Violation Tracker Parent Company Summary

Parent Company Name: 
Citigroup
Ownership Structure: 
publicly traded (ticker symbol C)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$25,535,002,360
Number of records: 
154
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$21,893,201,078101
competition-related offenses$1,760,060,0006
consumer-protection-related offenses$1,747,261,69927
employment-related offenses$125,455,83611
miscellaneous offenses$9,000,0005
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,768,250,0009
investor protection violation$8,176,245,73063
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
consumer protection violation$1,743,299,69923
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Yearsort icon Agency Penalty Amount
Banamex USA banking violation 2015 FDIC $140,000,000
Citibank, N.A. banking violation 2015 OCC $35,000,000
CITIGROUP INC. banking violation 2015 FED $342,000,000
Citicorp foreign exchange market manipulation 2015 DOJ_CRIMINAL $925,000,000
Citigroup Global Markets investor protection violation 2015 SEC $15,000,000
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC investor protection violation 2015 SEC $180,000,000
Citigroup Global Markets Inc. investor protection violation 2015 SEC $500,000
Citigroup wage and hour violation 2015 private lawsuit-federal $4,650,000
Citigroup mortgage abuses 2015 MA-AG $675,000
Citigroup Global Markets, Inc. consumer protection violation 2015 NY-AG $4,500,000
Citigroup Global Markets, Inc. investor protection violation 2015 AK-DBS $35,000
Citigroup Global Markets Inc. investor protection violation 2015 CT-SEC $35,000
Citigroup Global Markets Inc. investor protection violation 2015 NH-BSR $35,000
Citigroup Global Markets Inc. investor protection violation 2015 MULTI-FIN $1,965,000
Citibank consumer protection violation 2016 CFPB $7,890,000
Citibank consumer protection violation 2016 CFPB $45,000,000
Citigroup interest rate benchmark manipulation 2016 CFTC $175,000,000
Citibank interest rate benchmark manipulation 2016 CFTC $250,000,000
Citigroup Global Markets data submission deficiencies 2016 SEC $7,000,000
Citigroup Technology Inc wage and hour violation 2016 WHD $1,967,689
Citigroup Global Markets Inc. toxic securities abuses 2016 VA-AG $4,750,000
Citigroup Global Markets Inc. investor protection violation 2017 CFTC $25,000,000
CitiFinancial Servicing and CitiMortgage, Inc. consumer protection violation 2017 CFPB $28,800,000
Citigroup Global Markets investor protection violation 2017 SEC $2,963,735
Citigroup Global Markets investor protection violation 2017 SEC $18,300,000
Banamex USA anti-money-laundering deficiencies 2017 DOJ_CRIMINAL $97,440,000
Citibank N.A. data submission deficiencies 2017 CFTC $550,000
CitiFinancial Credit Company Servicemembers Civil Relief Act 2017 DOJ_RIGHTS $907,000
Citibank N.A. consumer protection violation 2017 CFPB $6,000,000
Citibank N.A. banking violation 2017 OCC $452,000
Citigroup wage and hour violation 2017 private lawsuit-federal $1,080,000
Citigroup wage and hour violation 2017 private lawsuit-federal $325,000
Citigroup Global Markets, Inc. investor protection violation 2017 NY-AG $23,500,000
Citigroup Global Markets Inc. investor protection violation 2017 FINRA $11,500,000
Citigroup Global Markets Inc. investor protection violation 2017 FINRA $1,000,000
Citibank N.A. anti-money-laundering deficiencies 2018 OCC $70,000,000
Citibank, N.A. consumer protection violation 2018 CFPB $335,000,000
Citigroup banking violation 2018 FED $8,600,000
Citigroup accounting fraud or deficiencies 2018 SEC $10,500,000
Citibank NA export control violation 2018 BIS $60,000
Citibank N.A. investor protection violation 2018 SEC $38,700,000
Citigroup Global Markets Inc. investor protection violation 2018 SEC $12,937,475
Citibank N.A. bankruptcy professional violation 2018 DOJ_UTP $5,000,000
Citibank interest rate benchmark manipulation 2018 MULTI-AG $100,000,000
Citigroup, Inc. benefit plan administrator violation 2019 private lawsuit-federal $6,900,000
Citibank, N.A. banking violation 2019 OCC $25,000,000
Citibank, N.A. banking violation 2019 OCC $30,000,000
CitiMortgage, Inc. consumer protection violation 2019 CA-DFPI $7,800,000
Citigroup Global Markets Inc. investor protection violation 2019 FINRA $280,000
Citigroup Global Markets Inc. investor protection violation 2019 FINRA $1,250,000
Citibank, N.A. banking violation 2020 OCC $17,998,510
Citibank N.A. investor protection violation 2020 CFTC $4,500,000
Citibank, National Association banking violation 2020 OCC $400,000,000
Citibank consumer protection violation 2021 MULTI-AG $4,200,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)