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Violation Tracker Agency Summary Page

Agency Name: Office of Foreign Assets Control
Penalty Total since 2000: $2,032,877,349
Number of Records: 548
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
HSBC$375,062,7756
Credit Agricole$329,599,0852
Commerzbank$258,841,7963
Schlumberger$234,132,1222
Deutsche Borse$152,000,0001
ZTE$100,871,2661
JPMorgan Chase$93,720,7599
Societe Generale$54,095,7754
ABN AMRO$40,025,8472
NatWest Group PLC$33,000,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearPenalty Amount
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000
HSBC HoldingsHSBCfinancial serviceseconomic sanction violation2012$375,000,000
ING Bank N.V.INGfinancial serviceseconomic sanction violation2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $619,000,000
JPMorgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2011$88,300,000
Australia and New Zealand Bank Group, Ltd.Australia and New Zealand Banking Groupfinancial serviceseconomic sanction violation2009$5,750,000
A.G. Edwards and Sons Inc.Wells Fargofinancial serviceseconomic sanction violation2008$122,358
BankAtlanticTruist Financialfinancial serviceseconomic sanction violation2008$7,500
BB&TTruist Financialfinancial serviceseconomic sanction violation2007$10,000
Citigroup, N. A.Citigroupfinancial serviceseconomic sanction violation2008$16,250
Key Bank National AssociationKeyCorpfinancial serviceseconomic sanction violation2008$200,000
American Express Travel Related Services Co., Inc.American Expressfinancial serviceseconomic sanction violation2007$16,625
National Australia Bank Ltd.National Australia Bankfinancial serviceseconomic sanction violation2007$100,000
Wachovia BankWells Fargofinancial serviceseconomic sanction violation2007$11,000
ABN AMRO Bank, N.V.ABN AMROfinancial serviceseconomic sanction violation2006$40,000,000
Bank of ChinaBank of Chinafinancial serviceseconomic sanction violation2005$11,000
Fidelity Brokerage Services, Inc. dba Fidelity InvestmentsFidelity Investmentsfinancial serviceseconomic sanction violation2005$63,853
PNC BankPNC Financial Servicesfinancial serviceseconomic sanction violation2005$8,200
Seabury & Smith Inc.Marsh & McLennanfinancial serviceseconomic sanction violation2005$46,341
SunTrust BankTruist Financialfinancial serviceseconomic sanction violation2005$40,423
SunTrust BankTruist Financialfinancial serviceseconomic sanction violation2005$30,800
The Bank of New YorkBank of New York Mellonfinancial serviceseconomic sanction violation2005$5,844
Union Bank of CaliforniaU.S. Bancorpfinancial serviceseconomic sanction violation2005$5,500
Wachovia BankWells Fargofinancial serviceseconomic sanction violation2005$5,500
Wells Fargo BankWells Fargofinancial serviceseconomic sanction violation2005$42,833
ABN AMRO Bank, IncABN AMROfinancial serviceseconomic sanction violation2004$25,847
American ExpressAmerican Expressfinancial serviceseconomic sanction violation2004$18,391
American Express Bank Ltd.American Expressfinancial serviceseconomic sanction violation2004$5,041
American Express CompanyAmerican Expressfinancial serviceseconomic sanction violation2004$5,500
Arab Banking Corp.Arab Banking Corp.financial serviceseconomic sanction violation2004$5,500
Bank of AmericaBank of Americafinancial serviceseconomic sanction violation2004$13,573
Bank of ChinaBank of Chinafinancial serviceseconomic sanction violation2004$10,000
Bank of New YorkBank of New York Mellonfinancial serviceseconomic sanction violation2004$137,500
Bank of New YorkBank of New York Mellonfinancial serviceseconomic sanction violation2004$34,623
Bank of New YorkBank of New York Mellonfinancial serviceseconomic sanction violation2004$27,500
Bank of New YorkBank of New York Mellonfinancial serviceseconomic sanction violation2004$5,500
Bank OneJPMorgan Chasefinancial serviceseconomic sanction violation2004$5,500
Bank OneJPMorgan Chasefinancial serviceseconomic sanction violation2004$6,682
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2004$14,970
California United BankPacWest Bancorpfinancial serviceseconomic sanction violation2004$7,250
CitibankCitigroupfinancial serviceseconomic sanction violation2004$5,500
Citicorp Vendor Finance LtdCitigroupfinancial serviceseconomic sanction violation2004$7,379
Commerzbank AGCommerzbankfinancial serviceseconomic sanction violation2004$5,500
Deutsche BankDeutsche Bankfinancial serviceseconomic sanction violation2004$5,500
First Union BankWells Fargofinancial serviceseconomic sanction violation2004$18,740
Hanmi BankHanmi Financial Corp.financial serviceseconomic sanction violation2004$7,000
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2004$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2004$8,375
JP Morgan ChaseJPMorgan Chasefinancial serviceseconomic sanction violation2004$26,980
JP Morgan Chase & Co.JPMorgan Chasefinancial serviceseconomic sanction violation2004$17,303
