Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $35,000 |
| TI Automotive | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $2,500,000 |
| Tower Automotive Lansing, LLC | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $125,000 |
| The Pike Company | Lindsay Goldberg | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $6,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $18,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $5,063 |
| Tenneco Automotive | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $79,437 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $8,249 |
| Federal Mogul Powertrain Systems | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $15,000 |
| Beverly Enterprises-Pleasant Grove | Fillmore Capital Partners | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $23,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2005 | FRA | $8,000 |
| Basic Chemical Solutions | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2005 | FRA | $10,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | NY-AG | $1,250,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | OH-AG | $75,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2005 | AR-AG | $1,500,000 |
| Cushman & Wakefield of Washington, DC, Inc | TPG Capital | private equity (including portfolio companies) | False Claims Act and related | 2005 | DC-AG | $4,800,000 |
| ResCare Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2005 | TX-AG | $2,150,000 |
| Yahoo! | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2005 | NY-AG | $175,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | consumer protection violation | 2005 | CA-MULTI | $389,748 |
| FORETHOUGHT LIFE INSURANCE CO. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2005 | VA-INS | $9,500 |
| Liberty Life Insurance Company of Greenville, S.C. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2005 | MULTI-FIN | $3,075,950 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2005 | PA-ENV | $28,266 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2005 | PA-ENV | $5,145 |
| Hasa Inc. | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2005 | CA-DPR | $22,786 |
| Akzo Nobel Surface Chemistry LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2005 | IL-ENV | $37,500 |
| UNIVAR SOLUTIONS USA INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2005 | MA-ENV | $12,000 |
| DARTMOUTH POWER ASSOCIATES LP | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2005 | MA-ENV | $26,600 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2005 | NJ-ENV | $62,500 |
| STRATEGIC MATERIALS INC | Littlejohn & Co. | private equity (including portfolio companies) | environmental violation | 2005 | NJ-ENV | $17,084 |
| Ferro Corp. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2005 | OH-ENV | $21,500 |
| D.B. Western, Inc. - Texas | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2005 | TX-ENV | $7,076 |
| Akzo Nobel Catalysts, LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2005 | TX-ENV | $16,436 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $6,600,000 |
| Securities America, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $2,400,000 |
| Ladenburg Thalmann & Co. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $1,200,000 |
| Neiman Marcus Group Inc. | Ares Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2005 | private lawsuit-federal | $12,437,500 |
| INTERNATIONAL CONVERTER | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $9,000 |
| CIRCLE SEAL CONTROLS INC | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,820 |
| C&D TECHNOLOGIES, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,252 |
| CROTHALL LAUNDRY SERVICES | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $9,150 |
| STRATEGIC MATERIALS,INC.DBA WESTERN STRATEGIC MATE | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,935 |
| TOWER AUTOMOTIVE PRODUCTS COMPANY, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $9,500 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,500 |
| TOWER AUTOMOTIVE | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,650 |
| STERIGENICS INTERNATIONAL, INC. | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,062 |
| TEKNI-PLEX TRISEAL | Genstar Capital | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $6,750 |
| PETCO | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,440 |
| GREDE FOUNDRIES, INC. | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $10,500 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $7,000 |
| PETSMART, INC. STORE # 299 | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $5,265 |
| STANDARD FURNITURE MANUFACTURING COMPANY, INC. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $11,000 |
| STANDARD FURNITURE MANUFACTURING COMPANY, INC. | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $6,900 |
| POLAR TANK TRAILER CORP | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $10,800 |
| HUSSEY COPPER LTD. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $28,250 |
| MICHAELS ARTS AND CRAFTS | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $13,500 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $12,000 |
| TROPICANA BEVERAGES NORTH AMERICA | PAI Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $164,250 |
| SCHENECTADY INTERNATIONAL | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $8,500 |
| JOSEPH T. RYERSON & SON, INC. DBA RYERSON TULL | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $6,125 |
| JOSEPH T. RYERSON & SON, INC. DBA RYERSON TULL | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $19,000 |
| JETRO CASH & CARRY | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $7,500 |
| SERVICE MASTERS CORPORATION DBA TRUGREEN CHEMLAWN | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $7,000 |
| MEDINA BLANKING INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2005 | OSHA | $8,200 |
| Reichhold Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $8,220 |
| FEDERAL-MOGUL IGNITION CO | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $25,000 |
| FEDERAL MOGUL CORPORATION | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $12,891 |
| NORAMCO, INC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $263,992 |
| BioLab, Inc. | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $23,680 |
| Aceto Agricultural Chemicals Corporation | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $13,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $76,000 |
| Reichhold, Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $28,822 |
| GOM Shelf LLC | Riverstone Holdings | private equity (including portfolio companies) | offshore drilling violation | 2006 | BSEE | $30,000 |
| INSITUFORM TECHNOLOGIES USA, INC | New Mountain Capital | private equity (including portfolio companies) | motor vehicle safety violation | 2006 | FMCSA | $13,490 |
| AKZO NOBEL POLYMER CHEMICALS LLC | Carlyle Group | private equity (including portfolio companies) | motor vehicle safety violation | 2006 | FMCSA | $12,350 |
| Akzo Nobel Chemicals International B.V. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2006 | DOJ_ANTITRUST | $32,000,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $9,000,000 |
| Beverly Enterprises Inc. | Fillmore Capital Partners | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $20,000,000 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $12,900,000 |
| Corporate Express Office Products | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $5,020,000 |
| Sterigenics International, Inc. | Warburg Pincus | private equity (including portfolio companies) | nuclear safety violation | 2006 | NRC | $9,600 |
| McAfee, Inc. | Advent International | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
| Affordable Suites of America, Inc. | Lindsay Goldberg | private equity (including portfolio companies) | employment screening violation | 2006 | WHD | $6,000 |
| COOPER POWER TOOLS, INC. | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $21,335 |
| Tower Automotive | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $8,400 |
| Alcoa-Cleveland Works | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $38,000 |
| Dunkin Donuts | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $138,070 |
| TI AUTOMOTIVE | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $13,360 |
| Lifoam Industries | One Rock Capital Partners | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $5,994 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $69,800 |
| Alcoa | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $70,000 |
| AKZO-NOBEL | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $15,779 |
| 99 Cent Only Stores | Ares Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $5,855 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2006 | FRA | $5,000 |
| Zep Manufacturing Co. | New Mountain Capital | private equity (including portfolio companies) | railroad safety violation | 2006 | FRA | $5,000 |
| Dollar Financial | Lone Star Funds | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $5,800,000 |
| Guitar Center | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $2,900,000 |
| Gymboree | Bain Capital | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $2,275,000 |
| Barnes & Noble | Elliott Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $10,000,000 |
| AnnTaylor Stores | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $6,500,000 |
| AOL | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | AK-AG | $25,000,000 |
| TruGreen Limited Partnership d/b/a TruGreen ChemLawn | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2006 | NJ-AG | $80,000 |
