Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| TruGreen Limited Partnership d/b/a TruGreen ChemLawn | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2006 | NJ-AG | $80,000 |
| GEO SPECIALTY CHEM TRIMET DIV | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2006 | PA-ENV | $10,090 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2006 | PA-ENV | $21,600 |
| Hexion Specialty Chemicals Inc | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2006 | LA-ENV | $29,129 |
| CIRCOR NAVAL SOLUTIONS LLC | KKR & Co. | private equity (including portfolio companies) | environmental violation | 2006 | MA-ENV | $7,900 |
| LIFOAM INDUSTRIES LLC | One Rock Capital Partners | private equity (including portfolio companies) | environmental violation | 2006 | MA-ENV | $8,625 |
| Federal-Mogul Powertrain LLC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2006 | MN-ENV | $5,625 |
| POLYMER ADDITIVES INC | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2006 | NJ-ENV | $198,500 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2006 | TX-ENV | $72,000 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2006 | TX-ENV | $9,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | environmental violation | 2006 | TX-ENV | $9,160 |
| American General Securities, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2006 | FINRA | $1,100,000 |
| CROTHALL LAUNDRY SERVICES INC. | H.I.G. Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,250 |
| HASA INC | Wind Point Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,810 |
| FOSTER FARMS | Atlas Holdings | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $9,375 |
| JAMBA JUICE | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $28,060 |
| SERVICE MASTER INC. | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $7,900 |
| DURO BAG MANUFACTURING CO. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,300 |
| NAKED JUICE | PAI Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,010 |
| PREGIS | Warburg Pincus | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,200 |
| STRATEGIC MATERIALS,INC.DBA WESTERN STRATEGIC MATE | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $20,700 |
| GREDE WISCONSIN SUBSIDIARIES LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $26,500 |
| EMPIRE KOSHER POULTRY, INCORPORATED | Aterian Investment Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $8,250 |
| FORT DEARBORN COMPANY | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $11,250 |
| INTERTAPE POLYMER CORP | Clearlake Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $9,382 |
| TEKNI-PLEX INC DBA DOLCO PACKAGING | Genstar Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $9,945 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $118,000 |
| COLUMBUS STEEL CASTINGS COMPANY | Protostar Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $12,000 |
| KINDRED HEALTHCARE DBA AURORA CARE CENTER | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,000 |
| FERRO ELECTRONIC MATERIAL SYSTEMS | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $23,600 |
| LIFOAM INDUSTRIES LLC | One Rock Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $10,356 |
| ROLL COATER INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,000 |
| BLUE BIRD CORPORATION | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $9,800 |
| RYERSON METAL PROCESSING | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $17,400 |
| WHITLOCK PACKAGING CORPORATION | KKR & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $7,000 |
| PETSMART | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,500 |
| CHROMALLOY GAS TURBINE CORP. | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $9,500 |
| MAACO AUTO PAINTING | Roark Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $7,600 |
| TOWER AUTOMOTIVE | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,600 |
| LIFOAM INDUSTRIES, LLC | One Rock Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $26,300 |
| STRATEGIC MATERIALS,INC.DBA WESTERN STRATEGIC MATE | Littlejohn & Co. | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,720 |
| GEORGETOWN COMMUNITY HOSPITAL, LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $5,850 |
| BOB'S DISCOUNT FURNITURE, LLC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $9,621 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $8,075 |
| HEXION SPECIALTY CHEMICALS | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,750 |
| SHILOH INDUSTRIES | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $16,800 |
| ALCOA INC. | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $17,820 |
| SPARTECH POLYCOM | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $31,125 |
| SPARTECH POLYCOM | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $10,000 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,082 |
| FRONTIER AIRLINES, INC | Indigo Partners | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,000 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $7,000 |
| PIKE ELECTRIC INC | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2006 | OSHA | $6,000 |
| C&D TECHNOLOGIES, INC. (POWER COM) | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $1,600,000 |
| Detrex | Bain Capital | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $250,000 |
| ANCHOR GLASS CONTAINER CORP. | CVC Capital Partners | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $96,901 |
| Reilly Industries Inc. (Indianapolis) | Wind Point Partners | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $84,468 |
| AMERICAN GREETINGS CORPORATION | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $8,485 |
| TI AUTOMOTIVE INC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $110,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $157,500 |
| Foster Farms, LLC | Atlas Holdings | private equity (including portfolio companies) | environmental violation | 2006 | EPA | $100,000 |
| GOM Shelf LLC | Riverstone Holdings | private equity (including portfolio companies) | offshore drilling violation | 2007 | BSEE | $40,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $18,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $25,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $44,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $85,000 |
| Calpine Energy Services, L.P. | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2007 | FERC | $4,500,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2007 | DOJ_CIVIL | $2,500,000 |
| AHLSTROM ENGINE FILTRATION LLC | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | EBSA | $10,001 |
| Jostens, Inc. | Platinum Equity | private equity (including portfolio companies) | Family and Medical Leave Act | 2007 | WHD | $5,457 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $15,060 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $8,000 |
| American Medical Response (AMR) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $35,000 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $104,000 |
| Tenneco Automotive, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $14,233 |
| Dunkin Donuts Distribution Center, Inc. | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $30,432 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $8,000 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $20,250 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $6,750 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $5,250 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $14,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $7,000 |
| Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-federal | $4,300,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-state | $3,200,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2007 | MULTI-AG | $3,000,000 |
| TruGreen, L.P. | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2007 | WA-AG | $133,000 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | AZ-DIFI | $125,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2007 | CA-MHC | $7,500 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2007 | MT-FIN | $5,000 |
| Moneygram International | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | NH-BKG | $10,000 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $26,786 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $32,528 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $9,433 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2007 | PA-ENV | $77,750 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | environmental violation | 2007 | CA-DPR | $36,719 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | environmental violation | 2007 | CA-DPR | $13,743 |