JP Morgan Chase & Co.JPMorgan Chasefinancial serviceseconomic sanction violation2004$73,281
JP Morgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2004$9,748
JP Morgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2004$18,094
Mellon Bank N.A.Bank of New York Mellonfinancial serviceseconomic sanction violation2004$10,400
Merrill Lynch, Pierce, Fenner & Smith, IncBank of Americafinancial serviceseconomic sanction violation2004$22,904
Ruesch International, Inc.Western Unionfinancial serviceseconomic sanction violation2004$7,811
Santander Bank & Trust (Bahamas) LtdBanco Santanderfinancial serviceseconomic sanction violation2004$20,000
Wachovia BankWells Fargofinancial serviceseconomic sanction violation2004$11,000
Bank of AmericaBank of Americafinancial serviceseconomic sanction violation2003$158,038
Bank of New YorkBank of New York Mellonfinancial serviceseconomic sanction violation2003$24,750
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2003$10,107
Credit Lyonnais, NYCredit Agricolefinancial serviceseconomic sanction violation2003$5,500
Deutsche Bank A.G.Deutsche Bankfinancial serviceseconomic sanction violation2003$5,500
Guy Carpenter & Company, IncMarsh & McLennanfinancial serviceseconomic sanction violation2003$50,000
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003$11,000
National City BankPNC Financial Servicesfinancial serviceseconomic sanction violation2003$5,500
Northern Trust, IBCNorthern Trustfinancial serviceseconomic sanction violation2003$18,027
Societe GeneraleSociete Generalefinancial serviceseconomic sanction violation2003$6,600
Societe GeneraleSociete Generalefinancial serviceseconomic sanction violation2003$11,000
State Street Bank & Trust CoState Street Corp.financial serviceseconomic sanction violation2003$22,000
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003$14,750
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003$5,000
Union Bank of CAU.S. Bancorpfinancial serviceseconomic sanction violation2003$14,913
Union Bank of CAU.S. Bancorpfinancial serviceseconomic sanction violation2003$12,000
Wells Fargo BankWells Fargofinancial serviceseconomic sanction violation2003$5,500
Toronto-Dominion BankToronto-Dominion Bankfinancial serviceseconomic sanction violation2017$516,105
American International GroupAmerican International Groupfinancial serviceseconomic sanction violation2017$148,698
American ExpressAmerican Expressfinancial serviceseconomic sanction violation2017$204,277
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018$53,966,916
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial serviceseconomic sanction violation2018$5,263,171
Western Union Financial Services, Inc.Western Unionfinancial serviceseconomic sanction violation2019$401,697
UniCredit Bank AGUniCreditfinancial serviceseconomic sanction violation2019(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $553,380,759
UniCredit Bank Austria AGUniCreditfinancial serviceseconomic sanction violation2019(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $20,326,340
UniCredit S.p.A.UniCreditfinancial serviceseconomic sanction violation2019(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $37,316,322
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033
Citigroup Inc.Citigroupfinancial serviceseconomic sanction violation2014$217,841
Branch Banking & Trust Co.Truist Financialfinancial serviceseconomic sanction violation2014$19,125
American International Group, Inc.American International Groupfinancial serviceseconomic sanction violation2014$279,038
HSBC Bank USA, N.A.HSBCfinancial serviceseconomic sanction violation2013$32,400
Compass BankPNC Financial Servicesfinancial serviceseconomic sanction violation2013$19,125
Deutsche Bank Trust Company AmericasDeutsche Bankfinancial serviceseconomic sanction violation2013$19,800
American Express Travel Related Services Company, Inc.American Expressfinancial serviceseconomic sanction violation2013$5,226,120
Intesa Sanpaolo S.p.A.Intesa Sanpaolofinancial serviceseconomic sanction violation2013$2,949,030
Wells Fargo Bank, N.A.Wells Fargofinancial serviceseconomic sanction violation2013$23,937
Bank of Tokyo-Mitsubishi UFJ, Ltd.Mitsubishi UFJ Financial Groupfinancial serviceseconomic sanction violation2012$8,571,634
Commerzbank AGCommerzbankfinancial serviceseconomic sanction violation2011$175,500
Societe GeneraleSociete Generalefinancial serviceseconomic sanction violation2011$111,259
McGriff, Seibels & Williams of Texas, Inc.Truist Financialfinancial serviceseconomic sanction violation2011$122,408
Metropolitan Life Insurance CompanyMetLifefinancial serviceseconomic sanction violation2011$22,500
Discover Financial ServicesDiscover Financial Servicesfinancial serviceseconomic sanction violation2010$8,720
Wells Fargo Bank, N.AWells Fargofinancial serviceseconomic sanction violation2010$67,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.