| INNOPHOS INC | One Rock Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $10,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| GEO Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $700,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2011 | ACPD | $40,000 |
| Covanta Bristol, Inc. | EQT AB | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $10,671 |
| International Converter LLC | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $124,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $5,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $18,445 |
| Gentiva Health Services Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $12,500,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $2,700,000 |
| HAAS GROUP INTERNATIONAL | Platinum Equity | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $20,000 |
| FIVE BELOW | Advent International | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| ADT Security | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2011 | PA-DLI | $6,358 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| Cardinal Logistics | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $3,750,000 |
| American Greetings | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $1,880,000 |
| RGIS LLC | Blackstone | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $27,000,000 |
| ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $1,475,000 |
| Columbus Steel Castings Company, Inc. | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | OH-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $825,000 |
| Covanta Projects of Wallingford, L.P, | EQT AB | private equity (including portfolio companies) | environmental violation | 2011 | CT-AG | $400,000 |
| Lydall Filtration/Separation, Inc. | Clearlake Capital | private equity (including portfolio companies) | water pollution violation | 2011 | NH-AG | $20,000 |
| Michaels Stores, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2011 | NY-AG | $1,800,000 |
| Aviva Life and Annuity Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2011 | CO-INS | $25,300 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2011 | IN-SEC | $11,018 |
| Athene Annuity & Life Assurance Company Of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2011 | WA-INS | $5,000 |
| REFRESCO NORTH AMER | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2011 | PA-ENV | $51,287 |
| KINDRED HOSP PITTSBURGH - NORTH SHORE | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | PA-ENV | $20,250 |
| HITACHI METALS AUTO COMPONENTS USA LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2011 | PA-ENV | $39,500 |
| GLOBAL ADVANCED METALS USA INC | Resource Capital Funds | private equity (including portfolio companies) | environmental violation | 2011 | PA-ENV | $10,500 |
| Momentive Specialty Chemical, Inc. | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2011 | AL-ENV | $10,000 |
| Aceto Corporation | New Mountain Capital | private equity (including portfolio companies) | pesticide violation | 2011 | CA-DPR | $5,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | pesticide violation | 2011 | CA-DPR | $21,084 |
| Pioneer Metal Finishing | Aterian Investment Partners | private equity (including portfolio companies) | hazardous waste violation | 2011 | CO-DPHE | $6,000 |
| Dolco Packaging | Genstar Capital | private equity (including portfolio companies) | air pollution violation | 2011 | GA-ENV | $11,118 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | hazardous waste violation | 2011 | GA-ENV | $12,000 |
| ROLL COATER INC | Carlyle Group | private equity (including portfolio companies) | water pollution violation | 2011 | KY-ENV | $5,000 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2011 | MA-ENV | $12,000 |
| DARTMOUTH POWER ASSOCIATES LP | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2011 | MA-ENV | $12,500 |
| CALPINE CORP | Energy Capital Partners | private equity (including portfolio companies) | air pollution violation | 2011 | NJ-ENV | $96,000 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | water pollution violation | 2011 | NJ-ENV | $12,310 |
| COVANTA ESSEX CO | EQT AB | private equity (including portfolio companies) | environmental violation | 2011 | NJ-ENV | $10,000 |
| Lea Power Partners, LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2011 | NM-ENV | $21,120 |
| Arconic Tennessee LLC | Apollo Global Management | private equity (including portfolio companies) | air pollution violation | 2011 | TN-ENV | $8,000 |
| Univar USA Inc. fka DPC Enterprises, LP | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | TN-ENV | $21,762 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $9,052 |
| Ascend Performance Materials, LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $22,175 |
| Ascend Performance Materials, LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $26,560 |
| Ascend Performance Materials, LLC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $65,564 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $5,730 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $7,740 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2011 | TX-ENV | $15,960 |
| Federal-Mogul Corp. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | VA-ENV | $21,433 |
| TransMontaigne Operating Company L.P. | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | VA-ENV | $114,385 |
| Federal-Mogul Corp. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2011 | VA-ENV | $9,555 |
| MAAX USA | Lone Star Funds | private equity (including portfolio companies) | air pollution violation | 2011 | WV-ENV | $5,000 |
| Blue Bird Corp. | American Securities LLC | private equity (including portfolio companies) | workplace whistleblower retaliation | 2011 | OSHA | $176,425 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2011 | CA-SCAQMD | $8,000 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2011 | CA-SCAQMD | $6,000 |
| Arctic Glacier Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2011 | private lawsuit-federal | $12,500,000 |
| GARDA CASH LOGISTICS | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $18,000 |
| MW INDUSTRIES, INC DBA RAF ELECTRONIC HARDWARE | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,268 |
| GARDA CASH LOGISTICS | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $6,750 |
| ASCEND PERFORMANCE MATERIALS LLC | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,000 |
| 99 CENTS ONLY STORE | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $20,195 |
| 99 CENTS ONLY STORE | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,000 |
| ALCO MANUFACTURING CORPORATION, LLC | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,200 |
| SHILOH INDUSTRIES,INC. MANSFIELD BLANKING DIVISION | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $12,200 |
| SPX FLOW TECHNOLOGY USA, INC. | Lone Star Funds | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $8,585 |
| GUITAR CENTER | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| RYERSON INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $23,800 |
| D&W FINE PACK, LLC . | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $10,500 |
| BIG TEX TRAILER MANUFACTURING, INC. | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| ADT SECURITY SERVICES | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| HUSSEY COPPER LTD. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| PJ TRAILERS MFG., CO. INC.; DELCO TRAILERS | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $389,520 |
| PJ TRAILERS MFG. CO., INC.; DELCO TRAILERS | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $76,000 |
| CARLISLE TRANSPORATION PRODUCTS, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $10,000 |
| TENNECO AUTOMOTIVE OPERATING COMPANY INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $60,000 |
| ARCTIC GLACIER ICE | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $6,555 |
| MAGNABLEND, INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $19,000 |
| MAGNABLEND, INC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $14,000 |
| MARIETTA CORPORATION | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $19,800 |
| BRIGGS & STRATTON POWER PRODUCTS GROUP, LLC | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $75,000 |
| MAXIM CRANE WORKS, LP | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $18,750 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $16,500 |
| BURROWS PAPER CORPORATION, PACKAGING DIVISION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $11,050 |
| ALENCO DBA PLYGEM | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $9,900 |
| MOTEL 6 OPERATING L P | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,600 |
| SERVICE MASTER 1ST RESPONSE | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,880 |
| DURO BAG MANUFACTURING COMPANY | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $8,500 |
| CLIPPER WINDPOWER, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,000 |
| JETRO/RD DBA RESTAURANT DEPOT, LLC | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,700 |
| KINDRED HOSPITAL | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $9,000 |
| ANALOGIC CORPORATION | Altaris Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $19,600 |
| JETRO HOLDINGS LLC DBA RESTAURANT DEPOT | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $8,400 |
| SWANSON PLATING COMPANY, INC. | AEA Investors | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $8,663 |
| ROLL COATER INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,950 |
| AKZO NOBEL SURFACE CHEMISTRY, LLC | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $34,300 |
