Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| Beverly Enterprises | Fillmore Capital Partners | private equity (including portfolio companies) | False Claims Act and related | 2000 | DOJ_CIVIL | $170,000,000 |
| Kindred Healthcare Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $125,000,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2020 | private lawsuit-federal | $117,500,000 |
| Carlyle Group | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $115,000,000 |
| Blackstone Group L.P. | Blackstone | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $108,333,333 |
| Kohlberg Kravis Roberts & Co. L.P. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $108,333,333 |
| TPG Capital, L.P. | TPG Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $108,333,333 |
| Vencor Inc. and Ventas Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $104,500,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | trade violations | 2019 | DOJ_CIVIL | $62,500,000 |
| TeamHealth Holdings | Blackstone | private equity (including portfolio companies) | False Claims Act and related | 2017 | DOJ_CIVIL | $60,000,000 |
| Bain Capital | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $54,000,000 |
| McAfee, Inc. | Advent International | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
| Athene Holding Ltd. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $45,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| First Allmerica Financial Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $40,000,000 |
| Apria Healthcare Group, Inc. and Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | False Claims Act and related | 2021 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000 |
| Blackstone Group | Blackstone | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $39,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-state | $38,000,000 |
| Cox Media Group | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $37,000,000 |
| 21st Century Oncology Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $34,700,000 |
| Akzo Nobel Chemicals International B.V. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2006 | DOJ_ANTITRUST | $32,000,000 |
| NextGen Healthcare, Inc. | Thoma Bravo | private equity (including portfolio companies) | False Claims Act and related | 2023 | DOJ_CIVIL | $31,000,000 |
| Kohlberg Kravis Roberts & Co. | KKR & Co. | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $30,000,000 |
| Riverstone Holdings LLC | Riverstone Holdings | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $30,000,000 |
| RGIS LLC | Blackstone | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $27,000,000 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2012 | DOJ_CIVIL | $25,000,000 |
| AOL | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | AK-AG | $25,000,000 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2008 | private lawsuit-federal | $23,380,000 |
| Simon and Schuster Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2013 | MULTI-AG | $20,641,666 |
| Beverly Enterprises Inc. | Fillmore Capital Partners | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $20,000,000 |
| Space Systems Loral | Advent International | private equity (including portfolio companies) | export control violation | 2002 | DDTC | $20,000,000 |
| Carlyle Group | Carlyle Group | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $20,000,000 |
| H.I.G. Growth Partners, LLC and H.I.G. Capital, LLC | H.I.G. Capital | private equity (including portfolio companies) | False Claims Act and related | 2021 | MA-AG | $19,950,000 |
| 21st Century Oncology LLC | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $19,750,000 |
| MoneyGram International, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2009 | FTC | $18,000,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $17,480,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $16,500,000 |
| ADT, LLC | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2018 | private lawsuit-federal | $16,000,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2019 | private lawsuit-federal | $16,000,000 |
| Kronos Inc. | Hellman & Friedman | private equity (including portfolio companies) | privacy violation | 2022 | private lawsuit-federal | $15,276,277 |
| 1-800 Contacts Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,100,000 |
| Lifescan, Inc. | Platinum Equity | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $15,000,000 |
| Ingram Micro Inc. | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $15,000,000 |
| Athene Life Insurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $15,000,000 |
| Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $14,900,000 |
| MoneyGram Payment Systems | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2016 | MULTI-AG | $13,000,000 |
| American Securities LLC | American Securities LLC | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $13,000,000 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $12,900,000 |
| Gentiva Health Services Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $12,500,000 |
| Arctic Glacier Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2011 | private lawsuit-federal | $12,500,000 |
| TPG Capital Advisors, LLC | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $12,487,620 |
| Neiman Marcus Group Inc. | Ares Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2005 | private lawsuit-federal | $12,437,500 |
| Rexall Sundown, Inc. | Carlyle Group | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $12,000,000 |
| Akzo Nobel Chemicals BV | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2001 | DOJ_ANTITRUST | $12,000,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2018 | private lawsuit-federal | $12,000,000 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | privacy violation | 2019 | WA-AG | $12,000,000 |
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $11,121,840 |
| Massage Envy Franchising, LLC | Roark Capital | private equity (including portfolio companies) | consumer protection violation | 2022 | private lawsuit-federal | $11,000,000 |
| GEO Specialty Chemicals Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $10,796,800 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $10,000,000 |
| Barnes & Noble | Elliott Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $10,000,000 |
| Acosta Sales | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $9,900,000 |
| Royal Alliance Associates, SagePoint Financial and FSC Securities Corporation | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $9,500,000 |
| PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | DOJ_CIVIL | $9,250,000 |
| Arctic Glacier International Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | DOJ_ANTITRUST | $9,000,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $9,000,000 |
| CKE Restaurants | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2004 | private lawsuit-state | $9,000,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $9,000,000 |
| Scotts Lawn Service (later Trugreen) | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $8,975,000 |
| Alcoa Inc. | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2000 | EPA | $8,800,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2022 | NY-DFS | $8,250,000 |
| Classmates Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2015 | MULTI-AG | $8,177,600 |
| Aeroflex Incorporated | Advent International | private equity (including portfolio companies) | export control violation | 2013 | DDTC | $8,000,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-state | $8,000,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $7,995,000 |
| Calsonic Kansei Corporation | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $7,920,000 |
| Akzo Nobel | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2001 | private lawsuit-federal | $7,500,000 |
| Staples Contract and Commercial | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2005 | DOJ_CIVIL | $7,400,000 |
| Shutterfly Inc. | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2021 | private lawsuit-state | $6,750,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2005 | FINRA | $6,600,000 |
| AnnTaylor Stores | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $6,500,000 |
| Jo-Ann Stores | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2002 | private lawsuit-state | $6,500,000 |
| USALCO LLC | H.I.G. Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,100,000 |
| Securities America Advisors Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $5,828,448 |
| Dollar Financial | Lone Star Funds | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $5,800,000 |
| Caliber Collision Centers | Hellman & Friedman | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-AG | $5,800,000 |
| Sonic Corp. | Roark Capital | private equity (including portfolio companies) | privacy violation | 2022 | private lawsuit-federal | $5,700,000 |
| ResCare Iowa Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | DOJ_CIVIL | $5,630,000 |
| Tenneco Inc. | Apollo Global Management | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $5,520,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2007 | private lawsuit-federal | $5,500,000 |
| Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro Ambulance | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,426,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,400,000 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2007 | private lawsuit-federal | $5,250,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-federal | $5,026,204 |
| Corporate Express Office Products | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $5,020,000 |
| GEO Specialty Chemicals Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2016 | DOJ_ANTITRUST | $5,000,000 |
| Gentiva Health | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $5,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $5,000,000 |
