Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$332,924,888,663
Number of Records: 
6,731
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,885,116,051259
JPMorgan Chase$35,851,377,155190
Citigroup$25,535,002,360154
Wells Fargo$21,428,596,719217
Deutsche Bank$18,341,457,30276
UBS$16,845,624,16097
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,447,392,62644


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Credit Agricole Corporate and Investment Bank (CACIB) Credit Agricole economic sanction violation 2015 USAO $156,000,000
Societe Generale S.A. Societe Generale economic sanction violation 2018 FED $81,300,000
Societe Generale S.A. Societe Generale economic sanction violation 2018 USAO $717,200,000
Societe Generale S.A. Societe Generale economic sanction violation 2018 OFAC $53,966,916
JPMorgan Chase Bank, N.A. JPMorgan Chase economic sanction violation 2018 OFAC $5,263,171
UniCredit Group UniCredit economic sanction violation 2019 DOJ_CRIMINAL $413,536,632
Standard Chartered Bank Standard Chartered economic sanction violation 2019 DOJ_CRIMINAL $292,210,160
Western Union Financial Services, Inc. Western Union economic sanction violation 2019 OFAC $401,697
UniCredit Bank AG UniCredit economic sanction violation 2019 OFAC (*) $553,380,759
UniCredit Bank Austria AG UniCredit economic sanction violation 2019 OFAC (*) $20,326,340
UniCredit S.p.A. UniCredit economic sanction violation 2019 OFAC (*) $37,316,322
Standard Chartered Bank Standard Chartered economic sanction violation 2019 OFAC (*) $657,040,033
Citigroup Inc. Citigroup economic sanction violation 2014 OFAC $217,841
Branch Banking & Trust Co. Truist Financial economic sanction violation 2014 OFAC $19,125
American International Group, Inc. American International Group economic sanction violation 2014 OFAC $279,038
HSBC Bank USA, N.A. HSBC economic sanction violation 2013 OFAC $32,400
Compass Bank Banco Bilbao Vizcaya Argentaria economic sanction violation 2013 OFAC $19,125
Deutsche Bank Trust Company Americas Deutsche Bank economic sanction violation 2013 OFAC $19,800
American Express Travel Related Services Company, Inc. American Express economic sanction violation 2013 OFAC $5,226,120
Intesa Sanpaolo S.p.A. Intesa Sanpaolo economic sanction violation 2013 OFAC $2,949,030
Wells Fargo Bank, N.A. Wells Fargo economic sanction violation 2013 OFAC $23,937
Commerzbank AG Commerzbank economic sanction violation 2011 OFAC $175,500
Societe Generale Societe Generale economic sanction violation 2011 OFAC $111,259
McGriff, Seibels & Williams of Texas, Inc. Truist Financial economic sanction violation 2011 OFAC $122,408
Metropolitan Life Insurance Company MetLife economic sanction violation 2011 OFAC $22,500
Discover Financial Services Discover Financial Services economic sanction violation 2010 OFAC $8,720
Wells Fargo Bank, N.A Wells Fargo economic sanction violation 2010 OFAC $67,500
Compass Bank Banco Bilbao Vizcaya Argentaria economic sanction violation 2010 OFAC $607,500
UniCredit Bank AG UniCredit economic sanction violation 2019 NY-MANDA $316,000,000
UniCredit Bank Austria AG UniCredit economic sanction violation 2019 NY-MANDA $20,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2019 NY-MANDA $292,000,000
Societe Generale Societe Generale economic sanction violation 2018 NY-MANDA $162,800,000
Credit Agricole Corporate and Investment Bank Credit Agricole economic sanction violation 2015 NY-MANDA $156,000,000
Commerzbank AG Commerzbank economic sanction violation 2015 NY-MANDA (*) $171,000,000
BNP Paribas S.A. BNP Paribas economic sanction violation 2014 NY-MANDA (*) $2,243,400,000
HSBC Holdings plc HSBC economic sanction violation 2012 NY-MANDA (*) $187,500,000
Standard Chartered Bank Standard Chartered economic sanction violation 2012 NY-MANDA (*) $113,500,000
ING Bank, NV ING economic sanction violation 2012 NY-MANDA (*) $309,500,000
Barclays plc Barclays economic sanction violation 2010 NY-MANDA (*) $149,000,000
Credit Suisse AG Credit Suisse economic sanction violation 2009 NY-MANDA $268,000,000
Lloyds TSB Bank plc Lloyds Banking Group economic sanction violation 2009 NY-MANDA $175,000,000
Allianz Global Risks U.S. Insurance Compan Allianz economic sanction violation 2019 OFAC $170,535
ACE Limited Chubb Limited economic sanction violation 2019 OFAC $66,212
ABN AMRO ABN AMRO economic sanction violation 2005 NY-DFS $20,000,000
Royal Bank of Scotland NatWest Group PLC economic sanction violation 2013 NY-DFS $50,000,000
BNP Paribas BNP Paribas economic sanction violation 2014 NY-DFS $2,240,000,000
Commerzbank Commerzbank economic sanction violation 2015 NY-DFS $610,000,000
Credit Agricole Credit Agricole economic sanction violation 2015 NY-DFS $385,000,000
