Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| REICHHOLD CHEMICAL CORP | Black Diamond Capital Management | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $156,100 |
| Anchor Glass Container | CVC Capital Partners | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $177,996 |
| Reilly Industries Incorporated | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $29,700 |
| Calpine Natural Gas L.P. | Energy Capital Partners | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $8,460 |
| Gates Rubber Company | Blackstone | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $107,950 |
| Chromalloy Gas Turbine Corporation | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $326,722 |
| Univar USA Inc. aka Van Waters & Rogers | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2003 | EPA | $10,040 |
| GOM Shelf LLC | Riverstone Holdings | private equity (including portfolio companies) | offshore drilling violation | 2004 | BSEE | $35,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2004 | FAA | $52,500 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| BEVERLY ENTERPRISES INC | Fillmore Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2004 | EBSA | $10,001 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2004 | ACPD | $30,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2004 | ACPD | $35,000 |
| GATES CORPORATION | Blackstone | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $22,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $15,000 |
| WKI Holding Co. - EKCO Housewares - Massillon Ohio Plant [World Kitchen Incorporated] | Cornell Capital | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $13,511 |
| CELESTICA CORPORATION | Onex | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $2,499,606 |
| Silver Line Building Products Corporation | Clayton Dubilier & Rice | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $45,840 |
| World Kitchen, Inc. | Cornell Capital | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $6,900 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $10,700 |
| HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $20,670 |
| American Medical Response, NW (Josephine County Oregon) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $48,783 |
| PPl Montana | Riverstone Holdings | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $8,433 |
| Spartech Polycom, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $125,000 |
| RESCARE | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $5,500 |
| LiPari Foods Inc. | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $10,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $34,600 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $25,000 |
| Atotech USA Inc. | Carlyle Group | private equity (including portfolio companies) | export control violation | 2004 | BIS | $14,000 |
| Reichhold Chemicals Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | railroad safety violation | 2004 | FRA | $6,800 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2004 | private lawsuit-state | $4,900,000 |
| CKE Restaurants | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2004 | private lawsuit-state | $9,000,000 |
| CEC Entertainment | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2004 | private lawsuit-state | $4,240,000 |
| Barnes & Noble.com | Elliott Management | private equity (including portfolio companies) | privacy violation | 2004 | NY-AG | $60,000 |
| Caliber Collision Centers | Hellman & Friedman | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-AG | $5,800,000 |
| Kindred Nursing Centers L.P. | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2004 | KY-AG | $3,684,605 |
| Transmontaigne Pipeline, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | IL-AG | $71,000 |
| TruGreen LandCare | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2004 | MA-AG | $62,000 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-MULTI | $854,254 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-SFCA | $50,000 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2004 | TX-SEC | $12,500 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2004 | PA-ENV | $33,206 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2004 | PA-ENV | $231,064 |
| COLUMBIA LIGHTING | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2004 | PA-ENV | $12,800 |
| Ahlstrom Windsor Locks LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2004 | CT-ENV | $37,500 |
| TruGreen, LP | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2004 | CT-ENV | $12,000 |
| BioLab, Inc. | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2004 | GA-ENV | $24,000 |
| HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | KY-ENV | $13,000 |
| DUNKIN DONUTS | Roark Capital | private equity (including portfolio companies) | environmental violation | 2004 | MA-ENV | $15,000 |
| Glen-Gery Corp. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2004 | OH-ENV | $134,895 |
| Schenectady International, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | TX-ENV | $10,260 |
| Lufkin Industries, Inc. | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | TX-ENV | $11,660 |
| Akzo Nobel Industrial Specialties Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2004 | TX-ENV | $39,578 |
| Reilly Industries Inc. | Wind Point Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2004 | private lawsuit-federal | $4,150,000 |
| DURO BAG MANUFACTURING CO. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $14,400 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $5,000 |
| REILLY INDUSTRIES, INC. | Wind Point Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $6,300 |
| CHAMPION BUS INC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $5,778 |
| STERIGENICS | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $9,450 |
| PETCO | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $5,150 |
| SPARTECH PLASTICS | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $29,625 |
| EMPIRE KOSHER POULTRY, INCORPORATED | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $9,055 |
| ALENCO WINDOWS | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $6,500 |
| THE NEIMAN MARCUS GROUP, INC. | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $86,500 |
| JEFFERSON BLANKING DIVISION OF SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $10,220 |
| M.W. INDUSTRIES, INC. | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $5,000 |
| LUFKIN INDUSTRIES, INC., LUFKIN TRAILERS DIVISION | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $7,000 |
| LUFKIN INDUSTRIES, INC., LUFKIN TRAILERS DIVISION | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $6,750 |
| GATES CORPORATION | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $6,000 |
| JAMES AUSTIN COMPANY | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $7,510 |
| BURROWS PAPER CORPORATION | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $37,000 |
| SERVICE MASTER OF SEATTLE | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $6,000 |
| TOWER AUTOMOTIVE PRODUCTS COMPANY, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $49,000 |
| STRATEGIC MATERIALS INC. | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $10,400 |
| PETSMART, INC. (DC-21) | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $6,200 |
| TRUGREEN LANDCARE | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $7,500 |
| NATIONAL BEDDING COMPANY DBA SERTA MATTRESS CO. | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $15,500 |
| FRONTIER AIRLINES, INC | Indigo Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $14,737 |
| TOWER AUTOMOTIVE INC | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $24,800 |
| NORAMCO | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $7,000 |
| MOTEL 6 | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $13,440 |
| ZEP MANUFACTURING | New Mountain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2004 | OSHA | $6,000 |
| Solgar Vitamin & Herb | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $16,523 |
| Schenectady International, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $28,600 |
| FEDERAL MOGUL CORPORATION | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $5,000 |
| Univar U.S.A., Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $23,760 |
| Alcoa Mill Products | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $15,500 |
| Alumax Mill Products, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $10,000 |
| AKZO Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $15,090 |
| TransMontaigne Product Services Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | environmental violation | 2004 | EPA | $55,300 |
| OMNIFLIGHT HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $48,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $44,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $17,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $30,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $11,000 |
| UNIVAR USA INC | Apollo Global Management | private equity (including portfolio companies) | motor vehicle safety violation | 2005 | FMCSA | $5,460 |
| Staples Contract and Commercial | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2005 | DOJ_CIVIL | $7,400,000 |
| Rescare-East Ohio Group Home | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $25,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $35,000 |
