Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Company Summary

Current Parent Company Name: Citigroup
Ownership Structure: publicly traded (ticker symbol NYSE: C)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $26,945,611,792
Number of records: 181
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$19,742,743,935103
consumer-protection-related offenses$4,383,536,46040
competition-related offenses$2,684,841,66617
employment-related offenses$125,465,98412
miscellaneous offenses$9,000,0005
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,772,892,85710
investor protection violation$8,382,120,73068
price-fixing or anti-competitive practices$2,684,781,66616
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyPrimary Offense TypeYearAgency sort iconPenalty Amount
Citibankconsumer protection violation2014HI-AG$2,825,000
CitiMortgage, Inc.consumer protection violation2006HUD$650,000
Citigroup Global Markets, Inc.investor protection violation2010IN-SEC$692,000
Citigroupmortgage abuses2015MA-AG$675,000
Citigrouptoxic securities abuses2008MA-AG$20,000,000
Citigroup Global Markets Inc.investor protection violation2012MA-SEC$2,000,000
Citigroup Global Markets Inc.investor protection violation2013MA-SEC$30,000,000
Citigroup Global Markets, Inc.investor protection violation2010MO-SEC$277,500
Ameriquest Mortgageconsumer protection violation2006MULTI-AG$325,000,000
Citibankconsumer protection violation2002MULTI-AG$1,600,000
Citibankprice-fixing or anti-competitive practices2018MULTI-AG$100,000,000
Citigroupmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $413,041,577
Citigroup Global Markets, Inc. and Citi Smith Barneyinvestor protection violation2008MULTI-AG$7,100,000,000
Citigroup Inc.toxic securities abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $291,750,000
Citibankconsumer protection violation2021MULTI-AG$4,200,000
Citifinancialhousing program violation2010MULTI-FIN$1,250,000
Citigroup Global Markets Inc.investor protection violation2010MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000
Citigroup Global Markets Inc.investor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,000,000
Citigroup Global Markets Inc.investor protection violation2015MULTI-FIN$1,965,000
Citigrouptoxic securities abuses2011NCUA$20,500,000
CitiFinancial, Inc.consumer protection violation2007NE-DBF$81,500
Citigroup Global Markets Inc.investor protection violation2015NH-BSR$35,000
Citigroup Global Markets Inc.investor protection violation2009NJ-AG$3,300,932
CITIGROUPenvironmental violation2010NJ-ENV$6,000
Citigroup Global Markets Inc.toxic securities abuses2021NM-AG$4,642,857
Citibankconsumer protection violation2007NY-AG$2,000,000
Citibankgambling violation2002NY-AG$100,000
Citigroup Global Markets, Inc.consumer protection violation2014NY-AG$16,000,000
Citigroup Global Markets, Inc.consumer protection violation2015NY-AG$4,500,000
Citigroup Global Markets, Inc.investor protection violation2017NY-AG$23,500,000
Citigroupdiscriminatory practices (non-employment)2001NY-DFS$1,000,000
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc.insurance violation2010NY-DFS$2,000,000
Citigroup, Inc.accounting fraud or deficiencies2003NY-MANDA$25,000,000
Citibank, N.A.banking violation2015OCC$35,000,000
Citibank, National Associationbanking violation2014OCC$350,000,000
Citibankbanking violation2013OCC$793,492,868
Citibank N.A.anti-money-laundering deficiencies2018OCC$70,000,000
Citibank N.A.banking violation2017OCC$452,000
Citibank, N.A.banking violation2019OCC$25,000,000
Citibank, N.A.banking violation2019OCC$30,000,000
Citibank, N.A.banking violation2020OCC$17,998,510
Citibank, National Associationbanking violation2020OCC$400,000,000
Citigroup, N. A.economic sanction violation2008OFAC$16,250
Citibankeconomic sanction violation2004OFAC$5,500
Citicorp Vendor Finance Ltdeconomic sanction violation2004OFAC$7,379
Citigroup Inc.economic sanction violation2014OFAC$217,841
CITIMORTGAGE, INC.workplace safety or health violation2007OSHA$5,097
CITIBANK, N.A.workplace safety or health violation2010OSHA$5,000
CITICORP CREDIT CARD SERVICES, INC. (USA)workplace safety or health violation2014OSHA$7,650
Citigroup Global Marketsinvestor protection violation2015SEC$15,000,000
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLCinvestor protection violation2015SEC$180,000,000
Citigrouptoxic securities abuses2011SEC$285,000,000
Citigroup Inc.toxic securities abuses2010SEC$75,000,000
Citigroup Global Marketsdata submission deficiencies2016SEC$7,000,000
Citigroup Global Markets Inc.investor protection violation2015SEC$500,000
LavaFlow Inc.investor protection violation2014SEC$5,000,000
The BISYS Groupaccounting fraud or deficiencies2007SEC$25,000,000
Citigroup Global Markets, Inc.investor protection violation2006SEC$1,500,000
Citigroup, Inc.investor protection violation2005SEC$208,000,000
Citigroup Global Markets, Inc.investor protection violation2005SEC$20,000,000
Citigroup, Inc.accounting fraud or deficiencies2003SEC$101,000,000
Citigroup, Inc.accounting fraud or deficiencies2003SEC$19,000,000
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc.investor protection violation2003SEC$400,000,000
Citigroup Global Marketsinvestor protection violation2017SEC$2,963,735
Citigroup Global Marketsinvestor protection violation2017SEC$18,300,000
Citigroupaccounting fraud or deficiencies2018SEC$10,500,000
Citibank N.A.investor protection violation2018SEC$38,700,000
Citigroup Global Markets Inc.investor protection violation2018SEC$12,937,475
Citigroup Global Markets, Inc.investor protection violation2007SEC$200,000
Citigroup Global Markets Inc.investor protection violation2022SEC$125,000,000
Citigroup Global Markets Inc.investor protection violation2023SEC$2,900,000
Citigroup Global Markets, Inc.investor protection violation2023SEC$1,975,000
Citigroup Global Markets Inc.investor protection violation2010TX-SEC$130,000
Citimortgage Inc.mortgage abuses2012USAO$158,300,000
Citigroup Global Markets Inc.toxic securities abuses2016VA-AG$4,750,000
CITIGROUP GLOBAL MARKETS INCinvestor protection violation2004VA-SEC$72,486
CITIGROUP GLOBAL MARKETSinvestor protection violation2008VA-SEC$22,000
Citigroup Global Markets Inc.investor protection violation2014VA-SEC$9,500
Citigroup Technology Incwage and hour violation2016WHD$1,967,689
Citigroupwage and hour violation2009WHD$38,926
Citibank/Citigroup Inc.consumer protection violation2013WV-AG$1,950,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.