Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | environmental violation | 2007 | CA-DPR | $13,743 |
| KIK Denver LLC | Centerbridge Partners | private equity (including portfolio companies) | environmental violation | 2007 | CO-DPHE | $17,000 |
| TruGreen, LP | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2007 | CT-ENV | $6,250 |
| Phoenix Chemical Company, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2007 | GA-ENV | $5,000 |
| Armstrong Wood Products | American Industrial Partners | private equity (including portfolio companies) | environmental violation | 2007 | NE-ENV | $112,500 |
| DAVIS-STANDARD LLC | Onex | private equity (including portfolio companies) | environmental violation | 2007 | NJ-ENV | $6,000 |
| Columbus Steel Castings Co. | Protostar Partners | private equity (including portfolio companies) | environmental violation | 2007 | OH-ENV | $75,000 |
| Big Tex Trailer Manufacturing, Inc. | Bain Capital | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $9,600 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $90,216 |
| Akzo Nobel Polymer Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $10,000 |
| Sequa Corporation | Carlyle Group | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $46,580 |
| Tekni-Plex, Inc. | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2007 | TX-ENV | $12,700 |
| PORT TOWNSEND PAPER | Lindsay Goldberg | private equity (including portfolio companies) | environmental violation | 2007 | WA-ENV | $5,000 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2007 | private lawsuit-federal | $5,250,000 |
| American Medical Response, Inc. | KKR & Co. | private equity (including portfolio companies) | wage and hour violation | 2007 | CA-LCO | $5,612 |
| Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $14,900,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $5,500,000 |
| MOTEL 6 | Blackstone | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $7,200 |
| C&D TECHNOLOGIES, INC. | KPS Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,250 |
| COVANTA DELANO INC | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $10,295 |
| ARCTIC GLACIER, INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,825 |
| FEDERAL MOGUL CORP | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,502 |
| GREDE FOUNDRIES INC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,050 |
| CHAMPION BUS INC | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $16,005 |
| C&M FINE PACK INC | Mid Oaks Investments | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $11,645 |
| SHILOH INDUSTRIES INC. | MiddleGround Capital | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $12,100 |
| CARLISLE TIRE & WHEEL COMPANY | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $9,448 |
| CHROMALLOY GAS TURBINE CORP. | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $12,000 |
| TEKNI-PLEX, INC. | Genstar Capital | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,970 |
| JOSEPH T. RYERSON & SON, INC. | Platinum Equity | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $17,500 |
| STAPLES, INC. | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $11,250 |
| STAPLES NORTHEAST DISTRIBUTION CENTER | Sycamore Partners Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $29,000 |
| HEXION SPECIALTY CHEMICALS, INC. | American Securities LLC | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $10,150 |
| GULF OIL LIMITED PARTNERSHIP | ArcLight Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $14,430 |
| SHOWA ALUMINUM CORPORATION OF AMERICA | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,066 |
| PIKE ELECTRIC, INC. | Lindsay Goldberg | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $10,000 |
| JAMES AUSTIN COMPANY | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,251 |
| PETSMART INC. #1113 | BC Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,940 |
| KIK CUSTOM PRODUCTS, INC. | Centerbridge Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,805 |
| PETCO ANIMAL SUPPLIES STORES, INC. | CVC Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $8,200 |
| JO-ANN FABRICS AND CRAFTS | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,000 |
| POLAR TANK TRAILER CORP | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $7,000 |
| QUALA SYSTEMS, INC. DBA QUALAWASH | Advent International | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $30,000 |
| REXALL SUNDOWN, INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $6,750 |
| APPLETON PAPERS INCORPORATED | Wynnchurch Capital | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,400 |
| FEDERAL MOGUL | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,000 |
| MANTECH INTERNATIONAL CORPORATION | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,363 |
| LIVINGSTON REGIONAL HOSPITAL LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,400 |
| JETRO CASH & CARRY | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $5,600 |
| ARCTIC GLACIER INC. | Carlyle Group | private equity (including portfolio companies) | workplace safety or health violation | 2007 | OSHA | $45,250 |
| GEO Specialty Inc | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $51,495 |
| Silver Line Building Products | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $22,750 |
| ERACHEM COMILOG, INC. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $25,211 |
| FAR RESEARCH, INC. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $10,000 |
| BASF CONSTRUCTION CHEMICALS, LLC | Lone Star Funds | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $43,591 |
| UNIVAR USA, INC | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $12,480 |
| PPL Montana - Colstrip Power Plant | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $50,000 |
| Briggs and Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | environmental violation | 2007 | EPA | $130,000 |
| Electronics for Imaging, Inc. | Siris Capital Group | private equity (including portfolio companies) | export control violation | 2008 | BIS | $32,000 |
| Neiman Marcus Group Inc | Ares Management | private equity (including portfolio companies) | product safety violation | 2008 | CPSC | $50,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $32,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $11,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $7,500 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $10,000 |
| ACUITY SPECIALTY PRODUCTS GROUP INC | New Mountain Capital | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $14,030 |
| GARCO INC | EQT AB | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $12,160 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,625 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $7,500 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $9,500 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $8,000 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $8,000 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $10,500 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $2,300,000 |
| AHLSTROM USA, INC. | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2008 | EBSA | $50,001 |
| Professional Medical Transport | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $88,759 |
| Covanta Bristol, Inc. | EQT AB | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $50,000 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $35,846 |
| Alcoa | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $125,000 |
| Dunkin' Donuts Mid-Atlantic Distribution Center | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $27,611 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $7,000 |
| Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $12,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,000 |
| Massage Envy | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $6,250 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $394,750 |
| Service Master | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2008 | PA-DLI | $20,524 |
| Celestica | Onex | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-federal | $1,700,000 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-federal | $1,500,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-state | $38,000,000 |
| AmerUs Life Insurance Co. and American Investors Life Insurance Co. | Apollo Global Management | private equity (including portfolio companies) | investor protection violation | 2008 | MN-AG | $375,000 |
| Briggs & Stratton Corp. | KPS Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | CT-AG | $125,000 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | NJ-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $650,000 |
| Milk Specialties Company | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2008 | WI-AG | $75,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | MULTI-AG | $1,100,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | NE-DBF | $6,000 |
| GEO SPECIALTY CHEM INC | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $5,500 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $19,445 |
| COVANTA DELAWARE VALLEY LP | EQT AB | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $13,263 |
| BRUNNER ISLAND LLC | Riverstone Holdings | private equity (including portfolio companies) | environmental violation | 2008 | PA-ENV | $8,000 |
| FEDERAL MOGUL | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2008 | IL-ENV | $49,127 |
| UNIVAR USA | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2008 | IN-ENV | $5,250 |
| PREGIS INNOVATIVE PACKAGING, INC. | Warburg Pincus | private equity (including portfolio companies) | environmental violation | 2008 | KY-ENV | $125,000 |
