Violation Tracker Agency Summary Page

Agency Name: 
Federal Reserve
Penalty Total since 2000: 
$5,819,634,490
Number of Records: 
135
Note: 
The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$878,900,0004
HSBC$471,000,0003
Citigroup$442,600,0004
UBS$442,000,0002
Goldman Sachs$435,140,0005
Bank of America$380,500,0002
Barclays$342,000,0001
Royal Bank of Scotland$324,000,0002
Deutsche Bank$255,600,0003
BNP Paribas$246,000,0001


Individual Penalty Records:

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Company Parent Parent Major Industry Primary Offense Type Year Penalty Amountsort icon
UBS AG UBS financial services banking violation 2015 $342,000,000
BARCLAYS BANK PLC Barclays financial services banking violation 2015 $342,000,000
CITIGROUP INC. Citigroup financial services banking violation 2015 $342,000,000
JPMORGAN CHASE & CO. JPMorgan Chase financial services banking violation 2015 $342,000,000
Goldman Sachs Goldman Sachs financial services mortgage abuses 2013 $330,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporation JPMorgan Chase financial services banking violation 2012 $275,000,000
ROYAL BANK OF SCOTLAND PLC Royal Bank of Scotland financial services banking violation 2015 $274,000,000
BNP Paribas S.A. BNP Paribas financial services foreign exchange market manipulation 2017 $246,000,000
Morgan Stanley Morgan Stanley financial services mortgage abuses 2013 $227,000,000
Ally Financial Inc. Ally Financial financial services banking violation 2012 $207,000,000
BANK OF AMERICA CORPORATION Bank of America financial services banking violation 2015 $205,000,000
COMMERZBANK AG Commerzbank financial services banking violation 2015 $200,000,000
JPMORGAN CHASE & CO. JPMorgan Chase financial services banking violation 2013 $200,000,000
Bank of America Corporation Bank of America financial services banking violation 2012 $175,500,000
HSBC Holdings HSBC financial services banking violation 2017 $175,000,000
HSBC HOLDINGS PLC HSBC financial services banking violation 2012 $165,000,000
SunTrust Banks, Inc. SunTrust Banks financial services banking violation 2014 $160,000,000
Deutsche Bank AG Deutsche Bank financial services interest rate benchmark manipulation 2017 $156,600,000
HSBC North America Holdings, Inc. HSBC financial services banking violation 2016 $131,000,000
Credit Suisse AG Credit Suisse financial services banking violation 2014 $100,000,000
STANDARD CHARTERED PLC Standard Chartered financial services banking violation 2012 $100,000,000
UBS AG UBS financial services economic sanction violation 2004 $100,000,000
Credit Agricole S.A. Credit Agricole financial services banking violation 2015 $90,300,000
Wells Fargo & Company Wells Fargo financial services banking violation 2012 $87,000,000
Wells Fargo & Company Wells Fargo financial services banking violation 2011 $85,000,000
Societe Generale S.A. Societe Generale financial services economic sanction violation 2018 $81,300,000
Citigroup Inc. Citigroup financial services banking violation 2004 $70,000,000
ServiceLink Holdings, LLC Fidelity National Financial financial services banking violation 2017 $65,000,000
JPMorgan Chase & Co. JPMorgan Chase financial services banking violation 2016 $61,900,000
Deutsche Bank AG Deutsche Bank financial services banking violation 2015 $58,000,000
Goldman Sachs Group, Inc. Goldman Sachs financial services securities issuance or trading violation 2018 $54,750,000
THE ROYAL BANK OF SCOTLAND GROUP PLC Royal Bank of Scotland financial services banking violation 2013 $50,000,000
Regions Bank Regions Financial financial services banking violation 2014 $46,000,000
Deutsche Bank AG Deutsche Bank financial services anti-money-laundering deficiencies 2017 $41,000,000
Goldman Sachs Group Goldman Sachs financial services banking violation 2016 $36,300,000
Mega International Commercial Bank Co., Ltd.   anti-money-laundering deficiencies 2018 $29,000,000
Banco Bilbao Vizcaya Argentaria, S.A. Banco Bilbao Vizcaya Argentaria financial services banking violation 2016 $27,000,000
Citigroup Inc. Citigroup financial services banking violation 2012 $22,000,000
US Bancorp U.S. Bancorp financial services banking violation 2018 $15,000,000
Goldman Sachs Goldman Sachs financial services mortgage abuses 2018 $14,000,000