Deutsche Bank Deutsche Bank economic sanction violation 2015 NY-DFS $200,000,000
Societe Generale SA Societe Generale economic sanction violation 2018 NY-DFS $420,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2019 NY-DFS $180,000,000
UniCredit Group UniCredit economic sanction violation 2019 NY-DFS $405,000,000
Deutsche Bank Trust Company Americas Deutsche Bank economic sanction violation 2020 OFAC $583,100
MoneyGram Payment Systems, Inc MoneyGram International economic sanction violation 2021 OFAC $34,328
Ameriprise Financial, Inc. Ameriprise Financial employment discrimination 2016 OFCCP $128,200
Bank of America Corp Bank of America employment discrimination 2013 OFCCP $2,181,593
Vanguard Group Vanguard Group employment discrimination 2010 EEOC $300,000
Branch Banking and Trust (BB&T) Truist Financial employment discrimination 2010 EEOC $24,000
Mercury Air Centers Inc. Macquarie employment discrimination 2010 EEOC $600,000
Bank of the West BNP Paribas employment discrimination 2011 EEOC $48,000
United Insurance Company of America Kemper employment discrimination 2012 EEOC $37,500
Vitol, Inc. Vitol employment discrimination 2012 EEOC $62,500
BMO Harris Bank Bank of Montreal employment discrimination 2013 EEOC $400,000
Regions Financial Corporation Regions Financial employment discrimination 2013 EEOC $95,000
JPMorgan Chase JPMorgan Chase employment discrimination 2014 EEOC $1,450,000
BOK Financial Corporation dba the Bank of Albuquerque BOK Financial employment discrimination 2014 EEOC $230,000
SunTrust Bank Truist Financial employment discrimination 2014 EEOC $300,000
Wells Fargo Bank, N.A. Wells Fargo employment discrimination 2014 EEOC $290,000
Wells Fargo & Company Wells Fargo employment discrimination 2014 EEOC $295,000
Bank of America Bank of America employment discrimination 2014 EEOC $110,000
Bank of America Bank of America employment discrimination 2016 EEOC $30,000
Farmers Insurance Exchange Farmers Insurance Exchange employment discrimination 2016 EEOC $225,000
Simmons First National Bank Simmons First National Corp. employment discrimination 2010 OFCCP $360,187
Wells Fargo Wells Fargo employment discrimination 2015 OFCCP $14,000
Standard Insurance Company Meiji Yasuda Life Insurance employment discrimination 2011 OFCCP $18,505
Allstate Insurance Company Allstate employment discrimination 2009 EEOC $4,500,000
Merrill Lynch Bank of America employment discrimination 2008 EEOC $1,550,000
Vanguard Group, Inc. Vanguard Group employment discrimination 2008 EEOC $500,000
JPMorgan Chase & Co. JPMorgan Chase employment discrimination 2006 EEOC $2,200,000
Morgan Stanley Morgan Stanley employment discrimination 2004 EEOC $54,000,000
Salomon Smith Barney Morgan Stanley employment discrimination 2001 EEOC $635,000
Josephthal & Co. Oppenheimer Holdings employment discrimination 2000 EEOC $330,000
Brown & Brown Brown & Brown employment discrimination 2017 EEOC $100,000
Bank of America Bank of America employment discrimination 2017 OFCCP $1,000,000
Fifth Third Bank Fifth Third Bancorp employment discrimination 2000 OFCCP $440,000
State Street Corporation State Street Corp. employment discrimination 2017 OFCCP $4,492,174
American Express Financial Advisors Ameriprise Financial employment discrimination 2002 private lawsuit-federal $31,000,000
Merrill Lynch Bank of America employment discrimination 2013 private lawsuit-federal $38,225,000
Merrill Lynch Bank of America employment discrimination 2013 private lawsuit-federal $160,000,000
Banc of America Investment Services Bank of America employment discrimination 2009 private lawsuit-federal $7,200,000
Combined Insurance Company of America Chubb Limited employment discrimination 2005 private lawsuit-federal $8,500,000
Cincinnati Insurance Company Cincinnati Financial employment discrimination 2006 private lawsuit-federal $537,500
Farmers Insurance Exchange Farmers Insurance Exchange employment discrimination 2016 private lawsuit-federal $6,140,000
JPMorgan Chase JPMorgan Chase employment discrimination 2018 private lawsuit-federal $24,000,000
Liberty Mutual Insurance Liberty Mutual Insurance employment discrimination 2009 private lawsuit-federal $2,163,401
MetLife Securities MetLife employment discrimination 2017 private lawsuit-federal $32,500,000
Metropolitan Life MetLife employment discrimination 2003 private lawsuit-federal $10,000,000
Smith Barney Morgan Stanley employment discrimination 2008 private lawsuit-federal $33,000,000
Morgan Stanley Morgan Stanley employment discrimination 2007 private lawsuit-federal $46,000,000
Morgan Stanley Morgan Stanley employment discrimination 2008 private lawsuit-federal $750,000
Morgan Stanley Morgan Stanley employment discrimination 2008 private lawsuit-federal $16,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)