AMERICAN EXPRESS COMPANY American Express financial services banking violation 2012 $9,000,000
Citigroup Citigroup financial services banking violation 2018 $8,600,000
Credit Agricole S.A. Credit Agricole financial services banking violation 2004 $8,000,000
Morgan Stanley Morgan Stanley financial services mortgage abuses 2018 $8,000,000
THE BANK OF NEW YORK MELLON Bank of New York Mellon financial services banking violation 2012 $6,000,000
CIT Group Inc. CIT financial services mortgage abuses 2018 $5,200,000
U.S. Trust Corporation   banking violation 2001 $5,000,000
Mid America Bank and Trust   banking violation 2017 $5,000,000
Community Trust Bank, Inc.   banking violation 2018 $4,750,000
U.S. Bancorp U.S. Bancorp financial services mortgage abuses 2018 $4,400,000
Cole Taylor Bank MB Financial financial services banking violation 2014 $3,510,000
PNC Financial Services Group PNC Financial Services financial services mortgage abuses 2018 $3,500,000
METLIFE, INC MetLife financial services banking violation 2012 $3,200,000
WestLB AG   banking violation 2003 $3,000,000
Bank of New York Mellon Corporation Bank of New York Mellon financial services banking violation 2017 $3,000,000
Peoples Bank   banking violation 2017 $2,800,000
Higher One, Incorporated Providence Equity Partners private equity (including portfolio companies) banking violation 2015 $2,231,250
SunTrust Bank SunTrust Banks financial services banking violation 2017 $1,501,000
BANCO ESPIRITO SANTO S. A. Banco Espirito Santo financial services banking violation 2012 $975,000
Customers Bank Customers Bancorp financial services banking violation 2016 $960,000
BANCO INDUSTRIAL DE VENEZUELA, C. A.   banking violation 2011 $600,000
Regions Bank Regions Financial financial services banking violation 2009 $135,000
RBC Centura Bank   banking violation 2007 $106,930
Goldman Sachs Bank USA Goldman Sachs financial services banking violation 2018 $90,000
First Baird Bancshares, Inc.   banking violation 2006 $87,500
Capital City Bank Capital City Bank Group financial services banking violation 2007 $85,045
Compass Bank Banco Bilbao Vizcaya Argentaria financial services banking violation 2009 $70,625
HomeFederal Bank   banking violation 2005 $57,250
INDEPENDENT BANK Independent Bank Corp. (Michigan) financial services banking violation 2015 $56,205
First Nebraska Bank   banking violation 2017 $55,500
Dexia, S.A. Dexia financial services banking violation 2002 $50,000
MyBank   banking violation 2018 $49,000
The Bank   banking violation 2005 $46,050
MYANNS Corporation   banking violation 2011 $37,500
Settlers Bank   banking violation 2014 $35,310
Provident Bank   banking violation 2003 $34,100
Platte Valley Bank   banking violation 2017 $33,785
Bank of Hampton Roads Union Bankshares Corp. financial services banking violation 2011 $33,600
Bank of Pontiac   banking violation 2005 $32,550
PlainsCapital Bank and PrimeLending   banking violation 2011 $30,780
The Bank of Monroe   banking violation 2015 $28,640
First Community Bank   banking violation 2016 $27,285
Wayne Bank and Trust Company   banking violation 2017 $23,000
Irwin Union Bank   banking violation 2005 $22,300
Tennessee State Bank   banking violation 2014 $22,155
Cecil Bank   banking violation 2010 $21,945
County Bank   banking violation 2005 $19,960
First Bank   banking violation 2003 $17,150
United Bank   banking violation 2006 $16,350
Chemical Bank   banking violation 2007 $16,245
East West Bank East West Bancorp financial services banking violation 2007 $16,245
The Bank of Currituck   banking violation 2003 $16,000
Bank of New York Mellon Bank of New York Mellon financial services banking violation 2018 $16,000
STATE BANK   banking violation 2014 $15,785
First Interstate Bank First Interstate Bancsystem financial services banking violation 2005 $15,750
The First State Bank of Dongola   banking violation 2018 $15,000
Clear Mountain Bank   banking violation 2018 $14,000
Frontier Bank   banking violation 2005 $12,500
Bank of Fayette County   banking violation 2018 $12,000
Truxton Trust Company   banking violation 2015 $11,285
Bank of Star City,   banking violation 2017 $11,000
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